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KLEINMAN SCOTT

Disclosed activity across 6 companies

Tapewire entity
43148
SEC CIK
0001272588

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apollo Asset Management, Inc.AAM · Entity 123302Director · Co-PresidentDecember 31, 2021January 04, 2022
Apollo Global Management, Inc.APO · Entity 2956Director · Co-President (See Remarks)May 27, 2026May 29, 2026
Apollo Strategic Growth Capital IIAPGB · Entity 110737DirectorFebruary 09, 2021February 09, 2021
Athene Holding Ltd.ATH · Entity 9807DirectorJanuary 01, 2022January 03, 2022
Global Business Travel Group, Inc.APSG · Entity 3915Director · ChairmanOctober 01, 2020October 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apollo Asset Management, Inc.

Report date December 31, 2021 · Filed January 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-01-01 transaction · row 1
1 source row

Row 1 · 2022-01-01 · Disposition to issuer · Disposed 5,332,550 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F3: Reported amount includes 5,328,002 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The unvested RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

Class A Common StockSEC Table I · non-derivativeIndirectKRT Investments IX LLC0 Reported balance After 2022-01-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-01-01 · Disposition to issuer · Disposed 41,676 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F5: By KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.

Class A Common StockSEC Table I · non-derivativeIndirectKRT Investments LLC0 Reported balance After 2022-01-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-01-01 · Disposition to issuer · Disposed 9,391 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F6: By KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectHCM APO Series LLC, Series A0 Reported balance After 2022-01-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2022-01-01 · Disposition to issuer · Disposed 518,521 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F7: By HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Reported amount includes shares previously reported as held directly the reporting person.

Class A Common StockSEC Table I · non-derivativeIndirectHCM APO Series LLC, Series B0 Reported balance After 2022-01-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2022-01-01 · Disposition to issuer · Disposed 169,237 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F8: By HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Class A Common StockSEC Table I · non-derivativeIndirectHCM APO Series LLC, Series C0 Reported balance After 2022-01-01 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2022-01-01 · Disposition to issuer · Disposed 373,035 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F9: By HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Reported amount includes 142,987 shares previously reported as directly held by the reporting person.

Apollo Operating Group unitsSEC Table II · derivative / convertible securityIndirectKRT Delaware LLC0 Reported balance After 2021-12-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-12-31 · Disposition to issuer · Disposed 1,806,086 · Balance 0

F10: Prior to the Mergers, each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of AGM, subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, AGM, AP Professional Holdings, L.P. ("AP Professional Holdings"), and the other parties thereto (the "Roll-Up Agreement"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among AGM, AP Professional Holdings and the other parties thereto (the "Seventh A&R Exchange Agreement").

F12: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, BRH Holdings, L.P. and the other parties thereto, affiliates of the reporting person (a) sold and transferred on December 31, 2021, to a wholly-owned consolidated subsidiary of AGM, a portion of certain of their AOG Units in exchange for an amount equal to $3.66 multiplied by 2,033,805, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently with the consummation of the Mergers, the remaining portion of their AOG units for 2,033,805 shares of common stock of Holdings.

F11: The AOG units were fully vested as of June 30, 2013 and do not expire.

F13: By KRT Delaware LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Apollo Operating Group unitsSEC Table II · derivative / convertible securityIndirectKleinman Children's Trust0 Reported balance After 2021-12-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-12-31 · Disposition to issuer · Disposed 227,719 · Balance 0

F10: Prior to the Mergers, each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of AGM, subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, AGM, AP Professional Holdings, L.P. ("AP Professional Holdings"), and the other parties thereto (the "Roll-Up Agreement"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among AGM, AP Professional Holdings and the other parties thereto (the "Seventh A&R Exchange Agreement").

F12: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, BRH Holdings, L.P. and the other parties thereto, affiliates of the reporting person (a) sold and transferred on December 31, 2021, to a wholly-owned consolidated subsidiary of AGM, a portion of certain of their AOG Units in exchange for an amount equal to $3.66 multiplied by 2,033,805, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently with the consummation of the Mergers, the remaining portion of their AOG units for 2,033,805 shares of common stock of Holdings.

