TapewireFind a company

person · Reporting owner

Barbato Thomas L

Disclosed activity across 2 companies

Tapewire entity
43695
SEC CIK
0001753367

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRANSCAT INCTRNS · Entity 1920Sr. VP Finance & CFOMay 27, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRANSCAT INC

Report date May 27, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.50 par valueSEC Table I · non-derivativeDirect4,649 Ending reported balance After 2026-05-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-27 · Grant · Acquired 1,719 · Balance 5,409

F1: These shares were awarded to Mr. Barbato upon the vesting of performance-based restricted stock units granted to him under the Transcat, Inc. 2021 Stock Incentive Plan, as amended (the "Plan"), in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement of certain pre-determined adjusted EBITDA thresholds over the eligible three-year period that ended in fiscal year 2026.

Row 2 · 2026-05-27 · Tax withholding · Disposed 760 · Balance 4,649

F2: Shares withheld to cover tax withholding obligations on the vesting of performance-based restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,925 Reported balance After 2026-05-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-27 · Grant · Acquired 3,925 · Balance 3,925

F3: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4: These RSUs were granted under the Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 31, 2029.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct19,772 Reported balance Holding disclosure · report date 2026-05-27 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 19,772

F3: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F5: These RSUs vest on January 6, 2028, except as otherwise provided in the award notice.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,691 Reported balance Holding disclosure · report date 2026-05-27 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 2,691

F3: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F6: These RSUs vest on March 25, 2028, except as otherwise provided in the award notice.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,919 Reported balance Holding disclosure · report date 2026-05-27 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,919

F3: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F7: These RSUs vest on March 27, 2027, except as otherwise provided in the award notice.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $90.92 · Expires 2027-01-03Direct6,000 Reported balance Holding disclosure · report date 2026-05-27 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 6,000

F8: This option is fully exercisable as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.17 · Expires 2027-05-25Direct5,000 Reported balance Holding disclosure · report date 2026-05-27 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 5,000

F8: This option is fully exercisable as of the date of this report.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were awarded to Mr. Barbato upon the vesting of performance-based restricted stock units granted to him under the Transcat, Inc. 2021 Stock Incentive Plan, as amended (the "Plan"), in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement of certain pre-determined adjusted EBITDA thresholds over the eligible three-year period that ended in fiscal year 2026.

F2: Shares withheld to cover tax withholding obligations on the vesting of performance-based restricted stock units.

F3: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4: These RSUs were granted under the Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 31, 2029.

F5: These RSUs vest on January 6, 2028, except as otherwise provided in the award notice.

F6: These RSUs vest on March 25, 2028, except as otherwise provided in the award notice.

F7: These RSUs vest on March 27, 2027, except as otherwise provided in the award notice.

F8: This option is fully exercisable as of the date of this report.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IEC ELECTRONICS CORP

Report date October 05, 2021 · Filed October 05, 2021

Section 16 reporting ended · disclosed 2021-10-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-10-05 transaction · row 1
1 source row

Row 1 · 2021-10-05 · Other · Disposed 7,500 · Balance 0

F1: Disposed of pursuant to the closing, on October 5, 2021, of a cash tender offer by Creation Technologies International Inc. ("Parent"), and its wholly-owned subsidiary, CTI Acquisition Corp. ("Merger Sub"), pursuant to which each outstanding share of the common stock of the Issuer was converted into the right to receive $15.35 per share, less any required withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.43Direct0 Reported balance After 2021-10-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-10-05 · Disposition to issuer · Disposed 100,000 · Balance 0

F2: Upon consummation of the tender offer, each option was cancelled and converted into the right to receive the difference between $15.35 and the exercise price per share of the option, less any required withholding taxes.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-10-05 · Disposition to issuer · Disposed 3,637 · Balance 0

F3: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-10-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-10-05 · Disposition to issuer · Disposed 2,921 · Balance 0

F3: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-10-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-10-05 · Disposition to issuer · Disposed 2,203 · Balance 0

F3: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

Peformance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-10-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-10-05 · Disposition to issuer · Disposed 21,819 · Balance 0

F4: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

Peformance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-10-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-10-05 · Disposition to issuer · Disposed 14,603 · Balance 0

F4: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

Peformance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-10-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-10-05 · Disposition to issuer · Disposed 8,812 · Balance 0

F4: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the closing, on October 5, 2021, of a cash tender offer by Creation Technologies International Inc. ("Parent"), and its wholly-owned subsidiary, CTI Acquisition Corp. ("Merger Sub"), pursuant to which each outstanding share of the common stock of the Issuer was converted into the right to receive $15.35 per share, less any required withholding taxes.

