Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACV Auctions Inc.ACVA · Entity 4862 | Director | May 27, 2026 | May 29, 2026 |
| Katapult Holdings, Inc.KPLT · Entity 5517 | Director | June 06, 2023 | June 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACV Auctions Inc.
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 127,178 |
Reported balance
After 2026-05-27 transaction · row 1
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 27,500 · Balance 127,178 F1: Represents a restricted stock unit (RSU) award. The RSUs will vest on the first anniversary of the grant date, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting if such date is sooner than first anniversary of the grant date. Vesting of the RSUs is subject in all cases to the Reporting Person's continuous service through the applicable vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Tribeca Venture Fund II, L.P. | 1,397,090 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,397,090 F2: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Tribeca Venture Fund II New York, L.P. | 465,697 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 465,697 F3: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit (RSU) award. The RSUs will vest on the first anniversary of the grant date, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting if such date is sooner than first anniversary of the grant date. Vesting of the RSUs is subject in all cases to the Reporting Person's continuous service through the applicable vesting date.
F2: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.
F3: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.
Katapult Holdings, Inc.
Report date June 06, 2023 · Filed June 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 774,881 |
Ending reported balance
After 2023-06-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-06 · Exercise / conversion · Acquired 23,810 · Balance 536,786 F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Row 2 · 2023-06-06 · Grant · Acquired 238,095 · Balance 774,881 F2: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-06 · Exercise / conversion · Disposed 23,810 · Balance 0 F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.
F2: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.
F3: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2024 Filed Mar 13, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 6,013 | $17.46 | $104,986.98 |
DisclosureSEC source: 0001415889-24-007875 · form4-03132024_110335.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II New York, L.P. Disclosed balance after: 295,245 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.25 to $17.93 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 18,039 | $17.46 | $314,960.94 |
DisclosureSEC source: 0001415889-24-007875 · form4-03132024_110335.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II, L.P. Disclosed balance after: 885,736 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.25 to $17.93 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 08, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 60,364 | $18.31 | $1,105,264.84 |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · nonDerivative · entry 8 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II New York, L.P. Disclosed balance after: 301,258 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.84 to $18.67 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 08, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 181,091 | $18.31 | $3,315,776.21 |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · nonDerivative · entry 7 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II, L.P. Disclosed balance after: 903,775 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.84 to $18.67 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 16,768 | $17.96 | $301,153.28 |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · nonDerivative · entry 6 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II New York, L.P. Disclosed balance after: 361,622 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.64 to $18.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 50,304 | $17.96 | $903,459.84 |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · nonDerivative · entry 5 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II, L.P. Disclosed balance after: 1,084,866 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.64 to $18.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 388,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · derivative · entry 11 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II New York, L.P. Disclosed balance after: 1,552,324 Underlying: Class A Common Stock · 388,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F7 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F7 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F7 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F3 · ownership.nature: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 1,164,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · derivative · entry 10 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II, L.P. Disclosed balance after: 4,656,968 Underlying: Class A Common Stock · 1,164,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F7 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F7 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F7 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F2 · ownership.nature: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 9,691 | $18.24 | $176,763.84 |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · nonDerivative · entry 4 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Tribeca Venture Fund II New York, L.P. Disclosed balance after: 378,390 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.13 to $18.41 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 29,072 | $18.24 | $530,273.28 |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · nonDerivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Tribeca Venture Fund II, L.P. Disclosed balance after: 1,135,170 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.13 to $18.41 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 388,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II New York, L.P. Disclosed balance after: 388,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F3 · ownership.nature: The shares are held by Tribeca Venture Fund II New York, L.P. ("TVFII NY"). TVP II GP is the general partner of TVFII NY. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII NY, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 23:15 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 1,164,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-007419 · form4-03082024_110316.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Fund II, L.P. Disclosed balance after: 1,164,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F2 · ownership.nature: The shares are held by Tribeca Venture Fund II, L.P. ("TVFII"). TVP II GP is the general partner of TVFII. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVFII, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:45 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048650 · doc4.xml · nonDerivative · entry 4 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,185 F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (5). Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:45 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048650 · doc4.xml · nonDerivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Partners II GP, LLC Disclosed balance after: 0 F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by TVP II GP to its members without additional consideration. F4 · ownership.nature: The shares are held by TVP II GP. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:45 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048650 · doc4.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Venture Partners II GP, LLC Disclosed balance after: 365 F3 · kind: Represents receipt of shares in the distribution in kind described in footnote (1). F4 · ownership.nature: The shares are held by TVP II GP. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:45 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 42,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048650 · doc4.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca ACV Holdings, LLC Disclosed balance after: 0 F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Tribeca ACV Holdings, LLC ("TACV") to its general partner and limited partners without additional consideration. F2 · ownership.nature: The shares are held by TACV. Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 23:00 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 42,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-048027 · doc4.xml · derivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca ACV Holdings, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 42,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F3 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F3 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F3 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F2 · ownership.nature: The shares are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 23:00 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 42,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-048027 · doc4.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca ACV Holdings, LLC Disclosed balance after: 42,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F2 · ownership.nature: The shares are held by Tribeca ACV Holdings, LLC ("TACV"). Tribeca Venture Partners II GP, LLC ("TVP II GP") is the general partner of TACV. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the shares held by TACV, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 20:39 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 7,373 | $18.00 | $132,714.00 |
