Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PATRIOT NATIONAL BANCORP INCPNBK · Entity 6625 | EVP & Chief Credit Officer | May 20, 2026 | May 27, 2026 |
| Silvergate Capital CorpSI · Entity 108038 | Executive VP | November 19, 2019 | November 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PATRIOT NATIONAL BANCORP INC
Report date May 20, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-05-20 | Direct | 741,650 |
Reported balance
After 2026-05-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 74,983 · Balance 741,650 F2: N/A F1: On May 20, 2026, pursuant to the Reporting Person's employment agreement with the Issuer dated April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 74,983 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date (24,994 shares, 24,994 shares, and 24,995 shares respectively as of May 20, 2027, 2028 and 2029). |
Filing footnotes · ownership attribution and instrument terms
F1: On May 20, 2026, pursuant to the Reporting Person's employment agreement with the Issuer dated April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 74,983 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date (24,994 shares, 24,994 shares, and 24,995 shares respectively as of May 20, 2027, 2028 and 2029).
F2: N/A
Silvergate Capital Corp
Report date November 19, 2019 · Filed November 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,957 |
Reported balance
After 2019-11-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-19 · Grant · Acquired 1,957 · Balance 1,957 F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2: The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind. |
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.09 · Expires 2029-11-19 | Direct | 5,758 |
Reported balance
After 2019-11-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-19 · Grant · Acquired 5,758 · Balance 5,758 F3: The option becomes exercisable in four equal annual installments beginning November 19, 2020. |
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2028-06-22 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2019-11-19 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 25,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F2: The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
F3: The option becomes exercisable in four equal annual installments beginning November 19, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 27, 2026 22:26 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | GrantRestricted Stock Units · Derivative | 74,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018627 · rdgdoc.xml · derivative · entry 1 Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 741,650 Underlying: Common Stock · 74,983 shares Expires 2029-05-20 F2 · derivative.exercise_price: N/A F1 · kind: On May 20, 2026, pursuant to the Reporting Person's employment agreement with the Issuer dated April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 74,983 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date (24,994 shares, 24,994 shares, and 24,995 shares respectively as of May 20, 2027, 2028 and 2029). Read SEC document |
| April 30, 2026 Filed May 4, 2026 19:52 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | Exercise / conversionRestricted Stock Units · Derivative | 333,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-014644 · rdgdoc.xml · derivative · entry 3 Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,667 Underlying: Common Stock · 333,333 shares Expires 2026-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 13, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement. Read SEC document |
| April 30, 2026 Filed May 4, 2026 19:52 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | Tax withholdingCommon Stock | 121,776 | $1.23 | $149,784.48 |
DisclosureSEC source: 0001437749-26-014644 · rdgdoc.xml · nonDerivative · entry 2 Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,557 F2 · kind: Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person. F2 · price: Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person. Read SEC document |
| April 30, 2026 Filed May 4, 2026 19:52 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | Exercise / conversionCommon Stock | 333,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-014644 · rdgdoc.xml · nonDerivative · entry 1 Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 13, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement. F1 · price: On August 13, 2025, pursuant to an award agreement effective as of April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:21 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | GrantCommon Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-040408 · wk-form4_1755202891.xml · nonDerivative · entry 1 Simmons William Paul · CIK 0001758345 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 F1 · shares: On August 13, 2025, the Reporting Person received an award agreement effective as of April 30, 2025 granting Restricted Stock Units equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. F1 · price: On August 13, 2025, the Reporting Person received an award agreement effective as of April 30, 2025 granting Restricted Stock Units equal to 1,000,000 shares of Common Stock, which will vest in three equal installments on each of the first three anniversaries of the award date. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 20:31 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantNon-Qualified Stock Options · Derivative | 5,758 | $0.00 Strike: $16.09 | $0.00 |
DisclosureSEC source: 0001312109-19-000050 · wf-form4_157438627932844.xml · derivative · entry 2 Simmons William Paul · CIK 0001758345 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,758 Underlying: Class A Common Stock · 5,758 shares Expires 2029-11-19 F3 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning November 19, 2020. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 20:31 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantRestricted Stock Units · Derivative | 1,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-19-000050 · wf-form4_157438627932844.xml · derivative · entry 1 Simmons William Paul · CIK 0001758345 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,957 Underlying: Class A Common Stock · 1,957 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.