Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Interactive Brokers Group, Inc.IBKR · Entity 279 | Executive Vice President | May 08, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Interactive Brokers Group, Inc.
Report date May 08, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 251,518 |
Reported balance
After 2026-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-08 · Tax withholding · Disposed 31,730 · Balance 251,518 F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date. F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date.
F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 5, 2021 23:03 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 9,236 | $60.56 | $559,332.16 |
DisclosureSEC source: 0001567619-21-000338 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487,620 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.84 to $60.83. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 31, 2020 Filed Jan 7, 2021 21:07 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | GrantClass A common stock | 17,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000723 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,615 F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:14 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 3,739 | $61.47 | $229,836.33 |
DisclosureSEC source: 0001567619-20-021761 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496,856 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.14 to $61.85. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:14 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 14,433 | $60.57 | $874,206.81 |
DisclosureSEC source: 0001567619-20-021761 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,595 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.14 to $61.13. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:14 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,199 | $62.36 | $74,769.64 |
DisclosureSEC source: 0001567619-20-021761 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,515,028 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.06 to $62.75. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:14 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,753 | $61.29 | $1,026,791.37 |
DisclosureSEC source: 0001567619-20-021761 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516,227 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.06 to $62.05. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 21:17 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,337 | $62.02 | $1,137,260.74 |
DisclosureSEC source: 0001567619-20-021632 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,980 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.47 to $62.44. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 21:17 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 9,222 | $60.69 | $559,683.18 |
DisclosureSEC source: 0001567619-20-021632 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,551,317 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.44 to $61.09. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 17:50 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,566 | $60.89 | $1,069,593.74 |
DisclosureSEC source: 0001567619-20-021579 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560,539 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.37 to $61.27. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 17:50 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 13,091 | $60.01 | $785,590.91 |
DisclosureSEC source: 0001567619-20-021579 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578,105 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.74 to $60.65. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 17:50 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 5,246 | $59.48 | $312,032.08 |
DisclosureSEC source: 0001567619-20-021579 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,196 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.74 to $59.73. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 23:03 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 8,163 | $58.57 | $478,106.91 |
DisclosureSEC source: 0001567619-20-021509 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,596,442 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.28 to $58.84. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 23:03 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 10,020 | $57.78 | $578,955.60 |
DisclosureSEC source: 0001567619-20-021509 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,604,605 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.28 to $58.27. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 23:03 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,665 | $60.07 | $280,226.55 |
DisclosureSEC source: 0001567619-20-021509 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,614,625 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.84 to $60.36. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 23:03 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 13,672 | $59.36 | $811,569.92 |
DisclosureSEC source: 0001567619-20-021509 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,619,290 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.84 to $59.83. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 22:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 3,129 | $59.89 | $187,395.81 |
DisclosureSEC source: 0001567619-20-021384 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,632,962 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.70 to $60.12. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 22:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,281 | $59.16 | $253,263.96 |
DisclosureSEC source: 0001567619-20-021384 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636,091 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.70 to $59.69. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 22:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,686 | $57.91 | $271,366.26 |
DisclosureSEC source: 0001567619-20-021384 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640,372 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.66 to $58.23. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 22:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 12,992 | $57.37 | $745,351.04 |
DisclosureSEC source: 0001567619-20-021384 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,645,058 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.66 to $57.65. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:59 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 9,917 | $56.25 | $557,831.25 |
DisclosureSEC source: 0001567619-20-021211 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,658,050 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.71 to $56.63. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:59 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 8,091 | $55.31 | $447,513.21 |
DisclosureSEC source: 0001567619-20-021211 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667,967 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.71 to $55.70. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:59 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,648 | $55.26 | $256,848.48 |
DisclosureSEC source: 0001567619-20-021211 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,676,058 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.05 to $55.73. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:59 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 12,701 | $54.29 | $689,537.29 |
DisclosureSEC source: 0001567619-20-021211 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680,706 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.05 to $55.04. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:08 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 2,139 | $55.40 | $118,500.60 |