DisclosureSEC source: 0001209191-23-038429 · doc4.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 182,647 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:39 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 60,394 | $17.81 | $1,075,617.14 |
DisclosureSEC source: 0001209191-23-038429 · doc4.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,020 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.16 to $18.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2023 Filed Sep 1, 2023 22:56 UTC Amendment | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 32,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048024 · doc4a.xml · derivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 32,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F4 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F4 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F4 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 15, 2023 Filed Sep 1, 2023 22:56 UTC Amendment | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 32,438 | $17.72 | $574,801.36 |
DisclosureSEC source: 0001209191-23-048024 · doc4a.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 15, 2023 Filed Sep 1, 2023 22:56 UTC Amendment | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 32,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-048024 · doc4a.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 32,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 46,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · derivative · entry 11 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 32,438 Underlying: Class A Common Stock · 46,195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F9 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 25,702 | $17.69 | $454,668.38 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 8 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 250,414 F5 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.42 to $17.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 46,195 | $17.66 | $815,803.70 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 7 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 0 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.39 to $17.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 46,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 6 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 46,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 14, 2023 Filed Sep 1, 2023 22:54 UTC Amendment | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 40,347 | $17.64 | $711,721.08 |
DisclosureSEC source: 0001209191-23-048022 · doc4a.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,002 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.39 to $17.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 63,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · derivative · entry 10 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 78,633 Underlying: Class A Common Stock · 63,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F9 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 56,710 | $18.03 | $1,022,481.30 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 5 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 276,116 F5 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 63,322 | $18.02 | $1,141,062.44 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 4 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.85 to $18.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 63,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 63,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 84,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · derivative · entry 9 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 141,955 Underlying: Class A Common Stock · 84,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F9 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 84,076 | $18.02 | $1,515,049.52 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.94 to $18.16 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 22:14 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 84,076 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 84,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 06, 2023 Filed Jun 9, 2023 00:40 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 23,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021610 · wk-form4_1686271210.xml · derivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 9, 2023 00:40 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 238,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021610 · wk-form4_1686271210.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 774,881 F2 · shares: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 06, 2023 Filed Jun 9, 2023 00:40 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 23,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021610 · wk-form4_1686271210.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 536,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| November 29, 2022 Filed Nov 29, 2022 21:15 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 12,340 | $1.15 | $14,129.30 |
DisclosureSEC source: 0001628280-22-030949 · wf-form4_166975651963957.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,976 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.13 to $1.15. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:15 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 137,660 | $1.13 | $155,005.16 |
DisclosureSEC source: 0001628280-22-030949 · wf-form4_166975651963957.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,636 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.07 to $1.17. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 07, 2022 Filed Jun 7, 2022 22:56 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 5,811 | $1.44 | $8,351.57 |
DisclosureSEC source: 0001628280-22-016507 · wf-form4_165464258393793.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,000 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.435 to $1.44. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 01:28 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 23,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016743 · wf-form4_165482447152159.xml · derivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,810 Underlying: Common Stock · 23,809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 unvested RSUs will vest on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 unvested RSUs will vest on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 01:28 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 104,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016743 · wf-form4_165482447152159.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,976 F2 · shares: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 7, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 01:28 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 23,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016743 · wf-form4_165482447152159.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 22:56 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 144,189 | $1.51 | $217,307.24 |
DisclosureSEC source: 0001628280-22-016507 · wf-form4_165464258393793.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,189 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.389 to $1.5699. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 02:18 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 44,412 | $20.55 | $912,666.60 |
DisclosureSEC source: 0001209191-21-068915 · doc4.xml · nonDerivative · entry 4 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Partners II GP, LLC Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 02:18 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 25,273 | $20.55 | $519,360.15 |
DisclosureSEC source: 0001209191-21-068915 · doc4.xml · nonDerivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Access Fund GP, LLC Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are held by Tribeca Access Fund GP, LLC ("TAF GP"). The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 02:18 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 48,549 | $20.69 | $1,004,478.81 |
DisclosureSEC source: 0001209191-21-068915 · doc4.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Partners II GP, LLC Disclosed balance after: 44,412 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.94 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are held by Tribeca Venture Partners II GP, LLC ("TVP II GP"). The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 02:18 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 27,628 | $20.69 | $571,623.32 |
DisclosureSEC source: 0001209191-21-068915 · doc4.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Access Fund GP, LLC Disclosed balance after: 25,273 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.94 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are held by Tribeca Access Fund GP, LLC ("TAF GP"). The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 01:43 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 17,089 | $22.13 | $378,179.57 |
DisclosureSEC source: 0001209191-21-068217 · doc4.xml · nonDerivative · entry 14 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tribeca Venture Partners II GP, LLC Disclosed balance after: 92,961 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F13 · ownership.nature: The securities are held by TVP II GP. The Reporting Person is a managing partner of TVP II GP. The Reporting Person disclaims beneficial ownership of the securities held by TVP II GP, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.