Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CRAWFORD UNITED CorpCRAWA · Entity 67513 | Director · 10% owner | February 06, 2026 | February 06, 2026 |
| INVACARE HOLDINGS CorpIVCRQ · Entity 86444 | Director · 10% owner | November 01, 2023 | November 03, 2023 |
| PARK OHIO HOLDINGS CORPPKOH · Entity 5292 | Director | May 29, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CRAWFORD UNITED Corp
Report date February 06, 2026 · Filed February 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Disposition to issuer · Disposed 30,250 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. |
| Class A Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2026-02-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-06 · Disposition to issuer · Disposed 336,203 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F2: The securities reported herein include (i) 42,500 Class B Common Shares and 168,101 Class A Common Shares owned directly by Seven Investors, LLC and (ii) 42,500 Class B Common Shares and 168,102 Class A Common Shares owned directly by the LJNP Investment Trust. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| Class B Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2026-02-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-02-06 · Disposition to issuer · Disposed 85,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F2: The securities reported herein include (i) 42,500 Class B Common Shares and 168,101 Class A Common Shares owned directly by Seven Investors, LLC and (ii) 42,500 Class B Common Shares and 168,102 Class A Common Shares owned directly by the LJNP Investment Trust. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes.
F2: The securities reported herein include (i) 42,500 Class B Common Shares and 168,101 Class A Common Shares owned directly by Seven Investors, LLC and (ii) 42,500 Class B Common Shares and 168,102 Class A Common Shares owned directly by the LJNP Investment Trust. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
INVACARE HOLDINGS Corp
Report date November 01, 2023 · Filed November 03, 2023
Jointly reported with Azurite Management LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,209 |
Reported balance
After 2023-11-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-11-01 · Grant · Acquired 87,209 · Balance 87,209 F1: The restricted stock units vest in one installment on May 5, 2024, subject to the reporting person's continued service on the board of directors. |
| Common StockSEC Table I · non-derivative | IndirectAs sole manager of Azurite Management LLC | 535,312 |
Reported balance
Holding disclosure · report date 2023-11-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 535,312 F2: Investment funds affiliated with Azurite Management LLC (collectively, "Azurite") are the owner of record of these securities. Mr. Rosen, in his capacity as the sole manager of Azurite Management LLC, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have an indirect beneficial ownership of the securities held by Azurite. Mr. Rosen disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vest in one installment on May 5, 2024, subject to the reporting person's continued service on the board of directors.
F2: Investment funds affiliated with Azurite Management LLC (collectively, "Azurite") are the owner of record of these securities. Mr. Rosen, in his capacity as the sole manager of Azurite Management LLC, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have an indirect beneficial ownership of the securities held by Azurite. Mr. Rosen disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
PARK OHIO HOLDINGS CORP
Report date May 29, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,716 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 3,072 · Balance 56,716 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Eve Holding, Inc.
Report date May 09, 2022 · Filed May 09, 2022
Jointly reported with Zanite Sponsor LLC, Ricci Kenneth
Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2022-05-09 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2022-05-09 · Exercise / conversion · Acquired 5,050,000 · Balance 5,050,000 F1: In connection with the closing (the "Closing") of the business combination (the "Business Combination") among the Issuer (which was formerly known as Zanite Acquisition Corp.) Embraer S.A., a Brazilian corporation (sociedade anonima) ("Embraer"), EVE UAM, LLC, a Delaware limited liability company ("Eve"), and Embraer Aircraft Holding, Inc., a Delaware corporation ("EAH"), among other things, (i) each of the issued and outstanding shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249618) and (ii) F2: (Continued from Footnote 1), each of the issued and outstanding shares of Class A common stock of the Issuer converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the Issuer's second amended and restated certificate of incorporation filed with the Secretary of State of the state of Delaware on the date of the Closing in connection with the Business Combination. F3: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Row 2 · 2022-05-09 · Grant · Acquired 2,500,000 · Balance 7,550,000 F5: In connection with the Closing of the Business Combination, the Sponsor purchased 2,500,000 shares of common stock from the Issuer in a private placement transaction. F3: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Row 3 · 2022-05-09 · Other · Disposed 7,550,000 · Balance 0 F6: Such dispositions reflect the pro rata distribution by the Sponsor of all of its securities to its members for no consideration pursuant