Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DIODES INC /DEL/
Report date May 26, 2026 · Filed May 28, 2026
Section 16 reporting ended · disclosed 2026-05-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Diodes Incorporated Common StockSEC Table I · non-derivative | Direct | 90,305 |
Reported balance
After 2026-05-26 transaction · row 1
1 source rowRow 1 · 2026-05-26 · Tax withholding · Disposed 1,970 · Balance 90,305 F1: Vested restricted stock unit shares were automatically withheld to cover income tax. |
| Diodes Incorporated Common StockSEC Table I · non-derivative | IndirectLu Grandchildren's Trust | 225,152 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 225,152 |
| Diodes Incorporated Common StockSEC Table I · non-derivative | IndirectThe Lu Family Foundation | 6,000 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,000 |
| Diodes Incorporated Common StockSEC Table I · non-derivative | IndirectThe Lu 2017 Irrevocable Trust | 4,700 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,700 |
| Diodes Incorporated Common StockSEC Table I · non-derivative | IndirectTexastac Investments, LP | 180,131 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 180,131 |
Filing footnotes · ownership attribution and instrument terms
F1: Vested restricted stock unit shares were automatically withheld to cover income tax.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2018 Filed Nov 28, 2018 17:54 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 8,000 | $33.70 | $269,608.80 |
DisclosureSEC source: 0001209191-18-060098 · doc4.xml · nonDerivative · entry 3 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,052 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.6625 to $33.7425, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 17:54 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,000 | $33.61 | $134,442.40 |
DisclosureSEC source: 0001209191-18-060098 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,052 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.60 to $33.66, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 17:54 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 16,000 | $33.56 | $536,880.00 |
DisclosureSEC source: 0001209191-18-060098 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,052 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.55 to $33.63, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 17:47 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/28/09 DIOD NQSO · Derivative | 8,000 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-18-048776 · doc4.xml · derivative · entry 6 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Diodes Incorporated Common Stock - Diodes · 8,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 17:47 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 7,004 | $39.15 | $274,206.60 |
DisclosureSEC source: 0001209191-18-048776 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,052 Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 17:47 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 8,000 | $15.05 | $120,400.00 |
DisclosureSEC source: 0001209191-18-048776 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/28/09 DIOD NQSO · Derivative | 50,000 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · derivative · entry 17 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Diodes Incorporated Common Stock - Diodes · 50,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 1,400 | $38.95 | $54,530.00 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 12 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,056 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 5,608 | $38.96 | $218,487.68 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 11 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,456 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 7,012 | $38.65 | $271,013.80 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 10 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,064 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 7,016 | $38.45 | $269,765.20 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 9 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,076 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 7,019 | $38.25 | $268,476.75 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 8 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,092 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 6,922 | $38.05 | $263,382.10 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 7 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,111 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 100 | $38.08 | $3,808.00 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 6 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,033 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,390 | $38.00 | $166,820.00 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 5 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,133 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,389 | $37.95 | $166,562.55 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 4 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,523 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 50,000 | $15.05 | $752,500.00 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 3 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/28/09 DIOD NQSO · Derivative | 5,000 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · derivative · entry 16 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,392 | $37.82 | $166,106.32 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,912 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.81 to $37.8319, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 17:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 5,000 | $15.05 | $75,250.00 |
DisclosureSEC source: 0001209191-18-048610 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 16:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/28/09 DIOD NQSO · Derivative | 5,000 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-18-046719 · doc4.xml · derivative · entry 6 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 16:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,389 | $38.05 | $167,001.45 |
DisclosureSEC source: 0001209191-18-046719 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,304 Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 16:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 5,000 | $15.05 | $75,250.00 |
DisclosureSEC source: 0001209191-18-046719 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 30, 2018 22:33 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Tax withholdingDiodes Incorporated Common Stock | 29,514 | $34.18 | $1,008,788.52 |
DisclosureSEC source: 0001209191-18-034250 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,693 F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax. Read SEC document |
| May 22, 2018 Filed May 22, 2018 22:30 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 6,000 | $33.95 | $203,700.00 |
DisclosureSEC source: 0001209191-18-032413 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lu Family Foundation Disclosed balance after: 0 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:11 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 479 | $33.60 | $16,094.40 |
DisclosureSEC source: 0001209191-18-031039 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lu Family Foundation Disclosed balance after: 6,000 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| May 10, 2018 Filed May 14, 2018 14:46 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,891 | $33.60 | $97,137.60 |
