MNUCHIN STEVEN T

SEC source: 0000950142-24-000834 · es240463805_4-nycb.xml · nonDerivative · entry 1

Liberty 77 Capital L.P. · CIK 0001905374 · Director

Liberty Strategic Capital (CEN) Holdings, LLC · CIK 0002015237 · Director

Liberty 77 Capital Partners L.P. · CIK 0001905373 · Director

Liberty Capital L.L.C. · CIK 0001905369 · Director

STM Partners LLC · CIK 0001905366 · Director

MNUCHIN STEVEN T · CIK 0001180589 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 41,691,300

F1 · balance_after: Total includes 300 service based restricted stock units that will vest in shares of NYCB common stock over the passage of time and were granted to Steven T. Mnuchin.

F1 · ownership.nature: Total includes 300 service based restricted stock units that will vest in shares of NYCB common stock over the passage of time and were granted to Steven T. Mnuchin.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0000950142-24-000704 · es240458146_4-nycb.xml · derivative · entry 2

Liberty 77 Capital L.P. · CIK 0001905374 · Director

Liberty Strategic Capital (CEN) Holdings, LLC · CIK 0002015237 · Director

Liberty 77 Capital Partners L.P. · CIK 0001905373 · Director

Liberty Capital L.L.C. · CIK 0001905369 · Director

STM Partners LLC · CIK 0001905366 · Director

MNUCHIN STEVEN T · CIK 0001180589 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 6,751,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F3 · price: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F3 · derivative.exercise_date: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F3 · derivative.expiration_date: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F1 · ownership.nature: The securities included herein were acquired or disposed of by Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company (the "Liberty Purchaser"). Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of the Liberty Purchaser. Liberty 77 Capital Partners L.P. ("Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the trustee of the managing member of STM Partners LLC.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0000950142-24-000704 · es240458146_4-nycb.xml · nonDerivative · entry 1

Liberty 77 Capital L.P. · CIK 0001905374 · Director

Liberty Strategic Capital (CEN) Holdings, LLC · CIK 0002015237 · Director

Liberty 77 Capital Partners L.P. · CIK 0001905373 · Director

Liberty Capital L.L.C. · CIK 0001905369 · Director

STM Partners LLC · CIK 0001905366 · Director

MNUCHIN STEVEN T · CIK 0001180589 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 41,691,000

F3 · price: Under the terms of the Investment Agreement, dated March 7, 2024 (as amended on March 11, 2024), between New York Community Bancorp, Inc. and the Liberty Purchaser and the related certificate of designations, at the option of the Liberty Purchaser, 6,751 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were converted into shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F1 · ownership.nature: The securities included herein were acquired or disposed of by Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company (the "Liberty Purchaser"). Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of the Liberty Purchaser. Liberty 77 Capital Partners L.P. ("Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the trustee of the managing member of STM Partners LLC.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.