Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Electric Last Mile Solutions, Inc.FIII · Entity 132883 | Director | August 18, 2020 | August 18, 2020 |
| Forum Merger IV CorpFMIV · Entity 11516 | Director | March 17, 2021 | March 17, 2021 |
| GTT Communications, Inc.GTT · Entity 129874 | Chief Financial Officer | April 06, 2020 | April 15, 2020 |
| Shutterstock, Inc.SSTK · Entity 6283 | COO and CFO | April 01, 2019 | April 03, 2019 |
| Tattooed Chef, Inc.FMCIU · Entity 115969 | Director | August 02, 2018 | August 02, 2018 |
| Tradeweb Markets Inc.TW · Entity 3211 | Director | May 26, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Electric Last Mile Solutions, Inc.
Report date August 18, 2020 · Filed August 18, 2020
This filing explicitly reported no securities owned.
Forum Merger IV Corp
Report date March 17, 2021 · Filed March 17, 2021
This filing explicitly reported no securities owned.
GTT Communications, Inc.
Report date April 06, 2020 · Filed April 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.0001 per shareSEC Table I · non-derivative | Direct | 325,000 |
Reported balance
Holding disclosure · report date 2020-04-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 325,000 F1: 225,000 shares represent restricted stock granted on April 6, 2020, the date of the reporting person's appointment as Chief Financial Officer. Twenty-five percent (25%) of this restricted stock will vest on April 6, 2021, and the remainder will vest in equal quarterly installments beginning on July 6, 2021. F2: 60,000 shares represent a grant of restricted stock on April 6, 2020 pursuant to the GTT Communications, Inc. 2018 Stock Option and Incentive Plan and subject to performance vesting. In the event that a closing and funding of the sale of the GTT Infrastructure Division occurs on a date no later than December 31, 2021, the shares will vest in eight equal quarterly installments over a period of two years following such date. F3: 40,000 shares represent a grant of restricted stock on April 6, 2020 pursuant to the GTT Communications, Inc. 2018 Stock Option and Incentive Plan and subject to performance vesting. In the event that GTT Communications, Inc. achieves a long-term target of 4X "Total Leverage" or better on a quarterly reported basis by December 31, 2023, the shares will vest in four equal quarterly installments over a period of one year, provided GTT Communications, Inc. maintains at least 4X "Total Leverage" on each such vesting date. Total Leverage is defined as (Total Debt less Cash) divided by Annualized Adjusted EBITDA. |
Filing footnotes · ownership attribution and instrument terms
F1: 225,000 shares represent restricted stock granted on April 6, 2020, the date of the reporting person's appointment as Chief Financial Officer. Twenty-five percent (25%) of this restricted stock will vest on April 6, 2021, and the remainder will vest in equal quarterly installments beginning on July 6, 2021.
F2: 60,000 shares represent a grant of restricted stock on April 6, 2020 pursuant to the GTT Communications, Inc. 2018 Stock Option and Incentive Plan and subject to performance vesting. In the event that a closing and funding of the sale of the GTT Infrastructure Division occurs on a date no later than December 31, 2021, the shares will vest in eight equal quarterly installments over a period of two years following such date.
F3: 40,000 shares represent a grant of restricted stock on April 6, 2020 pursuant to the GTT Communications, Inc. 2018 Stock Option and Incentive Plan and subject to performance vesting. In the event that GTT Communications, Inc. achieves a long-term target of 4X "Total Leverage" or better on a quarterly reported basis by December 31, 2023, the shares will vest in four equal quarterly installments over a period of one year, provided GTT Communications, Inc. maintains at least 4X "Total Leverage" on each such vesting date. Total Leverage is defined as (Total Debt less Cash) divided by Annualized Adjusted EBITDA.
Shutterstock, Inc.
Report date April 01, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,027 |
Reported balance
After 2019-04-01 transaction · row 1
1 source rowRow 1 · 2019-04-01 · Grant · Acquired 16,411 · Balance 109,027 F1: Consists of a restricted stock unit award made pursuant to the Issuer's Amended and Restated 2012 Omnibus Equity Incentive Plan, and each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. This award vests in three equal annual installments beginning April 1, 2020, subject in each case to the Reporting Person's continued employment on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a restricted stock unit award made pursuant to the Issuer's Amended and Restated 2012 Omnibus Equity Incentive Plan, and each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. This award vests in three equal annual installments beginning April 1, 2020, subject in each case to the Reporting Person's continued employment on such vesting date.
Tattooed Chef, Inc.
Report date August 02, 2018 · Filed August 02, 2018
This filing explicitly reported no securities owned.
Tradeweb Markets Inc.
