Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACV Auctions Inc.ACVA · Entity 4862 | Director | May 27, 2026 | May 29, 2026 |
| Katapult Holdings, Inc.KPLT · Entity 5517 | Director | June 06, 2023 | June 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACV Auctions Inc.
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 127,178 |
Reported balance
After 2026-05-27 transaction · row 1
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 27,500 · Balance 127,178 F1: Represents a restricted stock unit (RSU) award. The RSUs will vest on the first anniversary of the grant date, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting if such date is sooner than first anniversary of the grant date. Vesting of the RSUs is subject in all cases to the Reporting Person's continuous service through the applicable vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Tribeca Venture Fund II, L.P. | 1,397,090 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,397,090 F2: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Tribeca Venture Fund II New York, L.P. | 465,697 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 465,697 F3: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit (RSU) award. The RSUs will vest on the first anniversary of the grant date, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting if such date is sooner than first anniversary of the grant date. Vesting of the RSUs is subject in all cases to the Reporting Person's continuous service through the applicable vesting date.
F2: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.
F3: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.
Katapult Holdings, Inc.
Report date June 06, 2023 · Filed June 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 774,881 |
Ending reported balance
After 2023-06-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-06 · Exercise / conversion · Acquired 23,810 · Balance 536,786 F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Row 2 · 2023-06-06 · Grant · Acquired 238,095 · Balance 774,881 F2: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-06 · Exercise / conversion · Disposed 23,810 · Balance 0 F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.
F2: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.
F3: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 9,724 | $22.13 | $215,192.12 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 13 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Access Fund GP, LLC Disclosed balance after: 52,901 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.nature: The securities are held by TAF GP. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 107,067 | $21.40 | $2,291,233.80 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 12 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Partners II GP, LLC Disclosed balance after: 110,050 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F13 · ownership.nature: The securities are held by TVP II GP. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 60,928 | $21.40 | $1,303,859.20 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 11 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Access Fund GP, LLC Disclosed balance after: 62,625 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.nature: The securities are held by TAF GP. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 217,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 10 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Partners II GP, LLC Disclosed balance after: 217,117 F12 · kind: Represents receipt of shares in the distributions in kind described in footnotes (7), (8) and (9) . F13 · ownership.nature: The securities are held by TVP II GP. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 123,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 9 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Access Fund GP, LLC Disclosed balance after: 123,553 F10 · kind: Represents receipt of shares in the distribution in kind described in footnote (6) . F11 · ownership.nature: The securities are held by TAF GP. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 8 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Fund II New York, L.P. Disclosed balance after: 0 F9 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by TVFII NY to its general partner and limited partners without additional consideration. F5 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 7 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Fund II, L.P. Disclosed balance after: 0 F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II, L.P. to its general partner and limited partners without additional consideration. F4 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 241,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 6 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca ACV Holdings, LLC Disclosed balance after: 0 F7 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Tribeca ACV Holdings, LLC to its members without additional consideration. F3 · ownership.nature: The securities are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 744,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 5 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 0 F6 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Tribeca Access Fund, L.P. to its general partner and limited partners without additional consideration. F2 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 21:21 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 60,000 | $3.08 | $184,590.00 |
DisclosureSEC source: 0001628280-21-024643 · wf-form4_163891206907331.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.069 to $3.08. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · derivative · entry 19 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Fund II New York, L.P. Disclosed balance after: 1,940,405 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F16 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F16 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F16 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · derivative · entry 18 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Fund II, L.P. Disclosed balance after: 5,821,210 Underlying: Class A Common Stock · 750,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F16 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F16 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F16 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 241,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · derivative · entry 17 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca ACV Holdings, LLC Disclosed balance after: 42,200 Underlying: Class A Common Stock · 241,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F16 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F16 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F16 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · ownership.nature: The securities are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 744,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · derivative · entry 16 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 226,031 Underlying: Class A Common Stock · 744,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F16 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F16 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F16 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 4 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Fund II New York, L.P. Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F5 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Fund II, L.P. Disclosed balance after: 750,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F4 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 241,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca ACV Holdings, LLC Disclosed balance after: 241,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F3 · ownership.nature: The securities are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 744,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 744,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F2 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 13, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 17,562 | $19.39 | $340,527.18 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 10 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 to $19.88 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 10, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 77,454 | $19.97 | $1,546,756.38 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 9 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,562 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $20.45 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 09, 2021 Filed Sep 14, 2021 01:41 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantRestricted Stock Units · Derivative | 47,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-047842 · ownership.xml · derivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,619 Underlying: Common Stock · 47,619 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer. F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| September 09, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 500 | $20.78 | $10,390.00 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 8 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 95,016 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.77 to $20.80 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 09, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 56,201 | $20.23 | $1,136,946.23 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 7 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 95,516 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $20.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 08, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 63,143 | $19.75 | $1,247,074.25 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 6 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 151,717 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.22 to $20.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 07, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 50,018 | $20.13 | $1,006,862.34 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 5 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 214,860 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.89 to $20.67 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 03, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 60,395 | $19.92 | $1,203,068.40 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 4 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 264,878 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.68 to $20.