F11: The AOG units were fully vested as of June 30, 2013 and do not expire.

F14: By Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Filing footnotes · ownership attribution and instrument terms

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

F3: Reported amount includes 5,328,002 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The unvested RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F5: By KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.

F6: By KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F7: By HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Reported amount includes shares previously reported as held directly the reporting person.

F8: By HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F9: By HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. Reported amount includes 142,987 shares previously reported as directly held by the reporting person.

F10: Prior to the Mergers, each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of AGM, subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, AGM, AP Professional Holdings, L.P. ("AP Professional Holdings"), and the other parties thereto (the "Roll-Up Agreement"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among AGM, AP Professional Holdings and the other parties thereto (the "Seventh A&R Exchange Agreement").

F11: The AOG units were fully vested as of June 30, 2013 and do not expire.

F12: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, BRH Holdings, L.P. and the other parties thereto, affiliates of the reporting person (a) sold and transferred on December 31, 2021, to a wholly-owned consolidated subsidiary of AGM, a portion of certain of their AOG Units in exchange for an amount equal to $3.66 multiplied by 2,033,805, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently with the consummation of the Mergers, the remaining portion of their AOG units for 2,033,805 shares of common stock of Holdings.

F13: By KRT Delaware LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F14: By Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Apollo Global Management, Inc.

Report date May 27, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectHCM APO Series LLC, Series A226,873 Reported balance After 2026-05-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-27 · Gift · Disposed 13,424 · Balance 226,873

F1: Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Common StockSEC Table I · non-derivativeDirect4,676,291 Reported balance Holding disclosure · report date 2026-05-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,676,291

F2: Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Common StockSEC Table I · non-derivativeIndirectHeathcote Capital Partners LP81,049 Reported balance Holding disclosure · report date 2026-05-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 81,049

F3: Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control.

Common StockSEC Table I · non-derivativeIndirectKRT Investments LLC9,391 Reported balance Holding disclosure · report date 2026-05-27 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 9,391

F4: Held by KRT Investments LLC, a vehicle that is owned by a family trust and over which the reporting person exercises voting and investment control.

Common StockSEC Table I · non-derivativeIndirectKRT Investments VII LLC4,584 Reported balance Holding disclosure · report date 2026-05-27 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,584

F5: Held by KRT Investments VII LLC, a vehicle that is owned by the reporting person and indirectly by a family trust and over which the reporting person exercises voting and investment control.

Common StockSEC Table I · non-derivativeIndirectKRT Investments IX LLC383,980 Reported balance Holding disclosure · report date 2026-05-27 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 383,980

F6: Held by KRT Investments IX LLC, a vehicle that is owned by the reporting person and indirectly by a family trust and over which the reporting person exercises voting and investment control.

Common StockSEC Table I · non-derivativeIndirectKRT Delaware LLC1,806,086 Reported balance Holding disclosure · report date 2026-05-27 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,806,086

F7: Held by KRT Delaware LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Delaware LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectHCM APO Series LLC, Series B27,408 Reported balance Holding disclosure · report date 2026-05-27 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 27,408

F8: Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Common StockSEC Table I · non-derivativeIndirectHCM APO Series LLC, Series C9,782 Reported balance Holding disclosure · report date 2026-05-27 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 9,782

F9: Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Common StockSEC Table I · non-derivativeIndirectKFGT LLC380,425 Reported balance Holding disclosure · report date 2026-05-27 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 380,425

F10: Held by KFGT LLC, a vehicle that is owned by a family trust and over which the reporting person exercises voting and investment control.

Common StockSEC Table I · non-derivativeIndirectKDGT LLC77,335 Reported balance Holding disclosure · report date 2026-05-27 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 77,335

F11: Held by KDGT LLC, a vehicle that is owned by a family trust and over which the reporting person exercises voting and investment control.

