TapewireFind a company

person · Reporting owner

WAUN THOMAS J. SR.

Disclosed activity across 1 company

Tapewire entity
43832
SEC CIK
0001815777

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED DRAINAGE SYSTEMS, INC.WMS · Entity 2328EVP, InternationalMay 22, 2025May 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED DRAINAGE SYSTEMS, INC.

Report date May 22, 2025 · Filed May 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,590 Reported balance After 2026-05-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-22 · Tax withholding · Disposed 218 · Balance 17,590

F1: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

F2: Includes 89 shares of common stock acquired under the Advanced Drainage Systems, Inc. Employee Stock Purchase Plan, exempt under Rule 16b-3(c).

Common StockSEC Table I · non-derivativeIndirectBy KSOP807.4087 Reported balance Holding disclosure · report date 2025-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 807.4087

F3: Represents current allocation under KSOP.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

F2: Includes 89 shares of common stock acquired under the Advanced Drainage Systems, Inc. Employee Stock Purchase Plan, exempt under Rule 16b-3(c).

F3: Represents current allocation under KSOP.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2026 Filed May 27, 2026 20:05 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 218 $133.00 $28,994.00
Disclosure

SEC source: 0001193125-26-241866 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,590

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

F2 · balance_after: Includes 89 shares of common stock acquired under the Advanced Drainage Systems, Inc. Employee Stock Purchase Plan, exempt under Rule 16b-3(c).

Read SEC document
May 20, 2026 Filed May 21, 2026 22:40 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 100 $136.83 $13,683.00
Disclosure

SEC source: 0001193125-26-235060 · ownership.xml · nonDerivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,253

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 19, 2026 Filed May 21, 2026 22:40 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 4,555 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-235060 · ownership.xml · nonDerivative · entry 3

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,808

F3 · shares: Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2026 had been met. Total includes dividend equivalents in the amount of 63 shares, which dividend equivalents are settled in common stock

Read SEC document
May 19, 2026 Filed May 21, 2026 22:40 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 117 $131.59 $15,396.03
Disclosure

SEC source: 0001193125-26-235060 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,353

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

F2 · balance_after: Includes 89 shares of common stock acquired under the Advanced Drainage Systems, Inc. Employee Stock Purchase Plan, exempt under Rule 16b-3(c).

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:05 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 SaleCommon Stock 1,500 $155.00 $232,500.00
Disclosure

SEC source: 0001193125-25-303860 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
November 12, 2025 Filed Nov 13, 2025 21:53 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 SaleCommon Stock 1,000 $150.00 $150,000.00
Disclosure

SEC source: 0001193125-25-280391 · ownership.xml · nonDerivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,970

F2 · balance_after: Includes 125 shares of common stock acquired under the Advanced Drainage Systems, Inc. Employee Stock Purchase Plan, exempt under Rule 16b-3(c).

Read SEC document
November 11, 2025 Filed Nov 13, 2025 21:53 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 SaleCommon Stock 1,272.3795 $148.30 $188,689.94
Disclosure

SEC source: 0001193125-25-280391 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Indirect · By KSOP

Disclosed balance after: 796.9667

F1 · ownership.nature: Represents current allocation under KSOP.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:31 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 162 $111.00 $17,982.00
Disclosure

SEC source: 0000950170-25-077002 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,845

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 20, 2025 Filed May 21, 2025 22:14 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 101 $118.39 $11,957.39
Disclosure

SEC source: 0000950170-25-075909 · ownership.xml · nonDerivative · entry 3

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,007

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 19, 2025 Filed May 21, 2025 22:14 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 2,502 $0.00 Strike: $119.30 $0.00
Disclosure

SEC source: 0000950170-25-075909 · ownership.xml · derivative · entry 5

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,502

Underlying: Common Stock · 2,502 shares

Expires 2035-05-20

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2026, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 19, 2025 Filed May 21, 2025 22:14 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 118 $121.86 $14,379.48
Disclosure

SEC source: 0000950170-25-075909 · ownership.xml · nonDerivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,108

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 19, 2025 Filed May 21, 2025 22:14 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 1,174 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-075909 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,226

Read SEC document
May 14, 2025 Filed May 16, 2025 20:05 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 15 $121.68 $1,825.20
Disclosure

SEC source: 0000950170-25-073523 · ownership.xml · nonDerivative · entry 3

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,052

F3 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:05 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 1,036 $121.68 $126,060.48
Disclosure

SEC source: 0000950170-25-073523 · ownership.xml · nonDerivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,067

F3 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:05 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 3,461 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073523 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,103

F1 · shares: Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2025 had been met. Total includes dividend equivalents in the amount of 48 shares, which dividend equivalents are settled in common stock.

