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person · Reporting owner

LU KEH SHEW

Disclosed activity across 1 company

Tapewire entity
43704
SEC CIK
0001196531

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DIODES INC /DEL/

Report date May 26, 2026 · Filed May 28, 2026

Section 16 reporting ended · disclosed 2026-05-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Diodes Incorporated Common StockSEC Table I · non-derivativeDirect90,305 Reported balance After 2026-05-26 transaction · row 1
1 source row

Row 1 · 2026-05-26 · Tax withholding · Disposed 1,970 · Balance 90,305

F1: Vested restricted stock unit shares were automatically withheld to cover income tax.

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectLu Grandchildren's Trust225,152 Reported balance Holding disclosure · report date 2026-05-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 225,152

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectThe Lu Family Foundation6,000 Reported balance Holding disclosure · report date 2026-05-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,000

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectThe Lu 2017 Irrevocable Trust4,700 Reported balance Holding disclosure · report date 2026-05-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,700

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectTexastac Investments, LP180,131 Reported balance Holding disclosure · report date 2026-05-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 180,131

Filing footnotes · ownership attribution and instrument terms

F1: Vested restricted stock unit shares were automatically withheld to cover income tax.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $83.50 $359,057.31
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,638

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $83.00 $356,900.00
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 12

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,938

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $83.19 $357,699.37
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,238

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $83.18 $357,666.26
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,538

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 25,000 $27.92 $698,000.00
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/27/14 DIOD NQSO · Derivative 15,000 $0.00 Strike: $27.92 $0.00
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · derivative · entry 22

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 16,800 $81.39 $1,367,325.12
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,838

F2 · kind: Sold under a 10b5-1 plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.62 to $82.02, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $81.51 $350,511.06
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,638

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $81.00 $348,300.00
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,938

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $80.50 $346,156.88
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,238

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 15,000 $27.92 $418,800.00
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/27/14 DIOD NQSO · Derivative 5,000 $0.00 Strike: $27.92 $0.00
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · derivative · entry 21

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,700 $80.37 $216,987.66
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,538

F2 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.30 to $80.47, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $80.00 $344,003.44
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,238

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $27.92 $139,600.00
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 17:37 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 1,833 $80.12 $146,867.11
Disclosure

SEC source: 0001209191-21-045981 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,538

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.01 to $80.35, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:08 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 167 $80.00 $13,360.00
Disclosure

SEC source: 0001209191-21-044737 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,371

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:08 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 200 $80.00 $16,000.00
Disclosure

SEC source: 0001209191-21-044737 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,538

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 17:56 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 100 $80.02 $8,002.00
Disclosure

SEC source: 0001209191-21-043927 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,738

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 17:56 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 8,000 $79.62 $636,960.00
Disclosure

SEC source: 0001209191-21-043927 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,838

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.30 to $79.95, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 22:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/21/12 DIOD NQSO · Derivative 5,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-040712 · doc4.xml · derivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 22:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,200 $78.03 $327,733.14
Disclosure

SEC source: 0001209191-21-040712 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,838

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 22:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $19.27 $96,350.00
Disclosure

SEC source: 0001209191-21-040712 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/21/12 DIOD NQSO · Derivative 5,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-040712 · doc4.xml · derivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,200 $77.00 $323,402.10
Disclosure

SEC source: 0001209191-21-040712 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,038

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $19.27 $96,350.00
Disclosure

SEC source: 0001209191-21-040712 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:20 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/21/12 DIOD NQSO · Derivative 10,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-035991 · doc4.xml · derivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:20 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 8,500 $76.00 $646,000.00
Disclosure

SEC source: 0001209191-21-035991 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,238

Read SEC document
May 25, 2021 Filed May 26, 2021 21:20 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 10,000 $19.27 $192,700.00
Disclosure

SEC source: 0001209191-21-035991 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:20 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035991 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,738

F1 · shares: Restricted stock units vest in four equal installments beginning 05/26/2022.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/21/12 DIOD NQSO · Derivative 10,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · derivative · entry 15

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 8,500 $75.00 $637,500.00
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,738

Read SEC document
May 21, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 10,000 $19.27 $192,700.00
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/21/12 DIOD NQSO · Derivative 20,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · derivative · entry 14

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Diodes Incorporated Common Stock - Diodes · 20,000 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 8,500 $74.00 $629,000.00
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,238

Read SEC document
May 20, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 8,500 $73.00 $620,500.00
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,738

Read SEC document
May 20, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 20,000 $19.27 $385,400.00
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/21/12 DIOD NQSO · Derivative 2,398 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · derivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Diodes Incorporated Common Stock - Diodes · 2,398 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,039 $72.00 $146,808.00
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,238

Read SEC document
May 19, 2021 Filed May 21, 2021 21:54 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 2,398 $19.27 $46,209.46
Disclosure

SEC source: 0001209191-21-035043 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 18, 2021 22:20 UTC DIODES INC /DEL/ DIOD · Entity 4050 Tax withholdingDiodes Incorporated Common Stock 664 $70.01 $46,486.64
Disclosure

SEC source: 0001209191-21-033698 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,879

F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
May 14, 2021 Filed May 18, 2021 22:20 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/21/12 DIOD NQSO · Derivative 17,602 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-033698 · doc4.xml · derivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,398

Underlying: Diodes Incorporated Common Stock - Diodes · 17,602 shares

Expires 2022-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.

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May 14, 2021 Filed May 18, 2021 22:20 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 6,461 $72.00 $465,193.29
Disclosure

SEC source: 0001209191-21-033698 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,543

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.03, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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May 14, 2021 Filed May 18, 2021 22:20 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 8,500 $71.03 $603,787.30
Disclosure

SEC source: 0001209191-21-033698 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,004

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.205, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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May 14, 2021 Filed May 18, 2021 22:20 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 17,602 $19.27 $339,190.54
Disclosure

SEC source: 0001209191-21-033698 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 23, 2021 Filed Mar 23, 2021 18:49 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,000 $91.00 $182,000.00
Disclosure

SEC source: 0001209191-21-022536 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,902

F1 · kind: Sold under a 10b5-1 plan.

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March 22, 2021 Filed Mar 23, 2021 18:49 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 20,000 $89.98 $1,799,668.00
Disclosure

SEC source: 0001209191-21-022536 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,902

F1 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $90.80, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

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March 19, 2021 Filed Mar 23, 2021 18:49 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 40,000 $87.15 $3,485,816.00
Disclosure

SEC source: 0001209191-21-022536 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,902

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.01 to $88.97, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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March 01, 2021 Filed Mar 2, 2021 23:30 UTC DIODES INC /DEL/ DIOD · Entity 4050 Tax withholdingDiodes Incorporated Common Stock - Performance Stock Units 57,627 $81.94 $4,721,956.38
Disclosure

SEC source: 0001209191-21-016433 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,473

F2 · kind: These performance stock unit shares were automatically withheld to cover income tax on the vested 2018 performance award.

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March 01, 2021 Filed Mar 2, 2021 23:30 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock - Performance Stock Units 63,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016433 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,100

F1 · kind: The Target Performance was achieved and the 2018 PSU Award was vested at 200%.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.