to the Sponsor's limited liability company agreement in connection with a liquidation of the assets of the Sponsor. F3: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-09 · Exercise / conversion · Disposed 5,050,000 · Balance 0 F1: In connection with the closing (the "Closing") of the business combination (the "Business Combination") among the Issuer (which was formerly known as Zanite Acquisition Corp.) Embraer S.A., a Brazilian corporation (sociedade anonima) ("Embraer"), EVE UAM, LLC, a Delaware limited liability company ("Eve"), and Embraer Aircraft Holding, Inc., a Delaware corporation ("EAH"), among other things, (i) each of the issued and outstanding shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249618) and (ii) F2: (Continued from Footnote 1), each of the issued and outstanding shares of Class A common stock of the Issuer converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the Issuer's second amended and restated certificate of incorporation filed with the Secretary of State of the state of Delaware on the date of the Closing in connection with the Business Combination. F3: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-05-09 | Direct | 14,250,000 |
Reported balance
After 2022-05-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-09 · Grant · Acquired 14,250,000 · Balance 14,250,000 F7: The private placement warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Persons until the Closing. Each private placement warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The private placement warrants may be exercised commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation. The private placement warrants consist of (i) 9,650,000 private placement warrants purchased by the Sponsor in a private placement from the Issuer simultaneously with the consummation of the Issuer's initial public offering, (ii) F8: (Continued from Footnote 6), 2,300,000 private placement warrants purchased by the Sponsor in a private placement from the Issuer on May 18, 2021 and (iii) 2,300,000 private placement warrants purchased by the Sponsor in a private placement from the Issuer on November 16, 2021. F3: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-05-09 | Direct | 0 |
Reported balance
After 2022-05-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-09 · Other · Disposed 14,250,000 · Balance 0 F6: Such dispositions reflect the pro rata distribution by the Sponsor of all of its securities to its members for no consideration pursuant to the Sponsor's limited liability company agreement in connection with a liquidation of the assets of the Sponsor. F3: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the closing (the "Closing") of the business combination (the "Business Combination") among the Issuer (which was formerly known as Zanite Acquisition Corp.) Embraer S.A., a Brazilian corporation (sociedade anonima) ("Embraer"), EVE UAM, LLC, a Delaware limited liability company ("Eve"), and Embraer Aircraft Holding, Inc., a Delaware corporation ("EAH"), among other things, (i) each of the issued and outstanding shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249618) and (ii)
F2: (Continued from Footnote 1), each of the issued and outstanding shares of Class A common stock of the Issuer converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the Issuer's second amended and restated certificate of incorporation filed with the Secretary of State of the state of Delaware on the date of the Closing in connection with the Business Combination.
F3: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor.
F4: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
F5: In connection with the Closing of the Business Combination, the Sponsor purchased 2,500,000 shares of common stock from the Issuer in a private placement transaction.
F6: Such dispositions reflect the pro rata distribution by the Sponsor of all of its securities to its members for no consideration pursuant to the Sponsor's limited liability company agreement in connection with a liquidation of the assets of the Sponsor.
F7: The private placement warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Persons until the Closing. Each private placement warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The private placement warrants may be exercised commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation. The private placement warrants consist of (i) 9,650,000 private placement warrants purchased by the Sponsor in a private placement from the Issuer simultaneously with the consummation of the Issuer's initial public offering, (ii)
F8: (Continued from Footnote 6), 2,300,000 private placement warrants purchased by the Sponsor in a private placement from the Issuer on May 18, 2021 and (iii) 2,300,000 private placement warrants purchased by the Sponsor in a private placement from the Issuer on November 16, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed Jun 1, 2026 14:53 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 3,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-039324 · wk-form4_1780325621.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,716 Read SEC document |