Report date May 26, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 4,884 |
Reported balance
After 2026-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-26 · Sale · Disposed 425 · Balance 4,884 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2: This amount includes 1,645 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 19, 2027, subject to the reporting person's continued service as a director through such vesting date or as may be prorated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.
F2: This amount includes 1,645 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 19, 2027, subject to the reporting person's continued service as a director through such vesting date or as may be prorated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 26, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ConvergeOne Holdings, Inc.
Report date February 22, 2018 · Filed February 26, 2018
Section 16 reporting ended · disclosed 2018-02-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,125 |
Reported balance
After 2018-02-22 transaction · row 1
1 source rowRow 1 · 2018-02-22 · Other · Disposed 26,125 · Balance 26,125 F1: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-02-22 | Direct | 2,500 |
Reported balance
After 2018-02-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-22 · Other · Acquired 2,500 · Balance 2,500 F1: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. F2: The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017. F3: The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC.
F2: The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017.
F3: The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2026 Filed May 27, 2026 20:15 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 425 | $105.26 | $44,735.50 |
DisclosureSEC source: 0001758730-26-000126 · wk-form4_1779912932.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,884 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2 · balance_after: This amount includes 1,645 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 19, 2027, subject to the reporting person's continued service as a director through such vesting date or as may be prorated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 26, 2026. Read SEC document |
| May 19, 2026 Filed May 20, 2026 20:11 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-26-000120 · wk-form4_1779307873.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,309 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock"). Subject to the reporting person's continued service as a director of the issuer through the vesting date, these RSUs are scheduled to vest on May 19, 2027 and, absent an election to defer settlement, settle in Class A Common Stock within 30 days thereafter, or may be pro-rated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 26, 2026. F2 · kind: In accordance with the terms of the issuer's Non-employee Directors Deferred Compensation Plan (the "Deferred Compensation Plan"), the reporting person has previously elected to defer the settlement of the RSUs upon vesting, and will instead receive an equal number of phantom shares that will settle in shares of the Class A Common Stock in accordance with the reporting person's election and the terms of the Deferred Compensation Plan. F3 · balance_after: This amount includes 1,645 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on May 19, 2027, subject to the reporting person's continued service as a director through the applicable vesting date or as may be pro-rated pursuant to the terms set forth in footnote 1 to this Form 4. Read SEC document |
| May 20, 2025 Filed May 21, 2025 20:07 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 1,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-25-000152 · wk-form4_1747858033.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,664 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock"). Subject to the reporting person's continued service as a director of the issuer through the vesting date, these RSUs are scheduled to vest on May 20, 2026 and settle in Class A Common Stock within 30 days thereafter, or may be pro-rated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 27, 2025. F2 · balance_after: This amount includes 1,271 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on May 20, 2026, subject to the reporting person's continued service as a director through the applicable vesting date or as may be pro-rated pursuant to the terms set forth in footnote 1 to this Form 4. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 450 | $141.30 | $63,585.00 |
DisclosureSEC source: 0001758730-25-000136 · wk-form4_1747425953.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,393 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 731 | $133.00 | $97,223.00 |
DisclosureSEC source: 0001758730-24-000193 · wk-form4_1731099985.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,843 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024. F2 · balance_after: This amount includes 1,323 unvested restricted stock units in respect of the issuer's Class A common stock that are scheduled to vest on May 10, 2025, subject to the reporting person's continued service as a director through such vesting date or as may be pro-rated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 28, 2024. Read SEC document |
| May 20, 2024 Filed May 21, 2024 21:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 760 | $112.71 | $85,659.60 |
DisclosureSEC source: 0000895345-24-000200 · form4.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,574 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2023. F2 · balance_after: This amount includes 1,323 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on May 10, 2025, subject to the reporting person's continued service as a director through such vesting date or as may be pro-rated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 28, 2024. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:37 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 1,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000132 · wk-form4_1715719063.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,334 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock"). Subject to the reporting person's continued service as a director of the issuer through the vesting date, these RSUs are scheduled to vest on May 10, 2025 and settle in Class A Common Stock within 30 days thereafter, or may be pro-rated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 28, 2024. F2 · balance_after: This amount includes (i) 2,280 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on May 15, 2024 and (ii) 1,323 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on May 10, 2025, in each case, subject to the reporting person's continued service as a director through the applicable vesting date or as may be pro-rated pursuant to the terms set forth in footnote 1 to this Form 4. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 2,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000139 · wk-form4_1684354172.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,011 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's Class A common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on May 15, 2024 and settle in Class A common stock of the issuer within 30 days thereafter. F2 · balance_after: This amount includes 2,280 unvested restricted stock units in respect of the issuer's Class A Common Stock as described in footnote 1 to this Form 4. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 20:58 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 394 | $74.50 | $29,353.00 |