Filing footnotes · ownership attribution and instrument terms

F1: Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F2: Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F3: Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control.

F4: Held by KRT Investments LLC, a vehicle that is owned by a family trust and over which the reporting person exercises voting and investment control.

F5: Held by KRT Investments VII LLC, a vehicle that is owned by the reporting person and indirectly by a family trust and over which the reporting person exercises voting and investment control.

F6: Held by KRT Investments IX LLC, a vehicle that is owned by the reporting person and indirectly by a family trust and over which the reporting person exercises voting and investment control.

F7: Held by KRT Delaware LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Delaware LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F8: Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F9: Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

F10: Held by KFGT LLC, a vehicle that is owned by a family trust and over which the reporting person exercises voting and investment control.

F11: Held by KDGT LLC, a vehicle that is owned by a family trust and over which the reporting person exercises voting and investment control.

Apollo Strategic Growth Capital II

Report date February 09, 2021 · Filed February 09, 2021

This filing explicitly reported no securities owned.

Athene Holding Ltd.

Report date January 01, 2022 · Filed January 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common SharesSEC Table I · non-derivativeIndirectby HCM APO Series A LLC0 Reported balance After 2022-01-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-01-01 · Disposition to issuer · Disposed 96,404 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."

F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.

Class A Common SharesSEC Table I · non-derivativeIndirectby HCM APO Series B LLC0 Reported balance After 2022-01-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-01-01 · Disposition to issuer · Disposed 88,052 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."

F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.

Class A Common SharesSEC Table I · non-derivativeIndirectby KRT Investments VII LLC0 Reported balance After 2022-01-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-01-01 · Disposition to issuer · Disposed 3,990 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."

F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.

Class A Common SharesSEC Table I · non-derivativeIndirectby The Kleinman Children's Trust0 Reported balance After 2022-01-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2022-01-01 · Disposition to issuer · Disposed 1,505 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."

F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.

Class A Common SharesSEC Table I · non-derivativeIndirectby The Kleinman Descendant's GST-Exempt Trust0 Reported balance After 2022-01-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2022-01-01 · Disposition to issuer · Disposed 67,307 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."

F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."

F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.

Global Business Travel Group, Inc.

Report date October 01, 2020 · Filed October 02, 2020

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CH2M HILL COMPANIES LTD

Report date December 15, 2017 · Filed December 18, 2017

Section 16 reporting ended · disclosed 2017-12-18. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2021 Filed Aug 11, 2021 20:25 UTC Apollo Asset Management, Inc. APO · Entity 123302 Tax withholdingClass A Common Stock 54,032 $61.14 $3,303,516.48
Disclosure

SEC source: 0001209191-21-050841 · doc4.xml · nonDerivative · entry 3

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290,070

F4 · shares: Consists of Class A shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested RSUs that were granted under the Plan.

F5 · balance_after: Reported amount includes 327,399 RSUs granted under the Plan.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:25 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Common Stock 96 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050841 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,102

F2 · shares: Represents RSUs granted under the Plan.

F3 · balance_after: Reported amount includes 429,096 RSUs granted under the Plan.

Read SEC document
August 06, 2021 Filed Aug 11, 2021 20:25 UTC Apollo Asset Management, Inc. APO · Entity 123302 GiftClass A Common Stock 97,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050841 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,006

F1 · balance_after: Reported amount includes 429,000 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer ("Class A shares") for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:07 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Common Stock 8,659 $57.14 $494,762.27
Disclosure

SEC source: 0001209191-21-034381 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441,406

F1 · shares: Represents restricted shares of Class A common stock of the Issuer ("Class A shares") issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). The restricted Class A shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 429,000 restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
May 07, 2021 Filed May 10, 2021 20:07 UTC Apollo Asset Management, Inc. APO · Entity 123302 Tax withholdingClass A Common Stock 28,189 $56.64 $1,596,624.96
Disclosure

SEC source: 0001209191-21-031214 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432,747

F3 · shares: Consists of shares of Class A common stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of Class A common stock underlying vested RSUs that were granted under the Plan.

