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Kaplan Caroline Lux

Disclosed activity across 1 company

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43664
SEC CIK
0001853834

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MGP INGREDIENTS INCMGPI · Entity 577910% ownerMay 26, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MGP INGREDIENTS INC

Report date May 26, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust470,958 Last balance in matching sequence After 2026-05-27 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-05-26 · Sale · Disposed 30,000 · Balance 500,958

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.715 per share to $18.02 per share, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F3: The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 470,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

Row 2 · 2026-05-27 · Sale · Disposed 30,000 · Balance 470,958

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.935 per share to $18.395 per share, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

F3: The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 470,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.715 per share to $18.02 per share, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.935 per share to $18.395 per share, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

F3: The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 470,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2026 Filed May 28, 2026 14:08 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 30,000 $18.18 $545,373.00
Disclosure

SEC source: 0001140361-26-023073 · form4.xml · nonDerivative · entry 2

Kaplan Caroline Lux · CIK 0001853834 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 470,958

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.935 per share to $18.395 per share, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

F3 · ownership.nature: The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 470,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

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May 26, 2026 Filed May 28, 2026 14:08 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 30,000 $17.82 $534,675.00
Disclosure

SEC source: 0001140361-26-023073 · form4.xml · nonDerivative · entry 1

Kaplan Caroline Lux · CIK 0001853834 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 500,958

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.715 per share to $18.02 per share, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F3 · ownership.nature: The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 470,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

Read SEC document
November 19, 2025 Filed Nov 20, 2025 21:07 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 140 $23.81 $3,333.11
Disclosure

SEC source: 0001140361-25-042859 · form4.xml · nonDerivative · entry 4

Kaplan Caroline Lux · CIK 0001853834 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 530,958

F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.805 to $23.82, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (4) to this Form 4.

F5 · ownership.nature: The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 530,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

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November 19, 2025 Filed Nov 20, 2025 21:07 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 29,860 $23.28 $695,006.43
Disclosure

SEC source: 0001140361-25-042859 · form4.xml · nonDerivative · entry 3

Kaplan Caroline Lux · CIK 0001853834 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 531,098

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.80 to $23.795, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.

F5 · ownership.nature: The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 530,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

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November 18, 2025 Filed Nov 20, 2025 21:07 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 166 $24.49 $4,065.90
Disclosure

SEC source: 0001140361-25-042859 · form4.xml · nonDerivative · entry 2

Kaplan Caroline Lux · CIK 0001853834 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 560,958

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.475 to $24.565, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

F5 · ownership.nature: The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 530,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

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November 18, 2025 Filed Nov 20, 2025 21:07 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 29,834 $23.85 $711,448.41
Disclosure

SEC source: 0001140361-25-042859 · form4.xml · nonDerivative · entry 1

Kaplan Caroline Lux · CIK 0001853834 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 561,124

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.46 to $24.45, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

F5 · ownership.nature: The shares in these transactions were sold by the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005, Caroline Lux Kaplan sole Trustee ("Lux 2005 Caroline Trust"). Following the completion of these sales, 530,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Lux 2005 Caroline Trust.

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May 12, 2025 Filed May 13, 2025 20:54 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 32,500 $33.41 $1,085,854.25
Disclosure

SEC source: 0001140361-25-018673 · form4.xml · nonDerivative · entry 2

Kaplan Caroline Lux · CIK 0001853834 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 590,958

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.98 to $33.62, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: The shares in these transactions were sold by the Lux 2005 Caroline Trust. As noted above, Caroline L. Kaplan is also the sole trustee of the Kaplan Trust. Following the completion of these sales, 0 shares beneficially owned by the Kaplan Trust and 590,958 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.

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May 09, 2025 Filed May 13, 2025 20:54 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 13,731 $33.10 $454,481.00
Disclosure

SEC source: 0001140361-25-018673 · form4.xml · nonDerivative · entry 1

Kaplan Caroline Lux · CIK 0001853834 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 623,458

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.87 to $33.55, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: The shares in these transactions were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee, and constituted the sale of all remaining shares held by the Kaplan Trust. Caroline L. Kaplan is also the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to all of the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 21:27 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 152 $114.74 $17,440.48
Disclosure

SEC source: 0001140361-23-037104 · form4.xml · nonDerivative · entry 7

Kaplan Caroline Lux · CIK 0001853834 · 10% owner · Member of 10% holder group

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 637,189

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.73 to $114.75, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (7) to this Form 4.

F8 · ownership.nature: The shares in this transaction were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee. Caroline L. Kaplan is also now the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are now included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 21:27 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 6,348 $113.98 $723,545.04
Disclosure

SEC source: 0001140361-23-037104 · form4.xml · nonDerivative · entry 6

Kaplan Caroline Lux · CIK 0001853834 · 10% owner · Member of 10% holder group

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 637,341

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.67 to $114.59, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (6) to this Form 4.

F8 · ownership.nature: The shares in this transaction were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee. Caroline L. Kaplan is also now the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are now included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 21:27 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 500 $113.32 $56,660.00
Disclosure

SEC source: 0001140361-23-037104 · form4.xml · nonDerivative · entry 5

Kaplan Caroline Lux · CIK 0001853834 · 10% owner · Member of 10% holder group

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 643,689

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.66 to $113.51, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (5) to this Form 4.

F8 · ownership.nature: The shares in this transaction were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee. Caroline L. Kaplan is also now the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are now included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 21:27 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 126 $115.38 $14,537.88
Disclosure

SEC source: 0001140361-23-037104 · form4.xml · nonDerivative · entry 4

Kaplan Caroline Lux · CIK 0001853834 · 10% owner · Member of 10% holder group

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 644,189

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.21 to $115.47, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) to this Form 4.

F8 · ownership.nature: The shares in this transaction were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee. Caroline L. Kaplan is also now the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are now included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 21:27 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 1,200 $114.48 $137,376.00
Disclosure

SEC source: 0001140361-23-037104 · form4.xml · nonDerivative · entry 3

Kaplan Caroline Lux · CIK 0001853834 · 10% owner · Member of 10% holder group

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 644,315

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.24 to $114.81, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) to this Form 4.

F8 · ownership.nature: The shares in this transaction were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee. Caroline L. Kaplan is also now the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are now included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 21:27 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 2,546 $113.81 $289,760.26
Disclosure

SEC source: 0001140361-23-037104 · form4.xml · nonDerivative · entry 2

Kaplan Caroline Lux · CIK 0001853834 · 10% owner · Member of 10% holder group

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 645,515

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.19 to $114.13, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4.

F8 · ownership.nature: The shares in this transaction were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee. Caroline L. Kaplan is also now the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are now included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 21:27 UTC MGP INGREDIENTS INC MGPI · Entity 5779 SaleCommon Stock 3,128 $112.56 $352,087.68
Disclosure

SEC source: 0001140361-23-037104 · form4.xml · nonDerivative · entry 1

Kaplan Caroline Lux · CIK 0001853834 · 10% owner · Member of 10% holder group

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 648,061

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.17 to $113.09, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) to this Form 4.

F8 · ownership.nature: The shares in this transaction were sold by the Caroline L. Kaplan Revocable Trust dated 12/16/2009 ("Kaplan Trust"), of which Caroline L. Kaplan is the sole trustee. Caroline L. Kaplan is also now the sole trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated 9/16/2005 ("Lux 2005 Caroline Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Caroline Trust are now included in the aggregate indirect ownership of the reporting person. Accordingly, Caroline L. Kaplan may be deemed to hold sole voting and dispositive power with respect to the shares owned by the Kaplan Trust and the Lux 2005 Caroline Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.