| February 06, 2026 Filed Feb 6, 2026 08:30 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | Disposition to issuerClass B Common Shares | 85,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-003274 · rdgdoc.xml · nonDerivative · entry 3 Rosen Steven H · CIK 0001535144 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F2 · ownership.nature: The securities reported herein include (i) 42,500 Class B Common Shares and 168,101 Class A Common Shares owned directly by Seven Investors, LLC and (ii) 42,500 Class B Common Shares and 168,102 Class A Common Shares owned directly by the LJNP Investment Trust. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 06, 2026 Filed Feb 6, 2026 08:30 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | Disposition to issuerClass A Common Shares | 336,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-003274 · rdgdoc.xml · nonDerivative · entry 2 Rosen Steven H · CIK 0001535144 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F2 · ownership.nature: The securities reported herein include (i) 42,500 Class B Common Shares and 168,101 Class A Common Shares owned directly by Seven Investors, LLC and (ii) 42,500 Class B Common Shares and 168,102 Class A Common Shares owned directly by the LJNP Investment Trust. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 06, 2026 Filed Feb 6, 2026 08:30 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | Disposition to issuerClass A Common Shares | 30,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-003274 · rdgdoc.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. Read SEC document |
| June 16, 2025 Filed Jun 17, 2025 17:07 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 4,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-25-000063 · wk-form4_1750180065.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,644 Read SEC document |
| June 26, 2024 Filed Jun 27, 2024 18:50 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 4,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-24-000096 · wk-form4_1719514237.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,800 Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 16:35 UTC | INVACARE HOLDINGS Corp IVCRQ · Entity 86444 | GrantCommon Stock | 87,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-058873 · ownership.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director · 10% owner Azurite Management LLC · CIK 0001933086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,209 F1 · kind: The restricted stock units vest in one installment on May 5, 2024, subject to the reporting person's continued service on the board of directors. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 16:30 UTC | INVACARE HOLDINGS Corp IVCRQ · Entity 86444 | GrantWarrant (right to buy) · Derivative | 2,756,884 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0000950170-23-048792 · ownership.xml · derivative · entry 1 Rosen Steven H · CIK 0001535144 · Director · 10% owner Azurite Management LLC · CIK 0001933086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 2,756,884 Underlying: Common Stock · 2,756,884 shares Expires 2033-05-05 F1 · derivative.exercise_date: The warrant vests in three equal annual instalments beginning on May 5, 2024. F2 · ownership.nature: The warrant is held of record by Azurite Management LLC. Mr. Rosen, in his capacity as the sole manager of Azurite Management LLC, has the ability to indirectly control the voting and disposition of securities held of record by Azurite Management LLC and, as such, may be deemed to have indirect beneficial ownership of the securities held of record by Azurite Management LLC. Mr. Rosen disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 16:40 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-23-000058 · wk-form4_1685724034.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,450 Read SEC document |
| May 05, 2023 Filed May 5, 2023 17:52 UTC | INVACARE HOLDINGS Corp IVCRQ · Entity 86444 | OtherCommon Shares | 3,665,233 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012359 · doc4.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 0 F1 · kind: On January 31, 2023, Invacare Corporation (the "Issuer") and certain of its direct and indirect subsidiaries (collectively with the Issuer, the "Debtors") filed a voluntary petition (the "Chapter 11 Cases") under chapter 11 of the U.S. Bankruptcy Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") and on April 28, 2023 the Bankruptcy Court entered an order (the "Confirmation Order") confirming the chapter 11 plan of reorganization of the Debtors in their chapter 11 cases (the "Plan"). On May 5, 2023 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. F2 · kind: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Confirmation Order and in the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer merged with a wholly owned subsidiary of Invacare Holdings Corporation, a Delaware corporation ("New Parent"), and (i) all of the Issuer's common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. New Parent is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Mr. Rosen will continue as a Director of New Parent. F1 · price: On January 31, 2023, Invacare Corporation (the "Issuer") and certain of its direct and indirect subsidiaries (collectively with the Issuer, the "Debtors") filed a voluntary petition (the "Chapter 11 Cases") under chapter 11 of the U.S. Bankruptcy Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") and on April 28, 2023 the Bankruptcy Court entered an order (the "Confirmation Order") confirming the chapter 11 plan of reorganization of the Debtors in their chapter 11 cases (the "Plan"). On May 5, 2023 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. F2 · price: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Confirmation Order and in the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer merged with a wholly owned subsidiary of Invacare Holdings Corporation, a Delaware corporation ("New Parent"), and (i) all of the Issuer's common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. New Parent is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Mr. Rosen will continue as a Director of New Parent. F3 · ownership.nature: Azurite Management LLC ("Azurite") was the owner of record of the securities reported herein. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have had indirect beneficial ownership of the securities held by Azurite. Mr. Rosen disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 05, 2023 Filed May 23, 2023 20:13 UTC Amendment | INVACARE HOLDINGS Corp IVCRQ · Entity 86444 | Grant7.50% Convertible Senior Secured Notes due 2028 · Derivative | Not disclosed | $7,500,000.00 Strike: $1.72 | $7,500,000.00 |