F4 · balance_after: Reported amount includes 429,000 RSUs granted under the Plan.

Read SEC document
May 06, 2021 Filed May 10, 2021 20:07 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Common Stock 28 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031214 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460,936

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 490,380 RSUs granted under the Plan.

Read SEC document
February 19, 2021 Filed Feb 20, 2021 00:46 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 120,000 $52.09 $6,250,212.00
Disclosure

SEC source: 0001209191-21-012587 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456,910

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was initially adopted by the reporting person on September 2, 2020.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reported amount includes 486,154 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A Common Stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:02 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 200 $52.09 $10,417.02
Disclosure

SEC source: 0001209191-21-013144 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460,908

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was initially adopted by the reporting person on September 2, 2020.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.36, inclusive, when combined with the additional 120,000 shares sold on February 19, 2021, as reported in a Form 4 filed by the reporting person on February 19, 2021. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reported amount includes 490,352 RSUs granted under the Plan.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:02 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Common Stock 4,198 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013144 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,108

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 490,352 RSUs granted under the Plan.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:46 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 800 $52.00 $41,600.00
Disclosure

SEC source: 0001209191-21-012587 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,910

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was initially adopted by the reporting person on September 2, 2020.

F2 · balance_after: Reported amount includes 486,154 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A Common Stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 23:58 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 3,100 $52.01 $161,234.10
Disclosure

SEC source: 0001209191-21-010417 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577,710

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was initially adopted by the reporting person on September 2, 2020.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.01 to $52.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reported amount includes 486,154 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A Common Stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:58 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 900 $52.00 $46,800.00
Disclosure

SEC source: 0001209191-21-010417 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580,810

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was initially adopted by the reporting person on September 2, 2020.

F2 · balance_after: Reported amount includes 486,154 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A Common Stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:22 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 122,300 $50.15 $6,133,919.81
Disclosure

SEC source: 0001209191-21-008061 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581,710

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was initially adopted by the reporting person on September 2, 2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reported amount includes 486,154 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A Common Stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:51 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 2,700 $50.00 $135,009.45
Disclosure

SEC source: 0001209191-21-006194 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,704,010

F4 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was initially adopted by the reporting person on September 2, 2020.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.0450, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: Reported amount includes shares of Class A common stock of Apollo Global Management, Inc. (the "Issuer") ("Class A shares") that were previously reported as indirectly beneficially owned by the reporting person and directly held by KRT APO Series LLC, KRT APO Series LLC (4/30/2015), KRT APO Series 6/30/15 LLC, KRT APO Series 9/30/15 LLC, KRT APO Series 12/31/15 LLC, KRT APO Series LLC, 9-30-18 Series, and KRT APO Series LLC, 6/30/13 Series, and are now directly beneficially owned by the reporting person following distributions of all Class A shares held by such entities to the reporting person that did not involve any change in the reporting person's pecuniary interest.

F2 · balance_after: Reported amount includes 486,154 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F3 · balance_after: Reported amount includes Class A shares that were previously reported as indirectly beneficially owned by the reporting person and directly held by KRT Investments LLC, and are now directly beneficially owned by the reporting person.

Read SEC document
August 19, 2020 Filed Jan 29, 2021 22:51 UTC Apollo Asset Management, Inc. APO · Entity 123302 GiftClass A Common Stock 124,688 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006194 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,706,710

F1 · balance_after: Reported amount includes shares of Class A common stock of Apollo Global Management, Inc. (the "Issuer") ("Class A shares") that were previously reported as indirectly beneficially owned by the reporting person and directly held by KRT APO Series LLC, KRT APO Series LLC (4/30/2015), KRT APO Series 6/30/15 LLC, KRT APO Series 9/30/15 LLC, KRT APO Series 12/31/15 LLC, KRT APO Series LLC, 9-30-18 Series, and KRT APO Series LLC, 6/30/13 Series, and are now directly beneficially owned by the reporting person following distributions of all Class A shares held by such entities to the reporting person that did not involve any change in the reporting person's pecuniary interest.