DisclosureSEC source: 0001209191-18-029740 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lu Family Foundation Disclosed balance after: 6,479 F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| May 09, 2018 Filed May 14, 2018 14:46 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,630 | $33.60 | $88,368.00 |
DisclosureSEC source: 0001209191-18-029740 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lu Family Foundation Disclosed balance after: 9,370 F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:00 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 6,000 | $33.20 | $199,200.00 |
DisclosureSEC source: 0001209191-18-021237 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lu Family Foundation Disclosed balance after: 12,000 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:00 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 6,000 | $32.80 | $196,800.00 |
DisclosureSEC source: 0001209191-18-021237 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lu Family Foundation Disclosed balance after: 18,000 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:01 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 6,000 | $32.30 | $193,800.00 |
DisclosureSEC source: 0001209191-18-020919 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lu Family Foundation Disclosed balance after: 24,000 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 13:54 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GiftDiodes Incorporated Common Stock | 223,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019759 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Lu Grandchildren's Trust Disclosed balance after: 700,000 Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 13:54 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GiftDiodes Incorporated Common Stock | 223,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019759 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,207 Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 00:12 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Tax withholdingDiodes Incorporated Common Stock | 3,830 | $29.21 | $111,874.30 |
DisclosureSEC source: 0001209191-18-013149 · doc4.xml · nonDerivative · entry 3 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,424 F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax. Read SEC document |
| February 20, 2018 Filed Feb 24, 2018 00:12 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Tax withholdingDiodes Incorporated Common Stock | 236,100 | $29.33 | $6,924,813.00 |
DisclosureSEC source: 0001209191-18-013149 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,254 F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax. Read SEC document |
| February 14, 2018 Filed Feb 24, 2018 00:12 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock - Performance Stock Units | 63,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013149 · doc4.xml · nonDerivative · entry 4 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,905 F4 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock. F5 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance). F6 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%. Read SEC document |
| February 14, 2018 Filed Feb 24, 2018 00:12 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock | 63,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013149 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,354 F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019. F2 · price: Granted under Rule 16b-3 Plan. Read SEC document |
| November 21, 2017 Filed Nov 27, 2017 23:41 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | OtherDiodes Incorporated Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062626 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Lu Family Foundation Disclosed balance after: 30,000 F1 · kind: These shares were transferred from the reporting person's direct holdings to The Lu Family Foundation, an indirect holding. Read SEC document |
| November 21, 2017 Filed Nov 27, 2017 23:41 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | OtherDiodes Incorporated Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062626 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,354 F1 · kind: These shares were transferred from the reporting person's direct holdings to The Lu Family Foundation, an indirect holding. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 23:02 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | OtherDiodes Incorporated Common Stock | 90,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062155 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 0 F1 · kind: These shares were transferred from the indirectly held Lu Family Revocable Trust to the reporting person's direct holdings. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 23:02 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | OtherDiodes Incorporated Common Stock | 90,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062155 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,354 F1 · kind: These shares were transferred from the indirectly held Lu Family Revocable Trust to the reporting person's direct holdings. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 20:57 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 10,000 | $32.50 | $325,000.00 |
DisclosureSEC source: 0001209191-17-056895 · doc4.xml · nonDerivative · entry 2 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,954 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 20:57 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 10,000 | $32.00 | $320,000.00 |
DisclosureSEC source: 0001209191-17-056895 · doc4.xml · nonDerivative · entry 1 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,954 F1 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:22 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/29/2008 DIOD NQSO · Derivative | 31,000 | $0.00 Strike: $27.95 | $0.00 |
DisclosureSEC source: 0001209191-17-056490 · doc4.xml · derivative · entry 14 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 31,000 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:22 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 25,464 | $31.28 | $796,513.92 |
DisclosureSEC source: 0001209191-17-056490 · doc4.xml · nonDerivative · entry 8 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,954 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:22 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,897 | $31.30 | $153,276.10 |
DisclosureSEC source: 0001209191-17-056490 · doc4.xml · nonDerivative · entry 7 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,418 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:22 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 31,000 | $27.95 | $866,450.00 |
DisclosureSEC source: 0001209191-17-056490 · doc4.xml · nonDerivative · entry 6 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:22 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 10,000 | $31.50 | $315,000.00 |
DisclosureSEC source: 0001209191-17-056490 · doc4.xml · nonDerivative · entry 5 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,315 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 21:22 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,897 | $31.10 | $152,296.70 |
DisclosureSEC source: 0001209191-17-056490 · doc4.xml · nonDerivative · entry 4 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,315 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 21:22 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/29/2008 DIOD NQSO · Derivative | 20,000 | $0.00 Strike: $27.95 | $0.00 |
DisclosureSEC source: 0001209191-17-056490 · doc4.xml · derivative · entry 13 LU KEH SHEW · CIK 0001196531 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Underlying: Diodes Incorporated Common Stock - Diodes · 20,000 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.