DisclosureSEC source: 0000899243-23-013758 · doc4a.xml · derivative · entry 4 Rosen Steven H · CIK 0001535144 · Director · 10% owner Azurite Management LLC · CIK 0001933086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 4,360,465 shares Expires 2028-05-01 F3 · ownership.nature: Investment funds affiliated with Azurite Management LLC (collectively, "Azurite") are the owner of record of the securities reported herein. Mr. Rosen, in his capacity as the sole manager of Azurite Management LLC, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have an indirect beneficial ownership of the securities held by Azurite. Mr. Rosen disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 05, 2023 Filed May 23, 2023 20:13 UTC Amendment | INVACARE HOLDINGS Corp IVCRQ · Entity 86444 | Grant9.00% Series A Convertible Participating Preferred Stock · Derivative | 490,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-013758 · doc4a.xml · derivative · entry 3 Rosen Steven H · CIK 0001535144 · Director · 10% owner Azurite Management LLC · CIK 0001933086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 490,912 Underlying: Common Stock · 490,912 shares Expires not disclosed F6 · derivative.exercise_price: The Convertible Preferred Stock has no expiration date. At any time on or after the earlier to occur of November 6, 2023, or the occurrence of certain liquidation, dissolution or mandatory redemption events, holders of shares of Convertible Preferred Stock shall have the option to convert all or a portion of their shares of Convertible Preferred Stock into shares of the Issuer's common stock at rate of $25.00 divided by $1.72076211. The Convertible Preferred Stock contains automatic adjustment features to the convertibility ratio as a result of, among other things, an accruing payment-in-kind dividend feature. F4 · price: On the Effective Date, Azurite acquired 535,312 shares of the Issuer's Common Stock and 490,912 shares of the Issuer's 9.00% Series A Convertible Participating Preferred Stock, par value $0.001 per share (the "Convertible Preferred Stock"). Of these shares, Azurite acquired an aggregate of 187,796 shares of Convertible Preferred Stock at a price of $25.00 per share pursuant to (i) a rights offering of the Convertible Preferred Stock conducted by the Issuer as a part of the Plan (the "Rights Offering") and (ii) that certain First Amended and Restated Backstop Commitment Agreement dated as of March 29, 2023 (the "Backstop Commitment Agreement") by and among Invacare Corporation and certain other holders of unsecured note claims. Pursuant to the Backstop Commitment Agreement, subject to the terms and conditions set forth therein, Azurite agreed to acquire an allocable portion of the shares of the Issuer's Convertible Preferred Stock not sold during the Rights Offering. F5 · price: (Continued from footnote 4) All of the shares of Common Stock reported herein and the balance of the shares of Convertible Preferred Stock were acquired by Azurite pursuant to the Plan in exchange for unsecured note claims and backstop fee claims held by the Reporting Persons. F6 · derivative.expiration_date: The Convertible Preferred Stock has no expiration date. At any time on or after the earlier to occur of November 6, 2023, or the occurrence of certain liquidation, dissolution or mandatory redemption events, holders of shares of Convertible Preferred Stock shall have the option to convert all or a portion of their shares of Convertible Preferred Stock into shares of the Issuer's common stock at rate of $25.00 divided by $1.72076211. The Convertible Preferred Stock contains automatic adjustment features to the convertibility ratio as a result of, among other things, an accruing payment-in-kind dividend feature. F3 · ownership.nature: Investment funds affiliated with Azurite Management LLC (collectively, "Azurite") are the owner of record of the securities reported herein. Mr. Rosen, in his capacity as the sole manager of Azurite Management LLC, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have an indirect beneficial ownership of the securities held by Azurite. Mr. Rosen disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 05, 2023 Filed May 23, 2023 20:13 UTC Amendment | INVACARE HOLDINGS Corp IVCRQ · Entity 86444 | GrantCommon Shares | 535,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-013758 · doc4a.xml · nonDerivative · entry 2 Rosen Steven H · CIK 0001535144 · Director · 10% owner Azurite Management LLC · CIK 0001933086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 535,312 F4 · price: On the Effective Date, Azurite acquired 535,312 shares of the Issuer's Common Stock and 490,912 shares of the Issuer's 9.00% Series A Convertible Participating Preferred Stock, par value $0.001 per share (the "Convertible Preferred