Morris Gabriel S

SEC source: 0001493152-26-026428 · ownership.xml · derivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2036-05-22

F1 · derivative.exercise_date: The Stock Option will vest in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0001493152-25-027107 · ownership.xml · nonDerivative · entry 2

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,429

SEC source: 0001493152-25-027107 · ownership.xml · derivative · entry 5

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common stock · 60,000 shares

Expires 2031-04-02

F1 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by Alwaysraise, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The warrants were held by Alwaysraise LLC.

SEC source: 0001493152-25-027107 · ownership.xml · derivative · entry 4

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common stock · 96,000 shares

Expires 2031-03-18

F1 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by Alwaysraise, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The warrants were held by Alwaysraise LLC.

SEC source: 0001493152-25-027107 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 426,844

F1 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by Alwaysraise, except to the extent of his pecuniary interest therein.

SEC source: 0001493152-25-013918 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,659

SEC source: 0001641172-25-016114 · ownership.xml · derivative · entry 4

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,000

Underlying: Common Stock · 340,000 shares

Expires 2035-06-20

F3 · derivative.exercise_date: The Stock Option will vest in forty-eight (48) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0001641172-25-015755 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,059

F1 · price: Volume-weighted average price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001493152-24-024826 · ownership.xml · derivative · entry 4

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,000

Underlying: Common Stock · 340,000 shares

Expires 2034-06-11

F3 · derivative.exercise_date: The Stock Option will vest in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0001493152-24-023288 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,834

SEC source: 0001493152-24-022654 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,334

SEC source: 0001493152-24-020776 · ownership.xml · nonDerivative · entry 3

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 24,141

F1 · price: Received in exchange for shares of common stock of Nexcella, Inc. which were held by the Reporting Person, which entity was merged with and into the Issuer on May 20, 2024, with the Issuer continuing as the surviving entity.

F3 · ownership.nature: Gabriel Morris is the Managing Partner of Alwaysraise Ventures I Investments, LLC ("Alwaysraise Ventures"), the general partner of Alwaysraise Ventures I, LP. ("AVILP") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by AVILP, except to the extent of his pecuniary interest therein.

SEC source: 0001493152-24-020776 · ownership.xml · nonDerivative · entry 2

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 270,844

F1 · price: Received in exchange for shares of common stock of Nexcella, Inc. which were held by the Reporting Person, which entity was merged with and into the Issuer on May 20, 2024, with the Issuer continuing as the surviving entity.

F2 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by Alwaysraise, except to the extent of his pecuniary interest therein.

SEC source: 0001493152-24-020776 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,034

F1 · price: Received in exchange for shares of common stock of Nexcella, Inc. which were held by the Reporting Person, which entity was merged with and into the Issuer on May 20, 2024, with the Issuer continuing as the surviving entity.

SEC source: 0001493152-24-019368 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,816

SEC source: 0001493152-23-040177 · ownership.xml · derivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,000

Underlying: Common Stock · 293,000 shares

Expires 2033-08-14

F1 · derivative.exercise_date: Options vest monthly over 48 months from the date of grant.

SEC source: 0001493152-23-028477 · ownership.xml · derivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,000

Underlying: Common Stock · 193,000 shares

Expires 2033-08-11

F1 · derivative.exercise_date: Options vest monthly over 48 months from the date of grant.

SEC source: 0001493152-22-032555 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,316

SEC source: 0001493152-22-019497 · ownership.xml · derivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,500

Underlying: Common Stock · 250,000 shares

Expires 2032-07-14

F1 · derivative.exercise_date: Options vest monthly in equal amounts over 48 months.

SEC source: 0001493152-21-032035 · ownership.xml · derivative · entry 7

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common stock · 123,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On April 2, 2021, the Registrant issued Alwaysraise a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F4 · derivative.expiration_date: On April 2, 2021, the Registrant issued Alwaysraise a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F3 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.

SEC source: 0001493152-21-032035 · ownership.xml · derivative · entry 6

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common stock · 123,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 18, 2021, the Registrant issued Alwaysraise LLC a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F2 · derivative.expiration_date: On March 18, 2021, the Registrant issued Alwaysraise LLC a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F3 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.

SEC source: 0001493152-21-032035 · ownership.xml · derivative · entry 5

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 74,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 18, 2021, the Registrant issued the Reporting Person a note in the amount of $60,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

F1 · derivative.expiration_date: On March 18, 2021, the Registrant issued the Reporting Person a note in the amount of $60,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.

SEC source: 0001493152-21-032035 · ownership.xml · nonDerivative · entry 4

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,116

SEC source: 0001493152-21-032035 · ownership.xml · nonDerivative · entry 3

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 246,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.

SEC source: 0001493152-21-032035 · ownership.xml · nonDerivative · entry 2

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 123,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.

SEC source: 0001493152-21-032035 · ownership.xml · nonDerivative · entry 1

Morris Gabriel S · CIK 0001889967 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.