F2 · balance_after: Reported amount includes 486,154 restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F3 · balance_after: Reported amount includes Class A shares that were previously reported as indirectly beneficially owned by the reporting person and directly held by KRT Investments LLC, and are now directly beneficially owned by the reporting person.

Read SEC document
February 07, 2020 Filed Feb 7, 2020 22:00 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Common Stock 71,703 $48.15 $3,452,270.00
Disclosure

SEC source: 0001209191-20-007567 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,914

F3 · shares: Represents restricted Class A shares granted under the Plan. The restricted Class A shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 486,154 RSUs granted under the Plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:00 UTC Apollo Asset Management, Inc. APO · Entity 123302 Tax withholdingClass A Common Stock 76,627 $45.94 $3,520,244.38
Disclosure

SEC source: 0001209191-20-007567 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,211

F1 · shares: Consists of shares of Class A common stock of the Issuer ("Class A shares") withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested restricted stock units ("RSUs") that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 486,154 RSUs granted under the Plan.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:53 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Common Stock 16,963 $43.02 $729,817.81
Disclosure

SEC source: 0001209191-19-057478 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,838

F1 · shares: Represents restricted shares of Class A common stock of the Issuer (the "Class A shares") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). The restricted Class A shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 649,231 restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:59 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionApollo Operating Group units · Derivative 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-023137 · doc4.xml · derivative · entry 10

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By KRT Investments LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following the Conversion (as defined in the Remarks), each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, the Issuer, AP Professional Holdings, L.P. ("AP Prof") and the other parties thereto (the "Roll-Up Agreement") and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Prof and the other parties thereto (the "Fifth A&R Exchange Agreement"), which was further amended and restated on September 5, 2019.

F4 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F3 · derivative.exercise_date: Pursuant to the reporting person's Roll-Up Agreement, the AOG units were fully vested as of June 30, 2013 and do not expire.

F3 · derivative.expiration_date: Pursuant to the reporting person's Roll-Up Agreement, the AOG units were fully vested as of June 30, 2013 and do not expire.

F5 · ownership.nature: KRT Investments LLC and Kleinman Children's Trust are limited partners of AP Prof, the direct holder of the AOG units. The manager of KRT Investments LLC is Alan Kleinman, the reporting person's father. The sole member of KRT Investments LLC is The Kleinman Residual Trust and the trustee of The Kleinman Residual Trust is Alan Kleinman. The trustee of Kleinman Children's Trust is Alan Kleinman. The AOG units indirectly held by KRT Investments LLC and Kleinman Children's Trust are the number of AOG units that such entities have a right to receive as limited partners in AP Prof, subject to the restrictions and provisions set forth in the Roll-Up Agreement and the Fifth A&R Exchange Agreement, as further amended and restated.

F6 · ownership.nature: (continued from footnote 5) The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC and Kleinman Children's Trust reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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September 05, 2019 Filed Sep 9, 2019 20:59 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionClass A Common Stock 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-023137 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · KRT Investments LLC

Disclosed balance after: 750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following the Conversion (as defined in the Remarks), each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, the Issuer, AP Professional Holdings, L.P. ("AP Prof") and the other parties thereto (the "Roll-Up Agreement") and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Prof and the other parties thereto (the "Fifth A&R Exchange Agreement"), which was further amended and restated on September 5, 2019.