F2: Upon consummation of the tender offer, each option was cancelled and converted into the right to receive the difference between $15.35 and the exercise price per share of the option, less any required withholding taxes.

F3: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F4: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2026 Filed May 28, 2026 20:30 UTC TRANSCAT INC TRNS · Entity 1920 GrantRestricted Stock Units · Derivative 3,925 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000193 · form4.xml · derivative · entry 3

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,925

Underlying: Common Stock, $.50 par value · 3,925 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs were granted under the Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 31, 2029.

F4 · derivative.expiration_date: These RSUs were granted under the Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 31, 2029.

Read SEC document
May 27, 2026 Filed May 28, 2026 20:30 UTC TRANSCAT INC TRNS · Entity 1920 Tax withholdingCommon Stock, $.50 par value 760 $76.45 $58,102.00
Disclosure

SEC source: 0000891839-26-000193 · form4.xml · nonDerivative · entry 2

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,649

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of performance-based restricted stock units.

Read SEC document
May 27, 2026 Filed May 28, 2026 20:30 UTC TRANSCAT INC TRNS · Entity 1920 GrantCommon Stock, $.50 par value 1,719 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000193 · form4.xml · nonDerivative · entry 1

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,409

F1 · shares: These shares were awarded to Mr. Barbato upon the vesting of performance-based restricted stock units granted to him under the Transcat, Inc. 2021 Stock Incentive Plan, as amended (the "Plan"), in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement of certain pre-determined adjusted EBITDA thresholds over the eligible three-year period that ended in fiscal year 2026.

Read SEC document
March 28, 2026 Filed Apr 1, 2026 20:31 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionRestricted Stock Units · Derivative 1,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000110 · form4.xml · derivative · entry 6

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.50 par value · 1,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 2,500 RSUs vested on March 26, 2026 and the remaining 1,186 RSUs vested on March 28, 2026.

F3 · derivative.expiration_date: 2,500 RSUs vested on March 26, 2026 and the remaining 1,186 RSUs vested on March 28, 2026.

Read SEC document
March 28, 2026 Filed Apr 1, 2026 20:31 UTC TRANSCAT INC TRNS · Entity 1920 Tax withholdingCommon Stock, $.50 par value 524 $71.32 $37,371.68
Disclosure

SEC source: 0000891839-26-000110 · form4.xml · nonDerivative · entry 4

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,690

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of RSUs.

Read SEC document
March 28, 2026 Filed Apr 1, 2026 20:31 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionCommon Stock, $.50 par value 1,186 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000110 · form4.xml · nonDerivative · entry 3

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 26, 2026 Filed Apr 1, 2026 20:31 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000110 · form4.xml · derivative · entry 5

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,186

Underlying: Common Stock, $.50 par value · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 2,500 RSUs vested on March 26, 2026 and the remaining 1,186 RSUs vested on March 28, 2026.

F3 · derivative.expiration_date: 2,500 RSUs vested on March 26, 2026 and the remaining 1,186 RSUs vested on March 28, 2026.

Read SEC document
March 26, 2026 Filed Apr 1, 2026 20:31 UTC TRANSCAT INC TRNS · Entity 1920 Tax withholdingCommon Stock, $.50 par value 1,171 $72.97 $85,447.87
Disclosure

SEC source: 0000891839-26-000110 · form4.xml · nonDerivative · entry 2

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,028

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of RSUs.

Read SEC document
March 26, 2026 Filed Apr 1, 2026 20:31 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionCommon Stock, $.50 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000110 · form4.xml · nonDerivative · entry 1

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 14:03 UTC TRANSCAT INC TRNS · Entity 1920 GrantRestricted Stock Units · Derivative 19,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000027 · form4.xml · derivative · entry 2

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,772

Underlying: Common Stock, $.50 par value · 19,772 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These RSUs were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on January 6, 2028.

F2 · derivative.expiration_date: These RSUs were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on January 6, 2028.

Read SEC document
May 27, 2025 Filed May 29, 2025 20:15 UTC TRANSCAT INC TRNS · Entity 1920 GrantRestricted Stock Units · Derivative 2,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010483 · form4.xml · derivative · entry 2

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,691

Underlying: Common Stock, $.50 par value · 2,691 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These RSUs were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 25, 2028.

F2 · derivative.expiration_date: These RSUs were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 25, 2028.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:33 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionRestricted Stock Units · Derivative 1,417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006657 · form4.xml · derivative · entry 3

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.50 par value · 1,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These RSUs vested on March 28, 2025.