Stock"). Of these shares, Azurite acquired an aggregate of 187,796 shares of Convertible Preferred Stock at a price of $25.00 per share pursuant to (i) a rights offering of the Convertible Preferred Stock conducted by the Issuer as a part of the Plan (the "Rights Offering") and (ii) that certain First Amended and Restated Backstop Commitment Agreement dated as of March 29, 2023 (the "Backstop Commitment Agreement") by and among Invacare Corporation and certain other holders of unsecured note claims. Pursuant to the Backstop Commitment Agreement, subject to the terms and conditions set forth therein, Azurite agreed to acquire an allocable portion of the shares of the Issuer's Convertible Preferred Stock not sold during the Rights Offering. F5 · price: (Continued from footnote 4) All of the shares of Common Stock reported herein and the balance of the shares of Convertible Preferred Stock were acquired by Azurite pursuant to the Plan in exchange for unsecured note claims and backstop fee claims held by the Reporting Persons. F3 · ownership.nature: Investment funds affiliated with Azurite Management LLC (collectively, "Azurite") are the owner of record of the securities reported herein. Mr. Rosen, in his capacity as the sole manager of Azurite Management LLC, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have an indirect beneficial ownership of the securities held by Azurite. Mr. Rosen disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 05, 2023 Filed May 23, 2023 20:13 UTC Amendment | INVACARE HOLDINGS Corp IVCRQ · Entity 86444 | OtherCommon Shares | 3,665,233 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013758 · doc4a.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director · 10% owner Azurite Management LLC · CIK 0001933086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 0 F1 · kind: On January 31, 2023, Invacare Corporation (the "Issuer") and certain of its direct and indirect subsidiaries (collectively with the Issuer, the "Debtors") filed a voluntary petition (the "Chapter 11 Cases") under chapter 11 of the U.S. Bankruptcy Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") and on April 28, 2023 the Bankruptcy Court entered an order (the "Confirmation Order") confirming the chapter 11 plan of reorganization of the Debtors in their chapter 11 cases (the "Plan"). On May 5, 2023 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. F2 · kind: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Confirmation Order and in the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer merged with a wholly owned subsidiary of Invacare Holdings Corporation, a Delaware corporation ("New Parent"), and (i) all of the Issuer's common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. New Parent is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Mr. Rosen will continue as a Director of New Parent. F1 · price: On January 31, 2023, Invacare Corporation (the "Issuer") and certain of its direct and indirect subsidiaries (collectively with the Issuer, the "Debtors") filed a voluntary petition (the "Chapter 11 Cases") under chapter 11 of the U.S. Bankruptcy Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") and on April 28, 2023 the Bankruptcy Court entered an order (the "Confirmation Order") confirming the chapter 11 plan of reorganization of the Debtors in their chapter 11 cases (the "Plan"). On May 5, 2023 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. F2 · price: On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Confirmation Order and in the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer merged with a wholly owned subsidiary of Invacare Holdings Corporation, a Delaware corporation ("New Parent"), and (i) all of the Issuer's common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. New Parent is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Mr. Rosen will continue as a Director of New Parent. F3 · ownership.nature: Investment funds affiliated with Azurite Management LLC (collectively, "Azurite") are the owner of record of the securities reported herein. Mr. Rosen, in his capacity as the sole manager of Azurite Management LLC, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have an indirect beneficial ownership of the securities held by Azurite. Mr. Rosen disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 21:59 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | Disposition to issuerCommon Shares, no par value | 24,671 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-036592 · doc4.xml · nonDerivative · entry 3 Rosen Steven H · CIK 0001535144 · Director · Group member formerly over 10% Azurite Management LLC · CIK 0001933086 · Group member formerly over 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · price: Represents Mr. Rosen's voluntary return to the Issuer for no consideration of outstanding restricted stock units ("RSUs"), which were previously granted to him as a member of the Issuer's board of directors on August 22, 2022 (as reported on his Form 4 on August 24, 2022). Mr. Edward V. Crawford, another member of the Issuer's board of directors, also simultaneously returned the same number of RSUs for no consideration (as reported on his separate Form 4). The returns were approved by the Issuer's board of directors under Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F6 · price: The sales of the Common Shares and the returns of RSUs by Messrs. Rosen and Crawford were carried out to ensure the group of which the Reporting Persons are members (including Mr. Rosen, Azurite, Crawford United Corporation ("Crawford United"), Edward F. Crawford and Matthew V. Crawford, and collectively, the "Group")) collectively beneficially own less than 10% of the Issuer's total voting power. The Group members undertook these transactions promptly upon their discovery that the Group may have inadvertently become subject to Section 1704 of the Ohio Revised Code when previously exceeding 10% of the Issuer's total voting power. Following this slight reduction in the Group's ownership, Mr. Rosen and Mr. Crawford continue to serve as members of the Issuer's board of directors. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:59 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | SaleCommon Shares, no par value | 102,820 | $0.38 | $39,174.42 |
