TapewireFind a company

person · Reporting owner

Hirsch Brian

Disclosed activity across 2 companies

Tapewire entity
43195
SEC CIK
0001851605

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACV Auctions Inc.ACVA · Entity 4862DirectorMay 27, 2026May 29, 2026
Katapult Holdings, Inc.KPLT · Entity 5517DirectorJune 06, 2023June 09, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACV Auctions Inc.

Report date May 27, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect127,178 Reported balance After 2026-05-27 transaction · row 1
1 source row

Row 1 · 2026-05-27 · Grant · Acquired 27,500 · Balance 127,178

F1: Represents a restricted stock unit (RSU) award. The RSUs will vest on the first anniversary of the grant date, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting if such date is sooner than first anniversary of the grant date. Vesting of the RSUs is subject in all cases to the Reporting Person's continuous service through the applicable vesting date.

Class A Common StockSEC Table I · non-derivativeIndirectBy Tribeca Venture Fund II, L.P.1,397,090 Reported balance Holding disclosure · report date 2026-05-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,397,090

F2: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.

Class A Common StockSEC Table I · non-derivativeIndirectBy Tribeca Venture Fund II New York, L.P.465,697 Reported balance Holding disclosure · report date 2026-05-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 465,697

F3: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit (RSU) award. The RSUs will vest on the first anniversary of the grant date, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting if such date is sooner than first anniversary of the grant date. Vesting of the RSUs is subject in all cases to the Reporting Person's continuous service through the applicable vesting date.

F2: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.

F3: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.

Katapult Holdings, Inc.

Report date June 06, 2023 · Filed June 09, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect774,881 Ending reported balance After 2023-06-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-06-06 · Exercise / conversion · Acquired 23,810 · Balance 536,786

F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Row 2 · 2023-06-06 · Grant · Acquired 238,095 · Balance 774,881

F2: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-06-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-06-06 · Exercise / conversion · Disposed 23,810 · Balance 0

F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F2: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

F3: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 9,724 $22.13 $215,192.12
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 13

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Access Fund GP, LLC

Disclosed balance after: 52,901

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: The securities are held by TAF GP. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 107,067 $21.40 $2,291,233.80
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 12

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Venture Partners II GP, LLC

Disclosed balance after: 110,050

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13 · ownership.nature: The securities are held by TVP II GP. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 60,928 $21.40 $1,303,859.20
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 11

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Access Fund GP, LLC

Disclosed balance after: 62,625

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: The securities are held by TAF GP. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass A Common Stock 217,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 10

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Venture Partners II GP, LLC

Disclosed balance after: 217,117

F12 · kind: Represents receipt of shares in the distributions in kind described in footnotes (7), (8) and (9) .

F13 · ownership.nature: The securities are held by TVP II GP. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass A Common Stock 123,553 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 9

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Access Fund GP, LLC

Disclosed balance after: 123,553

F10 · kind: Represents receipt of shares in the distribution in kind described in footnote (6) .

F11 · ownership.nature: The securities are held by TAF GP. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 8

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Venture Fund II New York, L.P.

Disclosed balance after: 0

F9 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by TVFII NY to its general partner and limited partners without additional consideration.

F5 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass A Common Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 7

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Venture Fund II, L.P.

Disclosed balance after: 0

F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II, L.P. to its general partner and limited partners without additional consideration.

F4 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass A Common Stock 241,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 6

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca ACV Holdings, LLC

Disclosed balance after: 0

F7 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Tribeca ACV Holdings, LLC to its members without additional consideration.

F3 · ownership.nature: The securities are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass A Common Stock 744,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 5

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Access Fund, L.P.

Disclosed balance after: 0

F6 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Tribeca Access Fund, L.P. to its general partner and limited partners without additional consideration.

F2 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:21 UTC Katapult Holdings, Inc. KPLT · Entity 5517 PurchaseCommon Stock 60,000 $3.08 $184,590.00
Disclosure

SEC source: 0001628280-21-024643 · wf-form4_163891206907331.xml · nonDerivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.069 to $3.08. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · derivative · entry 19

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Venture Fund II New York, L.P.