F3 · derivative.expiration_date: These RSUs vested on March 28, 2025.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:33 UTC TRANSCAT INC TRNS · Entity 1920 Tax withholdingCommon Stock, $.50 par value 658 $72.93 $47,987.94
Disclosure

SEC source: 0001062993-25-006657 · form4.xml · nonDerivative · entry 2

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,699

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of RSUs.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:33 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionCommon Stock, $.50 par value 1,417 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006657 · form4.xml · nonDerivative · entry 1

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:41 UTC TRANSCAT INC TRNS · Entity 1920 GrantRestricted Stock Units · Derivative 1,919 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010966 · form4.xml · derivative · entry 3

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,919

Underlying: Common Stock, $.50 par value · 1,919 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 27, 2027.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 27, 2027.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 27, 2027.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:41 UTC TRANSCAT INC TRNS · Entity 1920 Tax withholdingCommon Stock, $.50 par value 436 $124.12 $54,116.32
Disclosure

SEC source: 0001062993-24-010966 · form4.xml · nonDerivative · entry 2

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of performance-based restricted stock units.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:41 UTC TRANSCAT INC TRNS · Entity 1920 GrantCommon Stock, $.50 par value 986 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010966 · form4.xml · nonDerivative · entry 1

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,376

F1 · shares: These shares were awarded to Mr. Barbato upon the vesting of performance-based restricted stock units granted to him under the Transcat, Inc. 2021 Stock Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined earnings per share thresholds over the eligible three-year period that ended in fiscal year 2024.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 20:34 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionRestricted Stock Units · Derivative 766 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007716 · form4.xml · derivative · entry 3

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.50 par value · 766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These restricted stock units vested on March 30, 2024.

F3 · derivative.expiration_date: These restricted stock units vested on March 30, 2024.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 20:34 UTC TRANSCAT INC TRNS · Entity 1920 Tax withholdingCommon Stock, $.50 par value 376 $111.43 $41,897.68
Disclosure

SEC source: 0001062993-24-007716 · form4.xml · nonDerivative · entry 2

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 20:34 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionCommon Stock, $.50 par value 766 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007716 · form4.xml · nonDerivative · entry 1

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:42 UTC TRANSCAT INC TRNS · Entity 1920 GrantRestricted Stock Units · Derivative 3,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012335 · form4.xml · derivative · entry 1

Barbato Thomas L · CIK 0001753367 · Sr. VP Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,686

Underlying: Common Stock, $.50 par value · 3,686 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 28, 2026.

F2 · derivative.expiration_date: These restricted stock units were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 28, 2026.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:47 UTC IEC ELECTRONICS CORP IEC · Entity 134990 Disposition to issuerPeformance Restricted Stock Unit · Derivative 8,812 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000891839-21-000318 · edgar.xml · derivative · entry 8

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,812 shares

Expires not disclosed

F4 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

F4 · price: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

F4 · derivative.exercise_date: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

F4 · derivative.expiration_date: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:47 UTC IEC ELECTRONICS CORP IEC · Entity 134990 Disposition to issuerPeformance Restricted Stock Unit · Derivative 14,603 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000891839-21-000318 · edgar.xml · derivative · entry 7

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,603 shares

Expires not disclosed

F4 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

F4 · price: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

F4 · derivative.exercise_date: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

F4 · derivative.expiration_date: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:47 UTC IEC ELECTRONICS CORP IEC · Entity 134990 Disposition to issuerPeformance Restricted Stock Unit · Derivative 21,819 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000891839-21-000318 · edgar.xml · derivative · entry 6

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,819 shares

Expires not disclosed

F4 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

F4 · price: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

F4 · derivative.exercise_date: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

F4 · derivative.expiration_date: Performance Restricted Stock Units ("PSUs") that vested in connection with the tender offer were cancelled and converted into the right to receive $15.35 per share underlying the PSU, less any required withholding taxes.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:47 UTC IEC ELECTRONICS CORP IEC · Entity 134990 Disposition to issuerRestricted Stock Unit · Derivative 2,203 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000891839-21-000318 · edgar.xml · derivative · entry 5

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,203 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F3 · price: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F3 · derivative.exercise_date: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F3 · derivative.expiration_date: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:47 UTC IEC ELECTRONICS CORP IEC · Entity 134990 Disposition to issuerRestricted Stock Unit · Derivative 2,921 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000891839-21-000318 · edgar.xml · derivative · entry 4

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,921 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F3 · price: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F3 · derivative.exercise_date: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F3 · derivative.expiration_date: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:47 UTC IEC ELECTRONICS CORP IEC · Entity 134990 Disposition to issuerRestricted Stock Unit · Derivative 3,637 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000891839-21-000318 · edgar.xml · derivative · entry 3

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,637 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F3 · price: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F3 · derivative.exercise_date: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

F3 · derivative.expiration_date: Upon consummation of the tender offer, each restricted stock unit fully vested and was cancelled and converted automatically into the right to receive $15.35 per share underlying the restricted stock unit, less any required withholding taxes.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:47 UTC IEC ELECTRONICS CORP IEC · Entity 134990 Disposition to issuerStock Option (Right to Buy) · Derivative 100,000 $9.92 Strike: $5.43 $992,000.00
Disclosure

SEC source: 0000891839-21-000318 · edgar.xml · derivative · entry 2

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon consummation of the tender offer, each option was cancelled and converted into the right to receive the difference between $15.35 and the exercise price per share of the option, less any required withholding taxes.