DisclosureSEC source: 0000899243-22-036592 · doc4.xml · nonDerivative · entry 2 Rosen Steven H · CIK 0001535144 · Director · Group member formerly over 10% Azurite Management LLC · CIK 0001933086 · Group member formerly over 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,665,233 F2 · price: The price reported in column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging from $0.370 to $0.410, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the range specified herein. F4 · price: This Form 4 is being filed as a result of sales of Common Shares by Azurite. The sales were effected at prices below the prices of the purchases reported in the Form 4s filed by the Reporting Persons on June 7, 2022 (as amended on June 8, 2022) and June 27, 2022, such that there is no profit for purposes of Section 16(b) and the rules promulgated thereunder. F6 · price: The sales of the Common Shares and the returns of RSUs by Messrs. Rosen and Crawford were carried out to ensure the group of which the Reporting Persons are members (including Mr. Rosen, Azurite, Crawford United Corporation ("Crawford United"), Edward F. Crawford and Matthew V. Crawford, and collectively, the "Group")) collectively beneficially own less than 10% of the Issuer's total voting power. The Group members undertook these transactions promptly upon their discovery that the Group may have inadvertently become subject to Section 1704 of the Ohio Revised Code when previously exceeding 10% of the Issuer's total voting power. Following this slight reduction in the Group's ownership, Mr. Rosen and Mr. Crawford continue to serve as members of the Issuer's board of directors. F3 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. Mr. Rosen disclaims beneficial ownership of the Common Shares owned by Azurite, except to the extent of his pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:59 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | SaleCommon Shares, no par value | 20,000 | $0.45 | $9,060.00 |
DisclosureSEC source: 0000899243-22-036592 · doc4.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director · Group member formerly over 10% Azurite Management LLC · CIK 0001933086 · Group member formerly over 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,768,053 F1 · price: The price reported in column 4 is a weighted average price. These common shares, no par value (the "Common Shares"), were sold in multiple transactions at prices ranging from $0.460 to $0.462, inclusive. The Reporting Persons undertake to provide to Invacare Corporation (the "Issuer"), any securityholder of the Issuer or the staff of the Securities and Exchange Commission ("SEC Staff"), upon request, full information regarding the number of shares sold at each price within the range specified herein. F4 · price: This Form 4 is being filed as a result of sales of Common Shares by Azurite. The sales were effected at prices below the prices of the purchases reported in the Form 4s filed by the Reporting Persons on June 7, 2022 (as amended on June 8, 2022) and June 27, 2022, such that there is no profit for purposes of Section 16(b) and the rules promulgated thereunder. F6 · price: The sales of the Common Shares and the returns of RSUs by Messrs. Rosen and Crawford were carried out to ensure the group of which the Reporting Persons are members (including Mr. Rosen, Azurite, Crawford United Corporation ("Crawford United"), Edward F. Crawford and Matthew V. Crawford, and collectively, the "Group")) collectively beneficially own less than 10% of the Issuer's total voting power. The Group members undertook these transactions promptly upon their discovery that the Group may have inadvertently become subject to Section 1704 of the Ohio Revised Code when previously exceeding 10% of the Issuer's total voting power. Following this slight reduction in the Group's ownership, Mr. Rosen and Mr. Crawford continue to serve as members of the Issuer's board of directors. F3 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. Mr. Rosen disclaims beneficial ownership of the Common Shares owned by Azurite, except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2022 Filed Nov 16, 2022 21:53 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | SaleCommon Shares, no par value | 20,000 | $0.49 | $9,720.00 |