DisclosureSEC source: 0001758730-23-000120 · wf-form4_168124671953705.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 731 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2022. Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 20:15 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,503 | $66.89 | $234,315.67 |
DisclosureSEC source: 0000895345-22-000674 · form4.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2022. F2 · balance_after: This amount includes 1,125 unvested restricted stock units in respect of the issuer's Class A common stock, which units are scheduled to vest on April 5, 2023 and settle in shares Class A common stock of the issuer within 30 days thereafter, subject to the reporting person's continued service as a director of the issuer through the vesting date. Read SEC document |
| April 05, 2022 Filed Apr 6, 2022 23:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000393 · form4.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,628 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's Class A common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on April 5, 2023 and settle in Class A common stock of the issuer within 30 days thereafter. F2 · balance_after: This amount includes 1,125 unvested restricted stock units in respect of the issuer's Class A common stock as described in footnote 1 to this Form 4. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:11 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 1,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000427 · form4.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,503 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's Class A common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on April 5, 2022 and settle in Class A common stock of the issuer within 30 days thereafter. F2 · balance_after: This amount includes 1,315 unvested restricted stock units in respect of the issuer's Class A common stock as described in footnote 1 to this Form 4. Read SEC document |
| April 03, 2020 Filed Apr 3, 2020 22:03 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000517 · form4.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's Class A common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on April 3, 2021 and settle in Class A common stock of the issuer within 30 days thereafter. F2 · balance_after: This amount includes 2,188 unvested restricted stock units in respect of the issuer's Class A common stock as described in footnote 1 to this Form 4. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:59 UTC | Shutterstock, Inc. SSTK · Entity 6283 | GrantCommon Stock | 16,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004688 · edgar.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,027 F1 · shares: Consists of a restricted stock unit award made pursuant to the Issuer's Amended and Restated 2012 Omnibus Equity Incentive Plan, and each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. This award vests in three equal annual installments beginning April 1, 2020, subject in each case to the Reporting Person's continued employment on such vesting date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 23:17 UTC | Shutterstock, Inc. SSTK · Entity 6283 | Tax withholdingCommon Stock | 5,643 | $47.76 | $269,509.68 |
DisclosureSEC source: 0001179110-19-003134 · edgar.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,616 F1 · shares: On March 1, 2019, the Reporting Person acquired 16,510 shares of common stock upon the vesting of restricted stock units ("RSUs"). In connection with this vest, 5,643 shares were withheld by the Issuer to cover taxes due upon vesting of the RSUs and the remaining net 10,867 shares of common stock continue to be held by the Reporting Person. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:30 UTC | Shutterstock, Inc. SSTK · Entity 6283 | Tax withholdingCommon Stock | 4,446 | $54.55 | $242,529.30 |
DisclosureSEC source: 0001179110-18-012046 · edgar.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,259 F1 · shares: On October 1, 2018, the Reporting Person acquired 10,549 shares of common stock upon the vesting of restricted stock units ("RSUs"). In connection with this vest, 4,446 shares were withheld by the Issuer to cover taxes due upon vesting of the RSUs and the remaining net 6,103 shares of common stock continue to be held by the Reporting Person. F2 · balance_after: The amount of securities beneficially owned has been adjusted to reflect an additional 4,030 restricted stock units granted to the Reporting Person on August 29, 2018 pursuant to the antidilution provisions of the Issuer's Amended and Restated 2012 Omnibus Equity Incentive Plan. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:27 UTC | Shutterstock, Inc. SSTK · Entity 6283 | Tax withholdingCommon Stock | 2,576 | $49.42 | $127,305.92 |
DisclosureSEC source: 0001179110-18-003431 · edgar.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,074 F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations that arose upon the vesting of Mr. Berns' restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 21:29 UTC Amendment | Shutterstock, Inc. SSTK · Entity 6283 | GrantCommon Stock | 32,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003630 · edgar.xml · nonDerivative · entry 2 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,675 F2 · kind: As a result of administrative error, the acquisition of these RSUs was omitted from the Form 4 previously filed with the Securities and Exchange Commission on March 5, 2018. F3 · shares: Consists of a restricted stock unit award made pursuant to the Issuer's Amended and Restated 2012 Omnibus Equity Incentive Plan, and each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. This award vests in four equal annual installments beginning March 1, 2019, subject in each case to the Reporting Person's continued employment on such vesting date. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 21:29 UTC Amendment | Shutterstock, Inc. SSTK · Entity 6283 | Tax withholdingCommon Stock | 2,576 | $49.42 | $127,305.92 |