F2 · balance_after: Includes 174 shares of common stock acquired under the Advanced Drainage Systems, Inc. Employee Stock Purchase Plan, exempt under Rule 16b-3(c).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:01 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 162 $177.06 $28,683.72
Disclosure

SEC source: 0000950170-24-064532 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,468

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 20, 2024 Filed May 21, 2024 22:37 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 2,064 $0.00 Strike: $177.38 $0.00
Disclosure

SEC source: 0000950170-24-063183 · ownership.xml · derivative · entry 5

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 2,064 shares

Expires 2034-05-20

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 20, 2025, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 20, 2024 Filed May 21, 2024 22:37 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 991 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-063183 · ownership.xml · nonDerivative · entry 3

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,630

Read SEC document
May 19, 2024 Filed May 21, 2024 22:37 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 78 $174.13 $13,582.14
Disclosure

SEC source: 0000950170-24-063183 · ownership.xml · nonDerivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,639

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 18, 2024 Filed May 21, 2024 22:37 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 118 $174.13 $20,547.34
Disclosure

SEC source: 0000950170-24-063183 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,717

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:56 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 20 $176.18 $3,523.60
Disclosure

SEC source: 0000950170-24-061821 · ownership.xml · nonDerivative · entry 3

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,835

F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:56 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 916 $176.18 $161,380.88
Disclosure

SEC source: 0000950170-24-061821 · ownership.xml · nonDerivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,855

F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:56 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 3,058 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061821 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,771

F1 · shares: Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2024 had been met. Total includes dividend equivalents in the amount of 42 shares, which dividend equivalents are settled in common stock.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:01 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Exercise / conversionOption to Purchase Common Stock · Derivative 1,500 $0.00 Strike: $46.89 $0.00
Disclosure

SEC source: 0000950170-24-023046 · ownership.xml · derivative · entry 4

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Stock · 1,500 shares

Expires 2030-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in three equal installments beginning on June 14, 2021.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:01 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 SaleCommon Stock 1,500 $164.39 $246,585.00
Disclosure

SEC source: 0000950170-24-023046 · ownership.xml · nonDerivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,713

F1 · balance_after: Includes 125 shares of common acquired under the Advanced Drainage Systems, Inc. Employee Stock Purchase Plan, exempt under Rule 16b-3(c).

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:01 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Exercise / conversionCommon Stock 1,500 $46.89 $70,335.00
Disclosure

SEC source: 0000950170-24-023046 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 125 shares of common acquired under the Advanced Drainage Systems, Inc. Employee Stock Purchase Plan, exempt under Rule 16b-3(c).

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:31 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 265 $109.11 $28,914.15
Disclosure

SEC source: 0000950170-23-028632 · ownership.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,588

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 22, 2023 Filed May 24, 2023 01:46 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 3,506 $0.00 Strike: $96.51 $0.00
Disclosure

SEC source: 0000899243-23-013774 · doc4.xml · derivative · entry 4

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,506

Underlying: Common Stock · 3,506 shares

Expires 2033-05-21

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 22, 2023 Filed May 24, 2023 01:46 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 1,596 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013774 · doc4.xml · nonDerivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,853

Read SEC document
May 19, 2023 Filed May 24, 2023 01:46 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 78 $96.55 $7,530.90
Disclosure

SEC source: 0000899243-23-013774 · doc4.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,257

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 18, 2023 Filed May 23, 2023 01:31 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 118 $98.40 $11,611.20
Disclosure

SEC source: 0000899243-23-013680 · doc4.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,335

F1 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 17, 2023 Filed May 20, 2023 00:52 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 31 $88.67 $2,748.77
Disclosure

SEC source: 0000899243-23-013473 · doc4.xml · nonDerivative · entry 3

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,453

F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 17, 2023 Filed May 20, 2023 00:52 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 2,123 $88.67 $188,246.41
Disclosure

SEC source: 0000899243-23-013473 · doc4.xml · nonDerivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,484

F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 17, 2023 Filed May 20, 2023 00:52 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 7,107 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013473 · doc4.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · EVP, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,607

F1 · shares: Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2023 had been met. Total includes dividend equivalents in the amount of 101 shares, which dividend equivalents are settled in common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:56 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 2,718 $0.00 Strike: $99.29 $0.00
Disclosure

SEC source: 0000899243-22-019161 · doc4.xml · derivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,718

Underlying: Common Stock · 2,718 shares

Expires 2032-05-17

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:56 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 1,134 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019161 · doc4.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,473

Read SEC document
May 18, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 2,784 $0.00 Strike: $99.29 $0.00
Disclosure

SEC source: 0000899243-22-019322 · doc4a.xml · derivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,784

Underlying: Common Stock · 2,784 shares

Expires 2032-05-17

F3 · shares: Incorrectly reported on Form 4 as 2,718.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

F3 · derivative.underlying_shares: Incorrectly reported on Form 4 as 2,718.

F3 · balance_after: Incorrectly reported on Form 4 as 2,718.

Read SEC document
May 18, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019322 · doc4a.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · shares: Incorrectly reported on Form 4 as 1,134.

F2 · balance_after: Incorrectly reported on Form 4 as 3,473.

Read SEC document
June 14, 2021 Filed Jun 21, 2021 21:26 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 175 $105.67 $18,492.25
Disclosure

SEC source: 0000899243-21-025032 · doc4.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339

Read SEC document
May 19, 2021 Filed May 21, 2021 22:00 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 1,947 $0.00 Strike: $105.82 $0.00
Disclosure

SEC source: 0000899243-21-020390 · doc4.xml · derivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

Underlying: Common Stock · 1,947 shares

Expires 2031-05-18

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 19, 2021 Filed May 21, 2021 22:00 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 762 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020390 · doc4.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,514

Read SEC document
July 27, 2020 Filed Jul 27, 2020 22:00 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 5,512 $0.00 Strike: $46.89 $0.00
Disclosure

SEC source: 0000899243-20-020489 · doc4.xml · derivative · entry 2

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,512

Underlying: Common Stock · 5,512 shares

Expires 2030-06-14

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on June 14, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
July 27, 2020 Filed Jul 27, 2020 22:00 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 1,752 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-020489 · doc4.xml · nonDerivative · entry 1

WAUN THOMAS J. SR. · CIK 0001815777 · SVP, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.