DisclosureSEC source: 0000899243-22-036080 · doc4.xml · nonDerivative · entry 3 Rosen Steven H · CIK 0001535144 · Director · 10% owner · Member of a 10% owner group Azurite Management LLC · CIK 0001933086 · 10% owner · Member of a 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,788,053 F3 · price: The price reported in column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging from $0.490 to $0.493, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the range specified herein. F5 · price: This Form 4 is being filed as a result of sales of Common Shares by Azurite. The sales were effected at prices below the prices of the purchases reported in the Form 4s filed by the Reporting Persons on June 7, 2022 (as amended on June 8, 2022) and June 27, 2022, such that there is no profit for purposes of Section 16(b) and the rules promulgated thereunder. F4 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. The Reporting Persons disclaim beneficial ownership of the Common Shares owned by Azurite, except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:53 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | SaleCommon Shares, no par value | 78,025 | $0.50 | $38,700.40 |
DisclosureSEC source: 0000899243-22-036080 · doc4.xml · nonDerivative · entry 2 Rosen Steven H · CIK 0001535144 · Director · 10% owner · Member of a 10% owner group Azurite Management LLC · CIK 0001933086 · 10% owner · Member of a 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,808,053 F2 · price: The price reported in column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging from $0.500 to $0.505, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the range specified herein. F5 · price: This Form 4 is being filed as a result of sales of Common Shares by Azurite. The sales were effected at prices below the prices of the purchases reported in the Form 4s filed by the Reporting Persons on June 7, 2022 (as amended on June 8, 2022) and June 27, 2022, such that there is no profit for purposes of Section 16(b) and the rules promulgated thereunder. F4 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. The Reporting Persons disclaim beneficial ownership of the Common Shares owned by Azurite, except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 21:53 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | SaleCommon Shares, no par value | 60,480 | $0.50 | $30,360.96 |
DisclosureSEC source: 0000899243-22-036080 · doc4.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director · 10% owner · Member of a 10% owner group Azurite Management LLC · CIK 0001933086 · 10% owner · Member of a 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,886,078 F1 · price: The price reported in column 4 is a weighted average price. These common shares, no par value (the "Common Shares"), were sold in multiple transactions at prices ranging from $0.510 to $0.517, inclusive. The Reporting Persons undertake to provide to Invacare Corporation (the "Issuer"), any securityholder of the Issuer or the staff of the Securities and Exchange Commission ("SEC Staff"), upon request, full information regarding the number of shares sold at each price within the range specified herein. F5 · price: This Form 4 is being filed as a result of sales of Common Shares by Azurite. The sales were effected at prices below the prices of the purchases reported in the Form 4s filed by the Reporting Persons on June 7, 2022 (as amended on June 8, 2022) and June 27, 2022, such that there is no profit for purposes of Section 16(b) and the rules promulgated thereunder. F4 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. The Reporting Persons disclaim beneficial ownership of the Common Shares owned by Azurite, except to the extent of his pecuniary interest therein. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:45 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | GrantCommon Shares, no par value | 24,671 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-029710 · doc4.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director · 10% owner · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,671 F1 · shares: Restricted stock units granted pursuant to the Invacare Corporation 2018 Equity Compensation Plan in an exempt transaction under Rule 16b-3, in connection with the Reporting Person's appointment as a member of the board of directors on August 22, 2022. These restricted stock units vest, subject to the Reporting Person's continued service on the board of directors, in full on November 15, 2023. Read SEC document |
| June 27, 2022 Filed Jun 27, 2022 21:51 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | PurchaseCommon Shares, no par value | 50,000 | $1.51 | $75,500.00 |
DisclosureSEC source: 0000899243-22-024350 · doc4.xml · nonDerivative · entry 2 Rosen Steven H · CIK 0001535144 · 10% owner · Member of a 10% owner group Azurite Management LLC · CIK 0001933086 · 10% owner · Member of a 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,946,558 F2 · price: The price reported in column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging from $1.50 to $1.5362, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder of the Issuer or the staff of the SEC, upon request, full information regarding the number of Common Shares sold at each price within the range specified herein. F3 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. Read SEC document |
| June 21, 2022 Filed Jun 27, 2022 21:51 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | PurchaseCommon Shares, no par value | 100,000 | $1.44 | $144,000.00 |
DisclosureSEC source: 0000899243-22-024350 · doc4.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · 10% owner · Member of a 10% owner group Azurite Management LLC · CIK 0001933086 · 10% owner · Member of a 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,896,558 F1 · price: The price reported in column 4 is a weighted average price. These common shares, no par value (the "Common Shares") were sold in multiple transactions at prices ranging from $1.3666 to $1.53, inclusive. The Reporting Persons undertake to provide to Invacare Corporation (the "Issuer"), any securityholder of the Issuer or the staff of the Securities and Exchange Commission ("SEC Staff"), upon request, full information regarding the number of shares sold at each price within the range specified herein. F3 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 15:59 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-22-000052 · wf-form4_165530878198066.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,450 Read SEC document |
