Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KINGSTONE COMPANIES, INC.KINS · Entity 6012 | Director | May 28, 2026 | June 01, 2026 |
| National General Holdings Corp.NGHC · Entity 144209 | Executive Vice President | March 05, 2018 | March 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KINGSTONE COMPANIES, INC.
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,366 |
Last balance in matching sequence
After 2026-05-29 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-05-28 · Purchase · Acquired 6,000 · Balance 91,366 F1: Includes 3,149 unvested shares received as director fees. Such shares vest on January 2, 2027, subject to earlier vesting under certain circumstances. Row 2 · 2026-05-29 · Purchase · Acquired 8,000 · Balance 99,366 F2: This transaction was executed in multiple trades at prices ranging from $14.97 to $15.00 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. F1: Includes 3,149 unvested shares received as director fees. Such shares vest on January 2, 2027, subject to earlier vesting under certain circumstances. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,149 unvested shares received as director fees. Such shares vest on January 2, 2027, subject to earlier vesting under certain circumstances.
F2: This transaction was executed in multiple trades at prices ranging from $14.97 to $15.00 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
National General Holdings Corp.
Report date March 05, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 par valueSEC Table I · non-derivative | Direct | 4,766 |
Reported balance
After 2018-03-05 transaction · row 1
1 source rowRow 1 · 2018-03-05 · Sale · Disposed 5,084 · Balance 4,766 F1: Reflects a weighted average sale price of $24.2554 per share, at prices ranging from $24.25 to $24.28 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average sale price of $24.2554 per share, at prices ranging from $24.25 to $24.28 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed Jun 1, 2026 11:54 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | PurchaseCommon Stock | 8,000 | $14.99 | $119,957.60 |
DisclosureSEC source: 0001021771-26-000086 · form4.xml · nonDerivative · entry 2 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,366 F2 · price: This transaction was executed in multiple trades at prices ranging from $14.97 to $15.00 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. F1 · balance_after: Includes 3,149 unvested shares received as director fees. Such shares vest on January 2, 2027, subject to earlier vesting under certain circumstances. Read SEC document |
| May 28, 2026 Filed Jun 1, 2026 11:54 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | PurchaseCommon Stock | 6,000 | $15.50 | $93,000.00 |
DisclosureSEC source: 0001021771-26-000086 · form4.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,366 F1 · balance_after: Includes 3,149 unvested shares received as director fees. Such shares vest on January 2, 2027, subject to earlier vesting under certain circumstances. Read SEC document |
| May 13, 2026 Filed May 13, 2026 21:12 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | PurchaseCommon Stock | 15,201 | $14.36 | $218,286.36 |
DisclosureSEC source: 0001021771-26-000070 · form4.xml · nonDerivative · entry 2 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,366 F3 · price: This transaction was executed in multiple trades at prices ranging from $14.15 to $14.60 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 3,149 unvested shares received as director fees. Such shares vest on January 2, 2027, subject to earlier vesting under certain circumstances. Read SEC document |
| May 12, 2026 Filed May 13, 2026 21:12 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | PurchaseCommon Stock | 15,301 | $14.52 | $222,170.52 |
DisclosureSEC source: 0001021771-26-000070 · form4.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,165 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.97 to $14.75 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 3,149 unvested shares received as director fees. Such shares vest on January 2, 2027, subject to earlier vesting under certain circumstances. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 22:38 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | GrantCommon Stock | 3,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001021771-26-000002 · form4.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,864 F1 · price: Received as director fees. Vests on January 2, 2027, subject to earlier vesting under certain circumstances. F2 · balance_after: Includes 3,149 unvested shares received as director fees. Such shares vest on January 2, 2027, subject to earlier vesting under certain circumstances. Read SEC document |
| May 27, 2025 Filed May 27, 2025 20:58 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | PurchaseCommon Stock | 12,500 | $16.77 | $209,625.00 |
DisclosureSEC source: 0001021771-25-000089 · form4.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,715 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.65 to $16.85 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 3,489 unvested shares received as director fees. Such shares vest on January 2, 2026, subject to earlier vesting under certain circumstances. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:17 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | PurchaseCommon Stock | 11,000 | $16.11 | $177,247.40 |