F2 · price: Upon consummation of the tender offer, each option was cancelled and converted into the right to receive the difference between $15.35 and the exercise price per share of the option, less any required withholding taxes.

F2 · derivative.exercise_date: Upon consummation of the tender offer, each option was cancelled and converted into the right to receive the difference between $15.35 and the exercise price per share of the option, less any required withholding taxes.

F2 · derivative.expiration_date: Upon consummation of the tender offer, each option was cancelled and converted into the right to receive the difference between $15.35 and the exercise price per share of the option, less any required withholding taxes.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 16:47 UTC IEC ELECTRONICS CORP IEC · Entity 134990 OtherCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000891839-21-000318 · edgar.xml · nonDerivative · entry 1

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the closing, on October 5, 2021, of a cash tender offer by Creation Technologies International Inc. ("Parent"), and its wholly-owned subsidiary, CTI Acquisition Corp. ("Merger Sub"), pursuant to which each outstanding share of the common stock of the Issuer was converted into the right to receive $15.35 per share, less any required withholding taxes.

Read SEC document
November 24, 2020 Filed Jan 15, 2021 16:42 UTC IEC ELECTRONICS CORP IEC · Entity 134990 GrantRestricted Stock Units · Derivative 2,203 $0.00 $0.00
Disclosure

SEC source: 0000049728-21-000009 · wf-form4_161074691924037.xml · derivative · entry 5

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,203

Underlying: Common Stock · 2,203 shares

Expires 2023-11-24

F3 · derivative.exercise_price: These restricted stock units, which each represent a contingent right to receive one share of common stock, were granted in a transaction exempt under Rule 16b-3 and, subject to the terms of the applicable award notice, vest 100% on the third anniversary of the date of grant.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 16:43 UTC IEC ELECTRONICS CORP IEC · Entity 134990 GrantRestricted Stock Units · Derivative 2,921 $0.00 $0.00
Disclosure

SEC source: 0000049728-20-000004 · wf-form4_157869259758371.xml · derivative · entry 4

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921

Underlying: Common Stock · 2,921 shares

Expires 2023-01-08

F3 · derivative.exercise_price: These restricted stock units, which each represent a contingent right to receive one share of common stock, were granted in a transaction exempt under Rule 16b-3 and, subject to the terms of the applicable award notice, vest 100% on the third anniversary of the date of grant.

Read SEC document
May 10, 2019 Filed May 13, 2019 16:04 UTC IEC ELECTRONICS CORP IEC · Entity 134990 PurchaseCommon Stock 7,500 $6.36 $47,700.00
Disclosure

SEC source: 0000049728-19-000065 · wf-form4_155777783868704.xml · nonDerivative · entry 1

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.32 to $6.36, inclusive. The reporting person undertakes to provide to IEC Electronics Corp., any security holder of IEC Electronics Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range reported above.

Read SEC document
May 03, 2019 Filed May 7, 2019 16:01 UTC IEC ELECTRONICS CORP IEC · Entity 134990 GrantRestricted Stock Units · Derivative 3,637 $0.00 $0.00
Disclosure

SEC source: 0000049728-19-000056 · wf-form4_155725924692561.xml · derivative · entry 2

Barbato Thomas L · CIK 0001753367 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,637

Underlying: Common Stock · 3,637 shares

Expires 2022-05-03

F2 · derivative.exercise_price: These restricted stock units, which each represent a contingent right to receive one share of common stock, were granted in a transaction exempt under Rule 16b-3 and vest 100% on the third anniversary of the date of grant.

Read SEC document
September 10, 2018 Filed Sep 18, 2018 16:53 UTC IEC ELECTRONICS CORP IEC · Entity 134990 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.43 $0.00
Disclosure

SEC source: 0000891839-18-000091 · edgar.xml · derivative · entry 1

Barbato Thomas L · CIK 0001753367 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2025-09-10

F1 · derivative.exercise_date: This option was granted under the Company's 2010 Omnibus Incentive Compensation Plan in a transaction exempt under Rule 16b-3. This option vests 25% on each of the first four anniversaries of the 9/10/2018 date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.