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person · Reporting owner

SANTANA RALPH E

Disclosed activity across 2 companies

Tapewire entity
43394
SEC CIK
0001580218

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DOLLAR GENERAL CORPDG · Entity 2133DirectorMay 28, 2026May 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DOLLAR GENERAL CORP

Report date May 28, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,358.3258 Reported balance After 2026-05-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-28 · Grant · Acquired 1,647 · Balance 8,358.3258

F1: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 28, 2027, subject to certain forfeiture and accelerated vesting provisions.

F2: Includes 41.325775 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 22, 2025, October 21, 2025, January 20, 2026 and April 21, 2026, representing the right to receive shares of common stock upon vesting.

Common StockSEC Table I · non-derivativeDirect8,358 Reported balance After 2026-05-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-05-28 · Disposition to issuer · Disposed 0.3258 · Balance 8,358

F3: Represents the cashout of a fractional share resulting from the payout of certain restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 28, 2027, subject to certain forfeiture and accelerated vesting provisions.

F2: Includes 41.325775 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 22, 2025, October 21, 2025, January 20, 2026 and April 21, 2026, representing the right to receive shares of common stock upon vesting.

F3: Represents the cashout of a fractional share resulting from the payout of certain restricted stock units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HARMAN INTERNATIONAL INDUSTRIES INC /DE/

Report date March 10, 2017 · Filed March 14, 2017

Section 16 reporting ended · disclosed 2017-03-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-03-10 transaction · row 9
9 source rows · reconciled sequence

Row 1 · 2017-03-10 · Exercise / conversion · Acquired 2,438 · Balance 8,170

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Row 2 · 2017-03-10 · Exercise / conversion · Acquired 2,191 · Balance 10,361

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Row 3 · 2017-03-10 · Exercise / conversion · Acquired 4,015 · Balance 14,376

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Row 4 · 2017-03-10 · Grant · Acquired 6,830 · Balance 21,206

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Row 5 · 2017-03-10 · Grant · Acquired 7,870 · Balance 29,076

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Row 6 · 2017-03-10 · Grant · Acquired 8,010 · Balance 37,086

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Row 7 · 2017-03-10 · Tax withholding · Disposed 15,350 · Balance 21,736

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

Row 8 · 2017-03-10 · Disposition to issuer · Disposed 16,003 · Balance 5,733

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Row 9 · 2017-03-10 · Disposition to issuer · Disposed 5,733 · Balance 0

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Restricted Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-03-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-03-10 · Exercise / conversion · Disposed 2,438 · Balance 0

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Restricted Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-03-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-03-10 · Exercise / conversion · Disposed 2,191 · Balance 0

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Restricted Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-03-10 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-03-10 · Exercise / conversion · Disposed 4,015 · Balance 0

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Filing footnotes · ownership attribution and instrument terms

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2026 Filed May 29, 2026 20:52 UTC DOLLAR GENERAL CORP DG · Entity 2133 Disposition to issuerCommon Stock 0.3258 $109.90 $35.81
Disclosure

SEC source: 0000029534-26-000068 · form4.xml · nonDerivative · entry 2

SANTANA RALPH E · CIK 0001580218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,358

F3 · shares: Represents the cashout of a fractional share resulting from the payout of certain restricted stock units.

Read SEC document
May 28, 2026 Filed May 29, 2026 20:52 UTC DOLLAR GENERAL CORP DG · Entity 2133 GrantCommon Stock 1,647 $0.00 $0.00
Disclosure

SEC source: 0000029534-26-000068 · form4.xml · nonDerivative · entry 1

SANTANA RALPH E · CIK 0001580218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,358.3258

F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 28, 2027, subject to certain forfeiture and accelerated vesting provisions.

F2 · balance_after: Includes 41.325775 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 22, 2025, October 21, 2025, January 20, 2026 and April 21, 2026, representing the right to receive shares of common stock upon vesting.

Read SEC document
May 28, 2025 Filed May 30, 2025 00:01 UTC DOLLAR GENERAL CORP DG · Entity 2133 Disposition to issuerCommon Stock 0.911 $97.77 $89.07
Disclosure

SEC source: 0001062993-25-010513 · form4.xml · nonDerivative · entry 2

SANTANA RALPH E · CIK 0001580218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,670

F3 · shares: Represents the cashout of a fractional share resulting from the payout of certain restricted stock units.

