Strycker Samara A

SEC source: 0001193125-26-248650 · ownership.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,700

SEC source: 0000950170-25-068270 · ownership.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

SEC source: 0000950170-24-060631 · ownership.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,200

SEC source: 0001209191-23-026110 · doc4.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

SEC source: 0001209191-22-000235 · doc4.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

SEC source: 0001209191-22-025565 · doc4.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

SEC source: 0001209191-22-001751 · doc4a.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · date: Please note the transaction date on the original Form 4 was inadvertently identified as 12/30/2022, which has been corrected above.

SEC source: 0000808450-21-000055 · wf-form4_162523615881950.xml · derivative · entry 6

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,396 shares

Expires 2022-02-11

F4 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain Revenue Growth performance conditions were met.

F4 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain Revenue Growth performance conditions were met.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain Revenue Growth performance conditions were met.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain Revenue Growth performance conditions were met.

SEC source: 0000808450-21-000055 · wf-form4_162523615881950.xml · derivative · entry 5

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,675 shares

Expires 2022-02-11

F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain EBITDA Margin performance conditions were met.

F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain EBITDA Margin performance conditions were met.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain EBITDA Margin performance conditions were met.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain EBITDA Margin performance conditions were met.

SEC source: 0000808450-21-000055 · wf-form4_162523615881950.xml · derivative · entry 4

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,581 shares

Expires 2027-02-14

F2 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F2 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

SEC source: 0000808450-21-000055 · wf-form4_162523615881950.xml · derivative · entry 3

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,385 shares

Expires 2028-02-13

F2 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F2 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

SEC source: 0000808450-21-000055 · wf-form4_162523615881950.xml · derivative · entry 2

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,356 shares

Expires 2029-02-13

F2 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F2 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

SEC source: 0000808450-21-000055 · wf-form4_162523615881950.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, each share of Issuer Common Stock was automatically converted into the right to receive an amount in cash equal to $44.50 (the "Merger Consideration").

F1 · acquired: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, each share of Issuer Common Stock was automatically converted into the right to receive an amount in cash equal to $44.50 (the "Merger Consideration").

SEC source: 0000808450-21-000014 · wf-form4_161358564461211.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,677

SEC source: 0000808450-20-000013 · wf-form4_158215514736907.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,879

SEC source: 0000808450-19-000032 · wf-form4_155027180339962.xml · derivative · entry 2

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,356

Underlying: Common Stock · 7,356 shares

Expires 2029-02-13

F1 · derivative.exercise_date: The option is exercisable in three equal installments as follows: 2,452 shares on 2/13/2020; 2,452 shares on 2/13/2021; and 2,452 shares on 2/13/2022.

SEC source: 0000808450-19-000032 · wf-form4_155027180339962.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,479

SEC source: 0000808450-19-000013 · wf-form4_155001295382073.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,204

SEC source: 0000808450-19-000021 · wf-form4a_155001532813395.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,204

F1 · price: We have amended the Form 4 to fix a clerical error on the price, previously we reported the price as $3,287, the actual price the shares were disposed at was $32.87.

SEC source: 0000808450-19-000012 · wf-form4_154938113698914.xml · derivative · entry 3

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: The number of RSUs reported is from a grant of 10,625 units granted on 2/1/2016, that has been paid in cash as to 6,375 units on 2/1/2017, as to 3,187 units on 2/1/2018, and as to 1,063 units on 2/1/2019.

F2 · derivative.expiration_date: The number of RSUs reported is from a grant of 10,625 units granted on 2/1/2016, that has been paid in cash as to 6,375 units on 2/1/2017, as to 3,187 units on 2/1/2018, and as to 1,063 units on 2/1/2019.

SEC source: 0000808450-19-000012 · wf-form4_154938113698914.xml · nonDerivative · entry 2

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

SEC source: 0000808450-19-000012 · wf-form4_154938113698914.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.

SEC source: 0000808450-18-000022 · wf-form4_151873896404817.xml · derivative · entry 2

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,385

Underlying: Common Stock · 5,385 shares

Expires 2028-02-13

F1 · derivative.exercise_date: The option is exercisable in three annual installments as follows: 1,795 shares on 2/13/2019; 1,795 shares on 2/13/2020; and 1,795 shares on 2/13/2021.

SEC source: 0000808450-18-000022 · wf-form4_151873896404817.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

SEC source: 0000808450-18-000014 · wf-form4_151856812300417.xml · derivative · entry 7

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,062 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,062 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/1l/2018.

F2 · derivative.exercise_date: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,062 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/1l/2018.

F2 · derivative.expiration_date: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,062 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/1l/2018.

SEC source: 0000808450-18-000014 · wf-form4_151856812300417.xml · derivative · entry 6

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,274 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,274 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.