DisclosureSEC source: 0001021771-25-000083 · form4.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,215 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.90 to $16.35 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 3,489 unvested shares received as director fees. Such shares vest on January 2, 2026, subject to earlier vesting under certain circumstances. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:43 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | GrantCommon Stock | 3,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001021771-25-000012 · form4.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,215 F1 · price: Received as director fees. Vests on January 2, 2026, subject to earlier vesting under certain circumstances. F2 · balance_after: Includes 3,489 unvested shares received as director fees. Such shares vest on January 2, 2026, subject to earlier vesting under certain circumstances. Read SEC document |
| November 21, 2024 Filed Nov 21, 2024 21:33 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | PurchaseCommon Stock | 5,000 | $13.45 | $67,250.00 |
DisclosureSEC source: 0001021771-24-000209 · form4.xml · nonDerivative · entry 3 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,726 Read SEC document |
| November 20, 2024 Filed Nov 21, 2024 21:33 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | PurchaseCommon Stock | 5,000 | $13.25 | $66,250.00 |
DisclosureSEC source: 0001021771-24-000209 · form4.xml · nonDerivative · entry 2 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,726 F2 · balance_after: Includes 6,114 unvested shares received as director fees. Such shares vest on January 2, 2025, subject to earlier vesting under certain circumstances. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:33 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | PurchaseCommon Stock | 5,112 | $11.94 | $61,037.28 |
DisclosureSEC source: 0001021771-24-000209 · form4.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,726 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.75 to $13.10 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 6,114 unvested shares received as director fees. Such shares vest on January 2, 2025, subject to earlier vesting under certain circumstances. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 23:19 UTC | KINGSTONE COMPANIES, INC. KINS · Entity 6012 | GrantCommon Stock | 6,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001021771-24-000148 · form4.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,614 F1 · price: Received as director fees. F2 · balance_after: Includes 6,114 unvested shares received as director fees. Such shares vest on January 2, 2025, subject to earlier vesting under certain circumstances. Read SEC document |
| March 05, 2018 Filed Mar 5, 2018 17:02 UTC | National General Holdings Corp. NGHC · Entity 144209 | SaleCommon Stock, $.01 par value | 5,084 | $24.26 | $123,314.45 |
DisclosureSEC source: 0001578735-18-000026 · wf-form4_152028735061496.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,766 F1 · price: Reflects a weighted average sale price of $24.2554 per share, at prices ranging from $24.25 to $24.28 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionRestricted Stock Units · Derivative | 2,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · derivative · entry 9 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333 Underlying: Common Stock, $.01 par value · 2,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F10 · derivative.exercise_date: On February 28, 2017, Mr. Newgarden received restricted stock units representing 6,498 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F10 · derivative.expiration_date: On February 28, 2017, Mr. Newgarden received restricted stock units representing 6,498 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | Tax withholdingCommon Stock, $.01 par value | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · nonDerivative · entry 6 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,850 F6 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 28, 2017. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 2,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · nonDerivative · entry 5 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 28, 2017. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionRestricted Stock Units · Derivative | 2,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · derivative · entry 8 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.01 par value · 2,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F9 · derivative.exercise_date: On February 27, 2015, Mr. Newgarden received restricted stock units representing 8,619 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F9 · derivative.expiration_date: On February 27, 2015, Mr. Newgarden received restricted stock units representing 8,619 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | Tax withholdingCommon Stock, $.01 par value | 1,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · nonDerivative · entry 4 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,505 F4 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 2,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · nonDerivative · entry 3 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | GrantRestricted Stock Units · Derivative | 9,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · derivative · entry 10 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,924 Underlying: Common Stock, $.01 par value · 9,924 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F11 · derivative.exercise_date: On February 26, 2018, Mr. Newgarden received restricted stock units representing 9,924 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F11 · derivative.expiration_date: On February 26, 2018, Mr. Newgarden received restricted stock units representing 9,924 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionRestricted Stock Units · Derivative | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · derivative · entry 7 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,669 Underlying: Common Stock, $.01 par value · 2,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F8 · derivative.exercise_date: On February 26, 2016, Mr. Newgarden received restricted stock units representing 8,004 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F8 · derivative.expiration_date: On February 26, 2016, Mr. Newgarden received restricted stock units representing 8,004 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | Tax withholdingCommon Stock, $.01 par value | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · nonDerivative · entry 2 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 F2 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:41 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-18-000022 · wf-form4_151985358028576.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:37 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionOption to Purchase Common Stock · Derivative | 40,100 | $10.50 Strike: $10.50 | $421,050.00 |
DisclosureSEC source: 0001578735-17-000049 · wf-form4_149133822311839.xml · derivative · entry 3 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,775 Underlying: Common Stock, $.01 par value · 40,100 shares Expires 2023-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:37 UTC | National General Holdings Corp. NGHC · Entity 144209 | SaleCommon Stock, $.01 par value | 40,100 | $23.66 | $948,810.11 |
DisclosureSEC source: 0001578735-17-000049 · wf-form4_149133822311839.xml · nonDerivative · entry 2 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,184 F1 · price: Reflects a weighted average purchase price of $23.6611 per share, at prices ranging from $23.55 to $23.73 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:37 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 40,100 | $10.50 | $421,050.00 |
DisclosureSEC source: 0001578735-17-000049 · wf-form4_149133822311839.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 18:39 UTC | National General Holdings Corp. NGHC · Entity 144209 | GrantRestricted Stock Units · Derivative | 6,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-17-000018 · wf-form4_148832515172971.xml · derivative · entry 7 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,498 Underlying: Common Stock, $.01 par value · 6,498 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F8 · derivative.exercise_date: On February 28, 2017, Mr. Newgarden received restricted stock units representing 6,498 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F8 · derivative.expiration_date: On February 28, 2017, Mr. Newgarden received restricted stock units representing 6,498 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 18:39 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionRestricted Stock Units · Derivative | 2,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-17-000018 · wf-form4_148832515172971.xml · derivative · entry 6 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,873 Underlying: Common Stock, $.01 par value · 2,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F7 · derivative.exercise_date: On February 27, 2015, Mr. Newgarden received restricted stock units representing 8,619 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F7 · derivative.expiration_date: On February 27, 2015, Mr. Newgarden received restricted stock units representing 8,619 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 18:39 UTC | National General Holdings Corp. NGHC · Entity 144209 | Tax withholdingCommon Stock, $.01 par value | 1,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-17-000018 · wf-form4_148832515172971.xml · nonDerivative · entry 4 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,184 F4 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 18:39 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 2,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-17-000018 · wf-form4_148832515172971.xml · nonDerivative · entry 3 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 18:39 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-17-000018 · wf-form4_148832515172971.xml · derivative · entry 5 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,337 Underlying: Common Stock, $.01 par value · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. F6 · derivative.exercise_date: On February 26, 2016, Mr. Newgarden received restricted stock units representing 8,004 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. F6 · derivative.expiration_date: On February 26, 2016, Mr. Newgarden received restricted stock units representing 8,004 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 18:39 UTC | National General Holdings Corp. NGHC · Entity 144209 | Tax withholdingCommon Stock, $.01 par value | 1,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-17-000018 · wf-form4_148832515172971.xml · nonDerivative · entry 2 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,380 F2 · shares: Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 18:39 UTC | National General Holdings Corp. NGHC · Entity 144209 | Exercise / conversionCommon Stock, $.01 par value | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001578735-17-000018 · wf-form4_148832515172971.xml · nonDerivative · entry 1 Newgarden Thomas · CIK 0001591561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.