Read SEC document
May 28, 2025 Filed May 30, 2025 00:01 UTC DOLLAR GENERAL CORP DG · Entity 2133 GrantCommon Stock 2,078 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010513 · form4.xml · nonDerivative · entry 1

SANTANA RALPH E · CIK 0001580218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,670.911

F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 28, 2026, subject to certain forfeiture and accelerated vesting provisions.

F2 · balance_after: Includes 34.910984 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 23, 2024, October 22, 2024, January 21, 2025 and April 22, 2025, representing the right to receive shares of common stock upon vesting.

Read SEC document
May 30, 2024 Filed May 31, 2024 22:13 UTC DOLLAR GENERAL CORP DG · Entity 2133 Disposition to issuerCommon Stock 0.0955 $127.94 $12.22
Disclosure

SEC source: 0001062993-24-011581 · form4.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,558

F1 · shares: Represents the cashout of fractional share resulting from the payout of certain restricted stock units.

Read SEC document
May 28, 2024 Filed May 29, 2024 21:50 UTC DOLLAR GENERAL CORP DG · Entity 2133 GrantCommon Stock 1,306 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011443 · form4.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,558.0955

F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 28, 2025, subject to certain forfeiture and accelerated vesting provisions.

F2 · balance_after: Includes 3.6560 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on April 23, 2024, representing the right to receive shares of common stock upon vesting and/or payment.

Read SEC document
April 11, 2024 Filed Apr 12, 2024 19:01 UTC DOLLAR GENERAL CORP DG · Entity 2133 SaleCommon Stock 3,009 $155.72 $468,567.50
Disclosure

SEC source: 0001062993-24-008323 · form4.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,248.4395

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $155.7214 to $155.74, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · balance_after: Reflects the number of shares held directly by the reporting person as of the date this report is filed. Includes 11.4395 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 25, 2023, October 24, 2023 and January 23, 2024, representing the right to receive shares of common stock upon vesting and/or payment.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 18:53 UTC DOLLAR GENERAL CORP DG · Entity 2133 Disposition to issuerCommon Stock 0.7248 $161.86 $117.32
Disclosure

SEC source: 0001062993-23-012883 · form4.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,246

F1 · shares: Represents the cashout of fractional shares resulting from the payout of certain restricted stock units.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:14 UTC DOLLAR GENERAL CORP DG · Entity 2133 GrantCommon Stock 873 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012621 · form4.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,246.7248

F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 30, 2024, subject to certain forfeiture and accelerated vesting provisions.

F2 · balance_after: Includes 11.9170 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on January 17, 2023 and April 25, 2023, representing the right to receive shares of common stock upon vesting and/or payment.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:41 UTC DOLLAR GENERAL CORP DG · Entity 2133 Disposition to issuerCommon Stock 2.3007 $246.25 $566.55
Disclosure

SEC source: 0001062993-23-000104 · form4.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,361.8078

F1 · shares: Represents the cashout of fractional shares resulting from the payout of certain restricted stock units.

F2 · balance_after: Includes 24.3589 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 19, 2022 and October 18, 2022, representing the right to receive shares of common stock upon vesting and/or payment.

Read SEC document
May 24, 2022 Filed May 26, 2022 17:27 UTC DOLLAR GENERAL CORP DG · Entity 2133 GrantCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013577 · form4.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,339.7496

F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 24, 2023, subject to certain forfeiture and accelerated vesting provisions.

F2 · balance_after: Includes 36.4477 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 20, 2021, October 19, 2021, January 18, 2022, and April 19, 2022, representing the right to receive shares of common stock upon vesting and/or payment.

Read SEC document
May 25, 2021 Filed May 27, 2021 16:55 UTC DOLLAR GENERAL CORP DG · Entity 2133 GrantCommon Stock 776 $0.00 $0.00
Disclosure

SEC source: 0000029534-21-000045 · edgar.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,574.3019

F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 25, 2022, subject to certain forfeiture and accelerated vesting provisions.

F2 · balance_after: Includes 27.227 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 21, 2020, October 20, 2020, January 19, 2021 and April 20, 2021, respresenting the right to receive shares of common stock upon vesting and/or payment.

Read SEC document
May 27, 2020 Filed May 29, 2020 18:03 UTC DOLLAR GENERAL CORP DG · Entity 2133 GrantCommon Stock 951 $0.00 $0.00
Disclosure

SEC source: 0000029534-20-000042 · edgar.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771.0749

F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 27, 2021, subject to certain forfeiture and accelerated vesting provisions.

F2 · balance_after: Includes 23.3062 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 23, 2019, October 22, 2019, January 21, 2020 and April 21, 2020, representing the right to receive shares of common stock upon vesting and/or payment.

