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person · Reporting owner

LU KEH SHEW

Disclosed activity across 1 company

Tapewire entity
43704
SEC CIK
0001196531

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DIODES INC /DEL/

Report date May 26, 2026 · Filed May 28, 2026

Section 16 reporting ended · disclosed 2026-05-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Diodes Incorporated Common StockSEC Table I · non-derivativeDirect90,305 Reported balance After 2026-05-26 transaction · row 1
1 source row

Row 1 · 2026-05-26 · Tax withholding · Disposed 1,970 · Balance 90,305

F1: Vested restricted stock unit shares were automatically withheld to cover income tax.

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectLu Grandchildren's Trust225,152 Reported balance Holding disclosure · report date 2026-05-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 225,152

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectThe Lu Family Foundation6,000 Reported balance Holding disclosure · report date 2026-05-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,000

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectThe Lu 2017 Irrevocable Trust4,700 Reported balance Holding disclosure · report date 2026-05-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,700

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectTexastac Investments, LP180,131 Reported balance Holding disclosure · report date 2026-05-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 180,131

Filing footnotes · ownership attribution and instrument terms

F1: Vested restricted stock unit shares were automatically withheld to cover income tax.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2021 Filed Nov 18, 2021 20:47 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 400 $110.00 $44,000.00
Disclosure

SEC source: 0001209191-21-065422 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,938

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:33 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 500 $110.05 $55,023.00
Disclosure

SEC source: 0001209191-21-064518 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,338

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:33 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 500 $109.82 $54,909.50
Disclosure

SEC source: 0001209191-21-064518 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,838

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $109.92 $329,760.60
Disclosure

SEC source: 0001209191-21-063903 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,338

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.81 to $110.425, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 22:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,300 $109.34 $360,808.47
Disclosure

SEC source: 0001209191-21-063903 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,338

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.30 to $109.695, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 22:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,300 $109.20 $360,363.30
Disclosure

SEC source: 0001209191-21-063903 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,638

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.1091 to $110.37, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 20:27 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 50,000 $103.44 $5,172,100.00
Disclosure

SEC source: 0001209191-21-063167 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 296,671

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.30 to $105.80, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 21:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 17,974 $100.12 $1,799,492.17
Disclosure

SEC source: 0001209191-21-062754 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 346,671

F1 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.36 to $100.80, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 12,026 $98.58 $1,185,525.49
Disclosure

SEC source: 0001209191-21-062754 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 364,645

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $99.30, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 20:19 UTC DIODES INC /DEL/ DIOD · Entity 4050 GiftDiodes Incorporated Common Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054072 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 70,465

Read SEC document
August 30, 2021 Filed Aug 31, 2021 20:19 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 21,100 $97.34 $2,053,930.97
Disclosure

SEC source: 0001209191-21-054072 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,938

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.27 to $98.30, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:19 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 14,290 $95.68 $1,367,242.91
Disclosure

SEC source: 0001209191-21-054072 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 376,671

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.38 to $96.75, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:19 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 12,790 $95.60 $1,222,729.12
Disclosure

SEC source: 0001209191-21-054072 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,038

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.25 to $96.64, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 22:47 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,710 $94.18 $349,415.22
Disclosure

SEC source: 0001209191-21-053724 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 390,961

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.81 to $94.485, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 22:47 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,210 $94.26 $208,323.00
Disclosure

SEC source: 0001209191-21-053724 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,828

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.15 to $94.50, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:47 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 8,600 $93.22 $801,681.68
Disclosure

SEC source: 0001209191-21-053724 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,038

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $93.63, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $93.50 $280,500.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 12

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 394,671

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $93.25 $279,750.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 397,671

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $93.00 $279,000.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 400,671

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 200 $92.51 $18,502.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,638

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 200 $92.52 $18,504.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,838

Read SEC document
August 24, 2021 Filed Aug 27, 2021 22:47 UTC DIODES INC /DEL/ DIOD · Entity 4050 GiftDiodes Incorporated Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053724 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 70,655

F1 · kind: These shares were gifted from the reporting person's direct holdings to The Lu Family Foundation, a non profit foundation and indirect holding.

Read SEC document
August 24, 2021 Filed Aug 27, 2021 22:47 UTC DIODES INC /DEL/ DIOD · Entity 4050 GiftDiodes Incorporated Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053724 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,638

F1 · kind: These shares were gifted from the reporting person's direct holdings to The Lu Family Foundation, a non profit foundation and indirect holding.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $92.60 $277,800.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 403,671

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $92.30 $276,900.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 406,671

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $91.80 $275,400.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 409,671

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $91.30 $273,900.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 412,671

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $92.00 $276,000.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,038

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $91.50 $274,500.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,038

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:35 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $91.00 $273,000.00
Disclosure

SEC source: 0001209191-21-053317 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,038

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,982 $90.80 $270,765.60
Disclosure

SEC source: 0001209191-21-052219 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 415,671

Read SEC document
August 13, 2021 Filed Aug 13, 2021 20:53 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 18 $90.80 $1,634.40
Disclosure

SEC source: 0001209191-21-051418 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 418,653

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:53 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,000 $90.30 $270,900.00
Disclosure

SEC source: 0001209191-21-051418 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 418,671

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:53 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,000 $90.50 $181,000.00
Disclosure

SEC source: 0001209191-21-051418 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,038

Read SEC document
August 05, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/27/14 DIOD NQSO · Derivative 15,000 $0.00 Strike: $27.92 $0.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · derivative · entry 18

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
August 05, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $87.50 $376,250.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,038

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 05, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $87.00 $374,100.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,338

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 05, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $86.72 $372,896.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,638

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 05, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 15,000 $27.92 $418,800.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/27/14 DIOD NQSO · Derivative 15,000 $0.00 Strike: $27.92 $0.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · derivative · entry 17

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $86.00 $369,800.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,938

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $85.50 $367,650.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,238

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $85.00 $365,500.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,538

F2 · kind: Sold under a 10b5-1 plan.

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August 04, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 15,000 $27.92 $418,800.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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August 03, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/27/14 DIOD NQSO · Derivative 5,000 $0.00 Strike: $27.92 $0.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · derivative · entry 16

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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August 03, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $84.50 $363,351.72
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,838

F2 · kind: Sold under a 10b5-1 plan.

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August 03, 2021 Filed Aug 5, 2021 21:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $27.92 $139,600.00
Disclosure

SEC source: 0001209191-21-049998 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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August 02, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/27/14 DIOD NQSO · Derivative 25,000 $0.00 Strike: $27.92 $0.00
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · derivative · entry 23

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Diodes Incorporated Common Stock - Diodes · 25,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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August 02, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 18,200 $83.24 $1,514,911.58
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 15

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,138

F2 · kind: Sold under a 10b5-1 plan.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.50 to $83.80, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

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August 02, 2021 Filed Aug 2, 2021 21:48 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,300 $84.00 $361,200.00
Disclosure

SEC source: 0001209191-21-049105 · doc4.xml · nonDerivative · entry 14

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,338

F2 · kind: Sold under a 10b5-1 plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.