F5 · ownership.nature: KRT Investments LLC and Kleinman Children's Trust are limited partners of AP Prof, the direct holder of the AOG units. The manager of KRT Investments LLC is Alan Kleinman, the reporting person's father. The sole member of KRT Investments LLC is The Kleinman Residual Trust and the trustee of The Kleinman Residual Trust is Alan Kleinman. The trustee of Kleinman Children's Trust is Alan Kleinman. The AOG units indirectly held by KRT Investments LLC and Kleinman Children's Trust are the number of AOG units that such entities have a right to receive as limited partners in AP Prof, subject to the restrictions and provisions set forth in the Roll-Up Agreement and the Fifth A&R Exchange Agreement, as further amended and restated.

F6 · ownership.nature: (continued from footnote 5) The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC and Kleinman Children's Trust reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 15, 2019 Filed Aug 19, 2019 21:45 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Shares 3,644 $32.62 $118,884.41
Disclosure

SEC source: 0001209191-19-046673 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,875

F1 · shares: Represents restricted shares granted under the Apollo Global Management, LLC 2019 Omnibus Equity Incentive Plan (the "Plan"). The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 649,231 restricted share units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 01, 2019 Filed Aug 5, 2019 20:04 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionApollo Operating Group units · Derivative 182,481 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020985 · doc4.xml · derivative · entry 10

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By AP Professional Holdings, L.P.

Disclosed balance after: 2,783,805

Underlying: Class A Shares · 182,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, the Issuer, AP Professional Holdings, L.P. ("AP Prof") and the other parties thereto (the "Roll-Up Agreement") and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Prof and the other parties thereto (the "Exchange Agreement").

F4 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F3 · derivative.exercise_date: Pursuant to the reporting person's Roll-Up Agreement, the AOG units were fully vested as of June 30, 2013 and do not expire.

F3 · derivative.expiration_date: Pursuant to the reporting person's Roll-Up Agreement, the AOG units were fully vested as of June 30, 2013 and do not expire.

F5 · ownership.nature: KRT Investments LLC and Kleinman Children's Trust are limited partners of AP Prof, the direct holder of the AOG units. The manager of KRT Investments LLC is Alan Kleinman, the reporting person's father. The sole member of KRT Investments LLC is The Kleinman Residual Trust and the trustee of The Kleinman Residual Trust is Alan Kleinman. The trustee of Kleinman Children's Trust is Alan Kleinman. The AOG units indirectly held by KRT Investments LLC and Kleinman Children's Trust are the number of AOG units that such entities have a right to receive as limited partners in AP Prof, subject to the restrictions and provisions set forth in the Roll-Up Agreement and the Exchange Agreement.

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August 01, 2019 Filed Aug 5, 2019 20:04 UTC Apollo Asset Management, Inc. APO · Entity 123302 GiftClass A Shares 182,481 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020985 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,231

F2 · balance_after: Reported amount includes 649,231 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 01, 2019 Filed Aug 5, 2019 20:04 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionClass A Shares 182,481 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020985 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, the Issuer, AP Professional Holdings, L.P. ("AP Prof") and the other parties thereto (the "Roll-Up Agreement") and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Prof and the other parties thereto (the "Exchange Agreement").

F2 · balance_after: Reported amount includes 649,231 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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May 17, 2019 Filed May 21, 2019 21:52 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Shares 16,342 $32.60 $532,817.84
Disclosure

SEC source: 0001209191-19-031824 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,897

F1 · shares: Represents restricted shares granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 649,231 restricted share units ("RSUs") granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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February 19, 2019 Filed Feb 21, 2019 23:36 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Shares 3,532 $30.07 $106,224.55
Disclosure

SEC source: 0001209191-19-012271 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,555

F1 · shares: Represents restricted shares granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 649,231 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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February 05, 2019 Filed Feb 7, 2019 22:49 UTC Apollo Asset Management, Inc. APO · Entity 123302 Tax withholdingClass A Shares 73,452 $30.36 $2,230,002.72
Disclosure

SEC source: 0001209191-19-008186 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,023

F1 · shares: Consists of Class A shares withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested restricted share units ("RSUs") that were granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan").