Disclosed balance after: 1,940,405

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F16 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass B Common Stock · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · derivative · entry 18

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Venture Fund II, L.P.

Disclosed balance after: 5,821,210

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F16 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass B Common Stock · Derivative 241,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · derivative · entry 17

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca ACV Holdings, LLC

Disclosed balance after: 42,200

Underlying: Class A Common Stock · 241,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F16 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · ownership.nature: The securities are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass B Common Stock · Derivative 744,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · derivative · entry 16

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Access Fund, L.P.

Disclosed balance after: 226,031

Underlying: Class A Common Stock · 744,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F16 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 4

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Venture Fund II New York, L.P.

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F5 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass A Common Stock 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 3

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Venture Fund II, L.P.

Disclosed balance after: 750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F4 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass A Common Stock 241,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 2

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca ACV Holdings, LLC

Disclosed balance after: 241,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F3 · ownership.nature: The securities are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:43 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass A Common Stock 744,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tribeca Access Fund, L.P.

Disclosed balance after: 744,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F2 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 13, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 17,562 $19.39 $340,527.18
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 10

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 to $19.88 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 10, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 77,454 $19.97 $1,546,756.38
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 9

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,562

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $20.45 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 09, 2021 Filed Sep 14, 2021 01:41 UTC Katapult Holdings, Inc. KPLT · Entity 5517 GrantRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047842 · ownership.xml · derivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 09, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 500 $20.78 $10,390.00
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 8

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 95,016

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.77 to $20.80 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 09, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 56,201 $20.23 $1,136,946.23
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 7

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 95,516

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $20.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 08, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 63,143 $19.75 $1,247,074.25
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 6

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 151,717

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.22 to $20.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 07, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 50,018 $20.13 $1,006,862.34
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 5

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 214,860

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.89 to $20.67 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 03, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 60,395 $19.92 $1,203,068.40
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 4

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 264,878

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.68 to $20.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 02, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 566,441 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 16

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,190,405

Underlying: Class A Common Stock · 566,441 shares

Expires not disclosed

F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20.

F20 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II New York, L.P. ("TVFII NY") to its general partner and limited partners without additional consideration.

F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · ownership.nature: The securities are held by TVFII NY. TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 02, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 1,699,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 15

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,571,210

Underlying: Class A Common Stock · 1,699,320 shares

Expires not disclosed

F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20.

F18 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II, L.P. to its general partner and limited partners without additional consideration.

F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F19 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 02, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 123,518 $20.05 $2,476,535.90
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 3

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 325,273

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $20.48 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
September 02, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass A Common Stock 448,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 2

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 448,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the receipt of shares from the pro rata distributions described in footnotes 18 and 20, for no consideration, and not a purchase or sale by the Reporting Person. Pursuant to the terms of the Issuer's certificate of incorporation, such shares automatically converted from Class B Common Stock to Class A Common Stock upon such distributions.

F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 15:10 UTC Katapult Holdings, Inc. KPLT · Entity 5517 PurchaseCommon Stock 25,000 $3.91 $97,800.00
Disclosure

SEC source: 0001213900-21-042342 · ownership.xml · nonDerivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.905 to $3.93, inclusive. The reporting person undertakes to provide to Kataplut Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 10, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 131,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 14

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,756,846

Underlying: Class A Common Stock · 131,620 shares

Expires not disclosed

F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20.

F20 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II New York, L.P. ("TVFII NY") to its general partner and limited partners without additional consideration.

F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F21 · ownership.nature: The securities are held by TVFII NY. TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
June 10, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 394,861 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 13

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,270,530

Underlying: Class A Common Stock · 394,861 shares

Expires not disclosed

F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20.

F18 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Venture Fund II, L.P. to its general partner and limited partners without additional consideration.

F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F19 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
June 10, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 145,287 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 12

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 283,966

Underlying: Class A Common Stock · 145,287 shares

Expires not disclosed

F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20.