Read SEC document
May 29, 2019 Filed May 30, 2019 22:30 UTC DOLLAR GENERAL CORP DG · Entity 2133 GrantCommon Stock 1,221 $0.00 $0.00
Disclosure

SEC source: 0000029534-19-000042 · edgar.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796.7687

F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 29, 2020, subject to certain forfeiture and accelerated vesting provisions.

F2 · balance_after: Includes 16.7687 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on July 24, 2018, October 23, 2018, January 22, 2019 and April 23, 2019, representing the right to receive shares of common stock upon vesting and/or payment.

Read SEC document
May 30, 2018 Filed May 31, 2018 23:25 UTC DOLLAR GENERAL CORP DG · Entity 2133 GrantCommon Stock 1,559 $0.00 $0.00
Disclosure

SEC source: 0000029534-18-000042 · edgar.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559

F1 · shares: Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest on May 30, 2019, subject to certain forfeiture and accelerated vesting provisions.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 4,015 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · derivative · entry 12

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 2,191 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · derivative · entry 11

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 2,438 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · derivative · entry 10

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 5,733 $112.00 $642,096.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · nonDerivative · entry 9

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

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March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 16,003 $112.00 $1,792,336.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · nonDerivative · entry 8

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,733

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

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March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Tax withholdingCommon Stock 15,350 $112.00 $1,719,200.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · nonDerivative · entry 7

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,736

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F4 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

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March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantCommon Stock 8,010 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · nonDerivative · entry 6

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,086

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

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March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantCommon Stock 7,870 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · nonDerivative · entry 5

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,076

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

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March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantCommon Stock 6,830 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · nonDerivative · entry 4

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 4,015 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · nonDerivative · entry 3

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 2,191 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · nonDerivative · entry 2

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 2,438 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001376 · form.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

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November 14, 2016 Filed Nov 15, 2016 16:28 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 SaleCommon Stock 1,912 $110.00 $210,320.00
Disclosure

SEC source: 0001246360-16-007174 · form.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,732

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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September 15, 2016 Filed Sep 19, 2016 18:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 1,096 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006822 · form.xml · derivative · entry 3

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,191

Underlying: Common Stock · 1,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: Restricted share units vest 33 1/3% per year commencing on September 15, 2016.

F2 · derivative.expiration_date: Restricted share units vest 33 1/3% per year commencing on September 15, 2016.

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September 15, 2016 Filed Sep 19, 2016 18:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Tax withholdingCommon Stock 534 $81.76 $43,659.84
Disclosure

SEC source: 0001246360-16-006822 · form.xml · nonDerivative · entry 2

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,644

F3 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 18:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 1,096 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006822 · form.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 16:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantRestricted Share Unit · Derivative 4,015 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006767 · form.xml · derivative · entry 1

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,015

Underlying: Common Stock · 4,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: Restricted share units vest 33 1/3% per year commencing on September 13, 2017.

F2 · derivative.expiration_date: Restricted share units vest 33 1/3% per year commencing on September 13, 2017.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 20:35 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 3,068 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006729 · form.xml · derivative · entry 4

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: Restricted share units vest fully 3 years from the date of grant.

F3 · derivative.expiration_date: Restricted share units vest fully 3 years from the date of grant.

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September 10, 2016 Filed Sep 13, 2016 20:35 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Tax withholdingCommon Stock 4,009 $80.93 $324,448.37
Disclosure

SEC source: 0001246360-16-006729 · form.xml · nonDerivative · entry 3

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,251

F4 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 20:35 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantCommon Stock 8,192 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006729 · form.xml · nonDerivative · entry 2

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,260

F2 · shares: The vesting of the 8,192 share grant is generally subject to the achievement of certain performance metrics and the continued employment of the Reporting Person.

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September 10, 2016 Filed Sep 13, 2016 20:35 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 3,068 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006729 · form.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
September 10, 2016 Filed Sep 19, 2016 14:14 UTC Amendment HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Tax withholdingCommon Stock 4,178 $80.93 $338,125.54
Disclosure

SEC source: 0001246360-16-006789 · form.xml · nonDerivative · entry 1

Santana Ralph · CIK 0001580218 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

F1 · kind: This amended Form 4 is being filed to correct an error in Table I in the previous Form 4 filing of the reporting person, as the number of shares withheld to cover taxes due upon vesting of the restricted share units previously reported was estimated. This amended Form 4 includes the final number of shares withheld to cover taxes. No other changes were made to the previously filed Form 4.

F2 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4 on the originally filed Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.