F1 · derivative.exercise_date: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,274 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.

F1 · derivative.expiration_date: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,274 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.

SEC source: 0000808450-18-000014 · wf-form4_151856812300417.xml · nonDerivative · entry 5

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,867

SEC source: 0000808450-18-000014 · wf-form4_151856812300417.xml · nonDerivative · entry 4

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,062 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/1l/2018.

SEC source: 0000808450-18-000014 · wf-form4_151856812300417.xml · nonDerivative · entry 3

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,867

SEC source: 0000808450-18-000014 · wf-form4_151856812300417.xml · nonDerivative · entry 2

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 1,274 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.

SEC source: 0000808450-18-000014 · wf-form4_151856812300417.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,867

SEC source: 0000808450-18-000010 · wf-form4_151787044326432.xml · derivative · entry 3

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063

Underlying: Common Stock · 3,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: The number of RSUs reported is from a grant of 10,625 units granted on 2/1/2016, that has been paid in cash as to 6,375 units on 2/1/2017, and as to 3,187 units on 2/1/2018, and will become payable in cash, unless Navistar elects to settle the RSUs in common stock, as to 1,063 units on 2/1/2019.

F2 · derivative.expiration_date: The number of RSUs reported is from a grant of 10,625 units granted on 2/1/2016, that has been paid in cash as to 6,375 units on 2/1/2017, and as to 3,187 units on 2/1/2018, and will become payable in cash, unless Navistar elects to settle the RSUs in common stock, as to 1,063 units on 2/1/2019.

SEC source: 0000808450-18-000010 · wf-form4_151787044326432.xml · nonDerivative · entry 2

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,263

SEC source: 0000808450-18-000010 · wf-form4_151787044326432.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.

SEC source: 0000808450-17-000133 · wf-form4_151321301096242.xml · derivative · entry 5

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Common Stock · 1,062 shares

Expires 2018-02-11

F4 · derivative.exercise_price: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,062 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

F4 · shares: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,062 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

F4 · derivative.expiration_date: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,062 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

SEC source: 0000808450-17-000133 · wf-form4_151321301096242.xml · derivative · entry 4

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274

Underlying: Common Stock · 1,274 shares

Expires 2018-02-11

F3 · derivative.exercise_price: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,274 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

F3 · shares: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,274 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

F3 · derivative.expiration_date: On February 11, 2015, the reporting person was granted 2,123 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,274 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

SEC source: 0000808450-17-000133 · wf-form4_151321301096242.xml · derivative · entry 3

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396

Underlying: Common Stock · 1,396 shares

Expires 2022-02-11

F2 · shares: On February 11, 2015, the reporting person was granted an option to purchase 5,585 shares of common stock subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,396 options. The options acquired continue to be subject to service vesting conditions and will fully vest and be exercisable on February 11, 2018.

SEC source: 0000808450-17-000133 · wf-form4_151321301096242.xml · derivative · entry 2

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Underlying: Common Stock · 1,675 shares

Expires 2022-02-11

F1 · shares: On February 11, 2015, the reporting person was granted an option to purchase 5,584 shares of common stock subject to Navistar's satisfaction of certain EBITDA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 1,675 options. The options acquired continue to be subject to service vesting conditions and will fully vest and be exercisable on February 11, 2018.

SEC source: 0000808450-17-000035 · wf-form4_148728927062681.xml · derivative · entry 2

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,581

Underlying: Common Stock · 7,581 shares

Expires 2027-02-14

F1 · derivative.exercise_date: The option is exercisable in three annual installments as follows: 2,527 shares on 2/14/2018; 2,527 shares on 2/14/2019; and 2,527 shares on 2/14/2020.

SEC source: 0000808450-17-000035 · wf-form4_148728927062681.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,263

SEC source: 0000808450-17-000028 · wf-form4_148702919232857.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,805

SEC source: 0000808450-17-000015 · wf-form4_148616122564220.xml · derivative · entry 3

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Underlying: Common Stock · 6,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: The RSUs became or will become payable in cash, unless Navistar elects to settle the RSUs in common stock, in three annual installments as follows: 6,375 shares on 2/1/2017; 3,187 shares on 2/1/2018; and 1,063 on 2/1/2019.

F2 · derivative.expiration_date: The RSUs became or will become payable in cash, unless Navistar elects to settle the RSUs in common stock, in three annual installments as follows: 6,375 shares on 2/1/2017; 3,187 shares on 2/1/2018; and 1,063 on 2/1/2019.

SEC source: 0000808450-17-000015 · wf-form4_148616122564220.xml · nonDerivative · entry 2

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,286

SEC source: 0000808450-17-000015 · wf-form4_148616122564220.xml · nonDerivative · entry 1

Strycker Samara A · CIK 0001613890 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.