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person · Reporting owner

LU KEH SHEW

Disclosed activity across 1 company

Tapewire entity
43704
SEC CIK
0001196531

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DIODES INC /DEL/

Report date May 26, 2026 · Filed May 28, 2026

Section 16 reporting ended · disclosed 2026-05-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Diodes Incorporated Common StockSEC Table I · non-derivativeDirect90,305 Reported balance After 2026-05-26 transaction · row 1
1 source row

Row 1 · 2026-05-26 · Tax withholding · Disposed 1,970 · Balance 90,305

F1: Vested restricted stock unit shares were automatically withheld to cover income tax.

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectLu Grandchildren's Trust225,152 Reported balance Holding disclosure · report date 2026-05-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 225,152

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectThe Lu Family Foundation6,000 Reported balance Holding disclosure · report date 2026-05-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,000

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectThe Lu 2017 Irrevocable Trust4,700 Reported balance Holding disclosure · report date 2026-05-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,700

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectTexastac Investments, LP180,131 Reported balance Holding disclosure · report date 2026-05-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 180,131

Filing footnotes · ownership attribution and instrument terms

F1: Vested restricted stock unit shares were automatically withheld to cover income tax.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2020 Filed Feb 18, 2020 23:12 UTC DIODES INC /DEL/ DIOD · Entity 4050 Tax withholdingDiodes Incorporated Common Stock 3,878 $49.18 $190,720.04
Disclosure

SEC source: 0001209191-20-010339 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,481

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 5,000 $49.61 $248,029.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,359

F1 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.115, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 5,000 $49.61 $248,058.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,359

F1 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.115, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 5,000 $49.61 $248,038.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,359

F1 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.115, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 5,000 $49.59 $247,966.50
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,359

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.12, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 5,000 $49.60 $248,004.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,359

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.12, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 5,000 $49.60 $247,999.00
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,359

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.12, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:23 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 5,000 $49.59 $247,965.50
Disclosure

SEC source: 0001209191-19-060503 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,359

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.73 to $50.12, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:38 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 1,000 $46.80 $46,799.70
Disclosure

SEC source: 0001209191-19-058575 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,359

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:38 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 1,000 $46.75 $46,750.00
Disclosure

SEC source: 0001209191-19-058575 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,359

Read SEC document
November 25, 2019 Filed Nov 26, 2019 23:00 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,000 $46.65 $93,302.60
Disclosure

SEC source: 0001209191-19-058169 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,359

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $46.6608, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 23:00 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 10,000 $46.15 $461,506.00
Disclosure

SEC source: 0001209191-19-058169 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,359

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.01 to $46.26, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 21:50 UTC DIODES INC /DEL/ DIOD · Entity 4050 OtherDiodes Incorporated Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046857 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 20,000

F1 · kind: These shares were transferred from the reporting person's direct holdings to The Lu Family Foundation, an indirect holding.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 21:50 UTC DIODES INC /DEL/ DIOD · Entity 4050 OtherDiodes Incorporated Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046857 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,359

F1 · kind: These shares were transferred from the reporting person's direct holdings to The Lu Family Foundation, an indirect holding.

Read SEC document
May 28, 2019 Filed May 30, 2019 21:32 UTC DIODES INC /DEL/ DIOD · Entity 4050 Tax withholdingDiodes Incorporated Common Stock 21,644 $32.10 $694,772.40
Disclosure

SEC source: 0001209191-19-033495 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,359

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:21 UTC DIODES INC /DEL/ DIOD · Entity 4050 GiftDiodes Incorporated Common Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015600 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu 2017 Irrevocable Trust

Disclosed balance after: 4,700

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:21 UTC DIODES INC /DEL/ DIOD · Entity 4050 GiftDiodes Incorporated Common Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015600 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,003

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:16 UTC DIODES INC /DEL/ DIOD · Entity 4050 Tax withholdingDiodes Incorporated Common Stock 6,189 $41.04 $253,996.56
Disclosure

SEC source: 0001209191-19-013171 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,703

F6 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:16 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock - Performance Stock Units 59,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013171 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,905

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

F5 · kind: The PSUs vest in February 2022 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2019 through 2021 of $568.7 million (Target Performance).

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:16 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock 59,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013171 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,892

F1 · security: Restricted stock units vest in four equal installments beginning 02/21/2020.

F2 · kind: Granted under Rule 16b-3 Plan.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/24/2010 DIOD NQSO · Derivative 68,000 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · derivative · entry 19

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 68,000 shares

Expires 2020-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Tax withholdingDiodes Incorporated Common Stock 5,399 $40.63 $219,361.37
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 14

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,892

F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,576 $40.53 $144,935.28
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,291

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,158 $40.20 $287,751.60
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 12

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,867

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,166 $39.80 $285,206.80
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,025

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,172 $39.50 $283,294.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,191

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,178 $39.25 $281,736.50
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,363

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,186 $38.80 $278,834.05
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,541

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,193 $38.50 $276,930.50
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,727

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,199 $38.20 $275,001.80
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,920

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,208 $37.80 $272,462.40
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,119

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 68,000 $19.28 $1,311,040.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/24/2010 DIOD NQSO · Derivative 16,000 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · derivative · entry 18

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Diodes Incorporated Common Stock - Diodes · 16,000 shares

Expires 2020-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,214 $37.53 $270,741.42
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,327

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,221 $37.21 $268,693.41
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,541

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 16,000 $19.28 $308,480.00
Disclosure

SEC source: 0001209191-19-010574 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/24/2010 DIOD NQSO · Derivative 16,000 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · derivative · entry 15

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Diodes Incorporated Common Stock - Diodes · 16,000 shares

Expires 2020-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,230 $36.80 $266,064.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,762

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,237 $36.50 $264,150.50
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,992

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 16,000 $19.28 $308,480.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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February 05, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/28/09 DIOD NQSO · Derivative 8,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · derivative · entry 14

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 8,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

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February 05, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,078 $35.07 $248,225.46
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,229

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 8,000 $15.05 $120,400.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/28/09 DIOD NQSO · Derivative 24,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · derivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Diodes Incorporated Common Stock - Diodes · 24,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

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February 04, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,082 $34.80 $246,453.60
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,307

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,091 $34.35 $243,575.85
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,389

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,086 $34.64 $245,459.04
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,480

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 22:40 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 24,000 $15.05 $361,200.00
Disclosure

SEC source: 0001209191-19-007834 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:26 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,486 $34.50 $258,267.00
Disclosure

SEC source: 0001209191-18-060456 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,566

Read SEC document
November 29, 2018 Filed Nov 30, 2018 23:26 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 10,000 $34.59 $345,900.00
Disclosure

SEC source: 0001209191-18-060456 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,052

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.