Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FRANKLIN MANAGED MUNICIPAL INCOME TRUSTPMM · Entity 6073 | Director | December 01, 2022 | December 02, 2022 |
| FRANKLIN MASTER INTERMEDIATE INCOME TRUSTPIM · Entity 6513 | Director | December 01, 2022 | December 02, 2022 |
| FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTPMO · Entity 8843 | Director | December 01, 2022 | December 02, 2022 |
| FRANKLIN PREMIER INCOME TRUSTPPT · Entity 8823 | Director | December 01, 2022 | December 02, 2022 |
| PIONEER NATURAL RESOURCES COPXD · Entity 91514 | Director | May 21, 2020 | May 26, 2020 |
| Spotify Technology S.A.SPOT · Entity 1843 | Director | May 28, 2026 | May 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRANKLIN MANAGED MUNICIPAL INCOME TRUST
Report date December 01, 2022 · Filed December 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Closed-end FundSEC Table I · non-derivative | Direct | 149 |
Reported balance
After 2022-12-01 transaction · row 1
1 source rowRow 1 · 2022-12-01 · Purchase · Acquired 149 · Balance 149 |
FRANKLIN MASTER INTERMEDIATE INCOME TRUST
Report date December 01, 2022 · Filed December 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Closed-end FundSEC Table I · non-derivative | Direct | 298 |
Reported balance
After 2022-12-01 transaction · row 1
1 source rowRow 1 · 2022-12-01 · Purchase · Acquired 298 · Balance 298 |
FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
Report date December 01, 2022 · Filed December 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Closed-end FundSEC Table I · non-derivative | Direct | 89 |
Reported balance
After 2022-12-01 transaction · row 1
1 source rowRow 1 · 2022-12-01 · Purchase · Acquired 89 · Balance 89 |
FRANKLIN PREMIER INCOME TRUST
Report date December 01, 2022 · Filed December 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Closed-end FundSEC Table I · non-derivative | Direct | 268 |
Reported balance
After 2022-12-01 transaction · row 1
1 source rowRow 1 · 2022-12-01 · Purchase · Acquired 268 · Balance 268 |
PIONEER NATURAL RESOURCES CO
Report date May 21, 2020 · Filed May 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,353 |
Reported balance
After 2020-05-21 transaction · row 1
1 source rowRow 1 · 2020-05-21 · Grant · Acquired 2,931 · Balance 10,353 |
Spotify Technology S.A.
Report date May 28, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $516.71 · Expires 2031-05-28 | Direct | 1,481 |
Reported balance
After 2026-05-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 1,481 · Balance 1,481 F1: Represents an award of stock option, which vests in equal annual installments through February 15, 2030. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $775.07 · Expires 2031-05-28 | Direct | 987 |
Reported balance
After 2026-05-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-28 · Grant · Acquired 987 · Balance 987 F1: Represents an award of stock option, which vests in equal annual installments through February 15, 2030. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of stock option, which vests in equal annual installments through February 15, 2030.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pattern Energy Group Inc.
Report date March 16, 2020 · Filed March 16, 2020
Section 16 reporting ended · disclosed 2020-03-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-16 transaction · row 1
1 source rowRow 1 · 2020-03-16 · Disposition to issuer · Disposed 9,337.1185 · Balance 0 F1: Certain of these securities were restricted stock units ("RSUs") that represented the reporting person's right to receive shares of Class A common stock of the Issuer. F2: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer and each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per share or RSU, as applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Certain of these securities were restricted stock units ("RSUs") that represented the reporting person's right to receive shares of Class A common stock of the Issuer.
F2: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer and each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per share or RSU, as applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2026 Filed May 29, 2026 20:16 UTC | Spotify Technology S.A. SPOT · Entity 1843 | GrantStock Option · Derivative | 987 | $0.00 Strike: $775.07 | $0.00 |
DisclosureSEC source: 0001628280-26-039194 · wk-form4_1780085790.xml · derivative · entry 2 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 987 Underlying: Ordinary Share · 987 shares Expires 2031-05-28 F1 · derivative.exercise_date: Represents an award of stock option, which vests in equal annual installments through February 15, 2030. Read SEC document |
| May 28, 2026 Filed May 29, 2026 20:16 UTC | Spotify Technology S.A. SPOT · Entity 1843 | GrantStock Option · Derivative | 1,481 | $0.00 Strike: $516.71 | $0.00 |
DisclosureSEC source: 0001628280-26-039194 · wk-form4_1780085790.xml · derivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,481 Underlying: Ordinary Share · 1,481 shares Expires 2031-05-28 F1 · derivative.exercise_date: Represents an award of stock option, which vests in equal annual installments through February 15, 2030. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 14:42 UTC | FRANKLIN PREMIER INCOME TRUST PPT · Entity 8823 | PurchaseClosed-end Fund | 268 | $3.72 | $996.96 |
DisclosureSEC source: 0001666303-22-000008 · primary_doc.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268 Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 14:30 UTC | FRANKLIN MASTER INTERMEDIATE INCOME TRUST PIM · Entity 6513 | PurchaseClosed-end Fund | 298 | $3.35 | $998.30 |
DisclosureSEC source: 0001666303-22-000006 · primary_doc.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298 Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 14:23 UTC | FRANKLIN MANAGED MUNICIPAL INCOME TRUST PMM · Entity 6073 | PurchaseClosed-end Fund | 149 | $6.67 | $993.83 |
DisclosureSEC source: 0001666303-22-000005 · primary_doc.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149 Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 14:36 UTC | FRANKLIN MUNICIPAL OPPORTUNITIES TRUST PMO · Entity 8843 | PurchaseClosed-end Fund | 89 | $11.27 | $1,003.03 |
DisclosureSEC source: 0001666303-22-000007 · primary_doc.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89 Read SEC document |
| May 21, 2020 Filed May 26, 2020 16:28 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | GrantCommon Stock | 2,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001306 · form.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,353 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 19:27 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | Disposition to issuerClass A Common Stock | 9,337.1185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561660-20-000055 · wf-form4_158440120294152.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Certain of these securities were restricted stock units ("RSUs") that represented the reporting person's right to receive shares of Class A common stock of the Issuer. F2 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer and each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per share or RSU, as applicable. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 18:17 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 71.9203 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-20-000022 · wf-form4_158077183610692.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,337.1185 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 18:28 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 4,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-20-000012 · wf-form4_157835327883264.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,265.1982 F1 · shares: Represents restricted stock awards granted for director service. Vests in equal quarterly installments during 2020. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 16:51 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 68.0225 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-19-000136 · wf-form4_157290428898121.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,586.1982 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 13:30 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 81.6491 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-19-000110 · wf-form4_156476701006413.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,518.1757 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| May 16, 2019 Filed May 20, 2019 17:00 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | GrantCommon Stock | 1,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001498 · form.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,422 Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:37 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 79.5266 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-19-000093 · wf-form4_155682941573266.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,436.5266 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 19:53 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 4,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-19-000018 · wf-form4_154690876947931.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,357 F1 · shares: Represents deferred stock units granted for director service. Vests in equal quarterly installments during 2019. Read SEC document |
| May 17, 2018 Filed May 21, 2018 17:07 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | GrantCommon Stock | 1,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001616 · form.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,008 Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:21 UTC | PIONEER NATURAL RESOURCES CO PXD · Entity 91514 | GrantCommon Stock | 1,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001984 · form.xml · nonDerivative · entry 1 Sutphen Mona · CIK 0001646432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,844 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.