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 02, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 566,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 16 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,190,405 Underlying: Class A Common Stock · 566,441 shares Expires not disclosed F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20. F20 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II New York, L.P. ("TVFII NY") to its general partner and limited partners without additional consideration. F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · ownership.nature: The securities are held by TVFII NY. TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 02, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 1,699,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 15 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,571,210 Underlying: Class A Common Stock · 1,699,320 shares Expires not disclosed F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20. F18 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II, L.P. to its general partner and limited partners without additional consideration. F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 02, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 123,518 | $20.05 | $2,476,535.90 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 325,273 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $20.48 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| September 02, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 448,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 448,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the receipt of shares from the pro rata distributions described in footnotes 18 and 20, for no consideration, and not a purchase or sale by the Reporting Person. Pursuant to the terms of the Issuer's certificate of incorporation, such shares automatically converted from Class B Common Stock to Class A Common Stock upon such distributions. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 15:10 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 25,000 | $3.91 | $97,800.00 |
DisclosureSEC source: 0001213900-21-042342 · ownership.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.905 to $3.93, inclusive. The reporting person undertakes to provide to Kataplut Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| June 10, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 131,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 14 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,756,846 Underlying: Class A Common Stock · 131,620 shares Expires not disclosed F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20. F20 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II New York, L.P. ("TVFII NY") to its general partner and limited partners without additional consideration. F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F21 · ownership.nature: The securities are held by TVFII NY. TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| June 10, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 394,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 13 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,270,530 Underlying: Class A Common Stock · 394,861 shares Expires not disclosed F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20. F18 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II, L.P. to its general partner and limited partners without additional consideration. F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F19 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| June 10, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 145,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 12 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 283,966 Underlying: Class A Common Stock · 145,287 shares Expires not disclosed F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20. F16 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca ACV Holdings, LLC to its members without additional consideration. F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F17 · ownership.nature: The securities are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| June 10, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 3,422,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 11 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 970,363 Underlying: Class A Common Stock · 3,422,133 shares Expires not disclosed F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20. F13 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Access Fund, L.P. to its general partner and limited partners without additional consideration. F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F15 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| June 10, 2021 Filed Sep 24, 2021 21:56 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 332,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the receipt of shares from the pro rata distributions described in footnotes 13, 16, 18 and 20, for no consideration, and not a purchase or sale by the Reporting Person. Pursuant to the terms of the Issuer's certificate of incorporation, such shares automatically converted from Class B Common Stock to Class A Common Stock upon such distributions. Read SEC document |
| June 09, 2021 Filed Jun 15, 2021 10:20 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | OtherCommon Stock | 4,608,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-032426 · ownership.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,608,069 F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Tribeca Venture Fund I (NY), L.P., Tribeca Venture Fund I, L.P. and Tribeca Annex Fund. F2 · shares: Includes earn out shares granted in connection with Katapult Holdings, Inc.'s ("Issuer") the Issuer's initial business combination, subject to certain vesting provisions. F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Tribeca Venture Fund I (NY), L.P., Tribeca Venture Fund I, L.P. and Tribeca Annex Fund. F2 · balance_after: Includes earn out shares granted in connection with Katapult Holdings, Inc.'s ("Issuer") the Issuer's initial business combination, subject to certain vesting provisions. F3 · ownership.nature: Shares held by Tribeca Venture Fund I (NY), L.P., Tribeca Venture Fund I, L.P. and Tribeca Annex Fund, of which Mr. Hirsch is the Managing Partner. Mr. Hirsch disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 42,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 22 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 429,253 Underlying: Class A Common Stock · 42,200 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F7 · ownership.nature: The securities are held by TACV, L.P. ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionSeries E-1 Preferred Stock · Derivative | 42,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 21 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 42,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer. F7 · ownership.nature: The securities are held by TACV, L.P. ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 226,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 20 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,392,496 Underlying: Class A Common Stock · 226,031 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionSeries E Preferred Stock · Derivative | 226,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 19 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 226,031 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer. F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 387,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 18 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 387,053 Underlying: Class A Common Stock · 387,053 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F7 · ownership.nature: The securities are held by TACV, L.P. ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionSeries D Preferred Stock · Derivative | 387,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 17 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 387,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer. F7 · ownership.nature: The securities are held by TACV, L.P. ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 744,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 16 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,166,465 Underlying: Class A Common Stock · 744,332 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionSeries D Preferred Stock · Derivative | 744,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 15 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 744,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer. F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 394,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 14 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,665,391 Underlying: Class A Common Stock · 394,861 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F5 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionSeries C Preferred Stock · Derivative | 394,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 13 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 394,861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer. F5 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 131,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 12 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,888,466 Underlying: Class A Common Stock · 131,620 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F4 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionSeries C Preferred Stock · Derivative | 131,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 11 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 131,620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer. F4 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:04 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 3,422,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 10 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,422,133 Underlying: Class A Common Stock · 3,422,133 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.