F16 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca ACV Holdings, LLC to its members without additional consideration.

F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F17 · ownership.nature: The securities are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
June 10, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 3,422,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · derivative · entry 11

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 970,363

Underlying: Class A Common Stock · 3,422,133 shares

Expires not disclosed

F12 · derivative.exercise_price: These shares of Class B common stock automatically converted on a one-for-one basis into Class A common stock upon the pro rata distributions described in footnotes 13, 16, 18 and 20.

F13 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tribeca Access Fund, L.P. to its general partner and limited partners without additional consideration.

F14 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F14 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F15 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
June 10, 2021 Filed Sep 24, 2021 21:56 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass A Common Stock 332,826 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057698 · doc4.xml · nonDerivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the receipt of shares from the pro rata distributions described in footnotes 13, 16, 18 and 20, for no consideration, and not a purchase or sale by the Reporting Person. Pursuant to the terms of the Issuer's certificate of incorporation, such shares automatically converted from Class B Common Stock to Class A Common Stock upon such distributions.

Read SEC document
June 09, 2021 Filed Jun 15, 2021 10:20 UTC Katapult Holdings, Inc. KPLT · Entity 5517 OtherCommon Stock 4,608,069 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-032426 · ownership.xml · nonDerivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,608,069

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Tribeca Venture Fund I (NY), L.P., Tribeca Venture Fund I, L.P. and Tribeca Annex Fund.

F2 · shares: Includes earn out shares granted in connection with Katapult Holdings, Inc.'s ("Issuer") the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Tribeca Venture Fund I (NY), L.P., Tribeca Venture Fund I, L.P. and Tribeca Annex Fund.

F2 · balance_after: Includes earn out shares granted in connection with Katapult Holdings, Inc.'s ("Issuer") the Issuer's initial business combination, subject to certain vesting provisions.

F3 · ownership.nature: Shares held by Tribeca Venture Fund I (NY), L.P., Tribeca Venture Fund I, L.P. and Tribeca Annex Fund, of which Mr. Hirsch is the Managing Partner. Mr. Hirsch disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 42,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 22

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 429,253

Underlying: Class A Common Stock · 42,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F7 · ownership.nature: The securities are held by TACV, L.P. ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionSeries E-1 Preferred Stock · Derivative 42,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 21

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 42,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer.

F7 · ownership.nature: The securities are held by TACV, L.P. ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 226,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 20

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,392,496

Underlying: Class A Common Stock · 226,031 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionSeries E Preferred Stock · Derivative 226,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 19

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 226,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer.

F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 387,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 18

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 387,053

Underlying: Class A Common Stock · 387,053 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F7 · ownership.nature: The securities are held by TACV, L.P. ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionSeries D Preferred Stock · Derivative 387,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 17

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 387,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer.

F7 · ownership.nature: The securities are held by TACV, L.P. ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 744,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 16

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,166,465

Underlying: Class A Common Stock · 744,332 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionSeries D Preferred Stock · Derivative 744,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 15

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 744,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer.

F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 394,861 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 14

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,665,391

Underlying: Class A Common Stock · 394,861 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F5 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionSeries C Preferred Stock · Derivative 394,861 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 13

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 394,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer.

F5 · ownership.nature: The securities are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 131,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 12

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,888,466

Underlying: Class A Common Stock · 131,620 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F4 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionSeries C Preferred Stock · Derivative 131,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 11

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 131,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis and were reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · derivative.underlying: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, subject to a 4.99% beneficial ownership limitation which may be increased or decreased by the holder upon 61 days' notice to the Issuer.

F4 · ownership.nature: The securities are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document
March 26, 2021 Filed Mar 31, 2021 00:04 UTC ACV Auctions Inc. ACVA · Entity 4862 OtherClass B Common Stock · Derivative 3,422,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023642 · doc4.xml · derivative · entry 10

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,422,133

Underlying: Class A Common Stock · 3,422,133 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock; (b) the tenth anniversary of this offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · ownership.nature: The securities are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.