F2 · balance_after: Reported amount includes 649,231 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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January 10, 2019 Filed Jan 14, 2019 23:39 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Shares 9,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-003603 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,475

F1 · shares: Represents restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 809,231 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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November 15, 2018 Filed Nov 19, 2018 21:49 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Shares 30,244 $29.95 $905,907.61
Disclosure

SEC source: 0001209191-18-059215 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,244

F1 · shares: Represents restricted shares granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 800,000 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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November 01, 2018 Filed Nov 2, 2018 20:12 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionApollo Operating Group units · Derivative 77,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-028010 · doc4.xml · derivative · entry 9

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By AP Professional Holdings, L.P.

Disclosed balance after: 2,966,286

Underlying: Class A Shares · 77,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, the Issuer, AP Professional Holdings, L.P. ("AP Prof") and the other parties thereto (the "Roll-Up Agreement") and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Prof and the other parties thereto (the "Exchange Agreement").

F4 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F3 · derivative.exercise_date: Pursuant to the reporting person's Roll-Up Agreement, the AOG units were fully vested as of June 30, 2013 and do not expire.

F3 · derivative.expiration_date: Pursuant to the reporting person's Roll-Up Agreement, the AOG units were fully vested as of June 30, 2013 and do not expire.

F5 · ownership.nature: KRT Investments LLC and Kleinman Children's Trust are limited partners of AP Prof, the direct holder of the AOG units. The manager of KRT Investments LLC is Alan Kleinman, the reporting person's father. The sole member of KRT Investments LLC is The Kleinman Residual Trust and the trustee of The Kleinman Residual Trust is Alan Kleinman. The trustee of Kleinman Children's Trust is Alan Kleinman. The AOG units indirectly held by KRT Investments LLC and Kleinman Children's Trust are the number of AOG units that such entities have a right to receive as limited partners in AP Prof, subject to the restrictions and provisions set forth in the Roll-Up Agreement and the Exchange Agreement.

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November 01, 2018 Filed Nov 2, 2018 20:12 UTC Apollo Asset Management, Inc. APO · Entity 123302 GiftClass A Shares 77,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-028010 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

F2 · balance_after: Reported amount includes 800,000 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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November 01, 2018 Filed Nov 2, 2018 20:12 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionClass A Shares 77,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-028010 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement, dated July 13, 2007, by and among the reporting person, the Issuer, AP Professional Holdings, L.P. ("AP Prof") and the other parties thereto (the "Roll-Up Agreement") and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Prof and the other parties thereto (the "Exchange Agreement").

F2 · balance_after: Reported amount includes 800,000 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 15, 2018 Filed Aug 17, 2018 21:23 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Shares 12,182 $34.83 $424,269.82
Disclosure

SEC source: 0001209191-18-047475 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,398

F1 · shares: Represents restricted shares granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 800,000 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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May 04, 2018 Filed May 8, 2018 21:28 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Shares 33,559 $31.55 $1,058,628.72
Disclosure

SEC source: 0001209191-18-028657 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,216

F1 · shares: Represents restricted shares granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 800,000 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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February 07, 2018 Filed Feb 9, 2018 21:50 UTC Apollo Asset Management, Inc. APO · Entity 123302 Tax withholdingClass A Shares 2,095 $33.59 $70,371.05
Disclosure

SEC source: 0001209191-18-008889 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,657

F1 · shares: Consists of Class A shares withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested restricted share units ("RSUs") that were granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan").

F2 · balance_after: Reported amount includes 800,000 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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February 05, 2018 Filed Feb 8, 2018 00:18 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Shares 38,791 $34.51 $1,338,758.87
Disclosure

SEC source: 0001209191-18-008237 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,752

F1 · shares: Represents restricted shares granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 806,086 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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January 08, 2018 Filed Jan 10, 2018 22:49 UTC Apollo Asset Management, Inc. APO · Entity 123302 GrantClass A Shares 800,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-003157 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,961

F1 · shares: Represents restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan").

F2 · balance_after: Reported amount includes 806,086 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.