DisclosureSEC source: 0001179110-18-003630 · edgar.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,074 F1 · shares: On March 1, 2018, the Reporting Person acquired 7,500 shares of common stock upon the vesting of restricted stock units ("RSUs"). In connection with this vest, 2,576 shares were withheld by the Issuer to cover taxes due upon vesting of the RSUs and the remaining net 4,924 shares of common stock continue to be held by the Reporting Person. As a result of administrative error, the Form 4 previously filed with the Securities and Exchange Commission on March 5, 2018 erroneously reported the withholding of shares by the Issuer to cover taxes due upon the vesting of RSUs as an acquisition of shares rather than a disposition of shares. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 23:57 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | OtherWarrants · Derivative | 2,500 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-18-005535 · doc4.xml · derivative · entry 2 BERNS STEVEN · CIK 0001232995 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2023-02-22 F1 · kind: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. F1 · price: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. F2 · derivative.exercise_date: The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017. F3 · derivative.expiration_date: The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 23:57 UTC | ConvergeOne Holdings, Inc. CVON · Entity 161199 | OtherCommon Stock | 26,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005535 · doc4.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,125 F1 · kind: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. F1 · price: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. Read SEC document |
| October 01, 2017 Filed Oct 4, 2017 20:47 UTC | Shutterstock, Inc. SSTK · Entity 6283 | Tax withholdingCommon Stock | 5,157 | $33.67 | $173,636.19 |
DisclosureSEC source: 0001179110-17-013105 · edgar.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,650 F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations that arose upon the vesting of Mr. Berns' restricted stock units. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:09 UTC | Shutterstock, Inc. SSTK · Entity 6283 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001179110-17-004142 · edgar.xml · derivative · entry 3 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2021-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Consists of a cashless exercise of an option to purchase common stock by the Reporting Person pursuant to which the Reporting Person acquired 15,000 shares of the Issuer's common stock. Following the sale of shares to pay the exercise price, cover withholding taxes and pay broker fees and commissions, the remaining net 5,441 shares of common stock continue to be held by the Reporting Person. F3 · derivative.exercise_date: This option became fully vested and exercisable on January 1, 2016. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:09 UTC | Shutterstock, Inc. SSTK · Entity 6283 | SaleCommon Stock | 9,559 | $41.74 | $398,992.66 |
DisclosureSEC source: 0001179110-17-004142 · edgar.xml · nonDerivative · entry 2 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,807 F1 · kind: Consists of a cashless exercise of an option to purchase common stock by the Reporting Person pursuant to which the Reporting Person acquired 15,000 shares of the Issuer's common stock. Following the sale of shares to pay the exercise price, cover withholding taxes and pay broker fees and commissions, the remaining net 5,441 shares of common stock continue to be held by the Reporting Person. F2 · price: Price reflected is a weighted-average sales price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $41.74 to $41.77. The Reporting Person undertakes to provide the Issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission upon request, information regarding the number of shares sold at each separate price. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:09 UTC | Shutterstock, Inc. SSTK · Entity 6283 | Exercise / conversionCommon Stock | 15,000 | $17.50 | $262,500.00 |
DisclosureSEC source: 0001179110-17-004142 · edgar.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Consists of a cashless exercise of an option to purchase common stock by the Reporting Person pursuant to which the Reporting Person acquired 15,000 shares of the Issuer's common stock. Following the sale of shares to pay the exercise price, cover withholding taxes and pay broker fees and commissions, the remaining net 5,441 shares of common stock continue to be held by the Reporting Person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:02 UTC | Shutterstock, Inc. SSTK · Entity 6283 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $45.01 | $0.00 |
DisclosureSEC source: 0001179110-17-003835 · edgar.xml · derivative · entry 3 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-03-01 F3 · derivative.exercise_date: This option vests and becomes exercisable in four equal annual installments beginning March 1, 2018, subject in each case to the Reporting Person's continued employment on such vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:02 UTC | Shutterstock, Inc. SSTK · Entity 6283 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003835 · edgar.xml · nonDerivative · entry 2 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,366 F2 · shares: Consists of a restricted stock unit award made pursuant to the Issuer's Amended and Restated 2012 Omnibus Equity Incentive Plan, and each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. This award vests in four equal annual installments beginning March 1, 2018, subject in each case to the Reporting Person's continued employment on such vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:02 UTC | Shutterstock, Inc. SSTK · Entity 6283 | Tax withholdingCommon Stock | 1,424 | $45.01 | $64,094.24 |
DisclosureSEC source: 0001179110-17-003835 · edgar.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,366 F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations that arose upon the vesting of Mr. Berns' restricted stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:03 UTC | Shutterstock, Inc. SSTK · Entity 6283 | Tax withholdingCommon Stock | 3,684 | $63.91 | $235,444.44 |
DisclosureSEC source: 0001179110-16-030343 · edgar.xml · nonDerivative · entry 1 BERNS STEVEN · CIK 0001232995 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,790 F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations that arose upon the vesting of Mr. Berns' restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.