DisclosureSEC source: 0001567619-20-021031 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693,407 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.34 to $55.53. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:08 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,198 | $54.77 | $887,164.46 |
DisclosureSEC source: 0001567619-20-021031 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,546 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.34 to $55.33. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:08 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 330 | $55.89 | $18,443.70 |
DisclosureSEC source: 0001567619-20-021031 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711,744 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.81 to $55.93. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:08 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,842 | $55.41 | $988,625.22 |
DisclosureSEC source: 0001567619-20-021031 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,712,074 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.81 to $55.80. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:28 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,094 | $55.85 | $898,849.90 |
DisclosureSEC source: 0001567619-20-020872 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,916 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.39 to $56.33. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:28 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,667 | $54.87 | $91,468.29 |
DisclosureSEC source: 0001567619-20-020872 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,746,010 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.39 to $55.38. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:28 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 391 | $54.05 | $21,133.55 |
DisclosureSEC source: 0001567619-20-020872 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,747,677 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.97 to $54.07. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:28 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,550 | $53.37 | $936,643.50 |
DisclosureSEC source: 0001567619-20-020872 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,748,068 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.97 to $53.96. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 22:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 2,947 | $54.45 | $160,464.15 |
DisclosureSEC source: 0001567619-20-020771 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,765,618 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.10 to $54.74. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 22:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 14,619 | $53.67 | $784,601.73 |
DisclosureSEC source: 0001567619-20-020771 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,768,565 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.10 to $54.09. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 47 | $55.82 | $2,623.54 |
DisclosureSEC source: 0001567619-20-020771 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783,184 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,750 | $55.20 | $979,800.00 |
DisclosureSEC source: 0001567619-20-020771 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783,231 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.80 to $55.70. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:14 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,720 | $54.56 | $966,803.20 |
DisclosureSEC source: 0001567619-20-020661 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800,981 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.39 to $54.79. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:14 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 3,648 | $55.20 | $201,369.60 |
DisclosureSEC source: 0001567619-20-020661 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,818,701 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.03 to $55.38. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:14 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 14,360 | $54.74 | $786,066.40 |
DisclosureSEC source: 0001567619-20-020661 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,822,349 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.03 to $55.02. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 22:47 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 709 | $54.40 | $38,569.60 |
DisclosureSEC source: 0001567619-20-020579 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,836,709 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.27 to $54.50. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 22:47 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,545 | $53.75 | $943,043.75 |
DisclosureSEC source: 0001567619-20-020579 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837,418 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.27 to $54.26. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:47 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,204 | $53.23 | $64,088.92 |
DisclosureSEC source: 0001567619-20-020579 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,854,963 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.20 to $53.29. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:47 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,814 | $52.76 | $887,106.64 |
DisclosureSEC source: 0001567619-20-020579 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,856,167 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.20 to $53.19. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 22:24 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 2,058 | $54.30 | $111,749.40 |
DisclosureSEC source: 0001567619-20-020430 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,872,981 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.19 to $54.55. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 22:24 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 6,527 | $53.92 | $351,935.84 |
DisclosureSEC source: 0001567619-20-020430 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875,039 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.19 to $54.18. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 22:24 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,590 | $52.57 | $83,586.30 |
DisclosureSEC source: 0001567619-20-020430 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,881,566 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.19 to $53.18. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 22:24 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,843 | $52.61 | $938,720.23 |
DisclosureSEC source: 0001567619-20-020430 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883,156 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.45 to $52.93. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,337 | $52.77 | $967,643.49 |
DisclosureSEC source: 0001567619-20-020368 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,999 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.24 to $53.15. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,843 | $53.14 | $948,177.02 |
DisclosureSEC source: 0001567619-20-020368 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,919,336 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.61 to $53.57. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,337 | $53.17 | $974,978.29 |
DisclosureSEC source: 0001567619-20-020219 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,937,179 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.85 to $53.58. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 21:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 164 | $53.64 | $8,796.96 |
DisclosureSEC source: 0001567619-20-020219 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,955,516 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.