| June 06, 2022 Filed Jun 7, 2022 21:35 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | PurchaseCommon Shares, no par value | 100,000 | $1.27 | $126,500.00 |
DisclosureSEC source: 0000899243-22-021417 · doc4.xml · nonDerivative · entry 2 Rosen Steven H · CIK 0001535144 · 10% owner · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,796,558 F2 · price: The price reported in column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging from $1.30 to $1.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the SEC, upon request, full information regarding the number of Common Shares sold at each price within the range specified herein. F3 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:47 UTC Amendment | INVACARE HOLDINGS Corp IVC · Entity 86444 | PurchaseCommon Shares, no par value | 100,000 | $1.27 | $126,500.00 |
DisclosureSEC source: 0000899243-22-021548 · doc4a.xml · nonDerivative · entry 2 Rosen Steven H · CIK 0001535144 · 10% owner · Member of a 10% owner group Azurite Management LLC · CIK 0001933086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,796,558 F2 · price: The price reported in column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging from $1.30 to $1.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder of the Issuer or the staff of the SEC, upon request, full information regarding the number of Common Shares sold at each price within the range specified herein. F3 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:35 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | PurchaseCommon Shares, no par value | 241,720 | $1.08 | $261,299.32 |
DisclosureSEC source: 0000899243-22-021417 · doc4.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · 10% owner · Member of a 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,696,558 F1 · price: The price reported in column 4 is a weighted average price. These common shares, no par value (the "Common Shares") were sold in multiple transactions at prices ranging from $1.15 to $1.01, inclusive. The Reporting Person undertakes to provide to Invacare Corporation (the "Issuer"), any securityholder of the Issuer or the staff of the Securities and Exchange Commission ("SEC Staff"), upon request, full information regarding the number of shares sold at each price within the range specified herein. F3 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. Read SEC document |
| June 03, 2022 Filed Jun 8, 2022 21:47 UTC Amendment | INVACARE HOLDINGS Corp IVC · Entity 86444 | PurchaseCommon Shares, no par value | 241,720 | $1.08 | $261,299.32 |
DisclosureSEC source: 0000899243-22-021548 · doc4a.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · 10% owner · Member of a 10% owner group Azurite Management LLC · CIK 0001933086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · As sole manager of Azurite Management LLC Disclosed balance after: 3,696,558 F1 · price: The price reported in column 4 is a weighted average price. These common shares, no par value (the "Common Shares") were sold in multiple transactions at prices ranging from $1.15 to $1.01, inclusive. The Reporting Persons undertake to provide to Invacare Corporation (the "Issuer"), any securityholder of the Issuer or the staff of the Securities and Exchange Commission ("SEC Staff"), upon request, full information regarding the number of shares sold at each price within the range specified herein. F3 · ownership.nature: Azurite Management LLC ("Azurite") is the owner of record of all such Common Shares. Mr. Rosen, in his capacity as the sole manager of Azurite, has the ability to indirectly control the decisions of Azurite regarding the vote and disposition of securities held by Azurite, and as such may be deemed to have indirect beneficial ownership of the Common Shares held by Azurite. Read SEC document |
| May 09, 2022 Filed May 9, 2022 20:06 UTC | Eve Holding, Inc. ZNTE · Entity 5157 | OtherPrivate Placement Warrants · Derivative | 14,250,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000899243-22-017250 · doc4.xml · derivative · entry 6 Zanite Sponsor LLC · CIK 0001827071 · Director · 10% owner · See Remarks Rosen Steven H · CIK 0001535144 · 10% owner Ricci Kenneth · CIK 0001826680 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,250,000 shares Expires 2027-05-09 F6 · kind: Such dispositions reflect the pro rata distribution by the Sponsor of all of its securities to its members for no consideration pursuant to the Sponsor's limited liability company agreement in connection with a liquidation of the assets of the Sponsor. F6 · price: Such dispositions reflect the pro rata distribution by the Sponsor of all of its securities to its members for no consideration pursuant to the Sponsor's limited liability company agreement in connection with a liquidation of the assets of the Sponsor. F3 · ownership.direct: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| May 09, 2022 Filed May 9, 2022 20:06 UTC | Eve Holding, Inc. ZNTE · Entity 5157 | GrantPrivate Placement Warrants · Derivative | 14,250,000 | $1.00 Strike: $11.50 | $14,250,000.00 |
DisclosureSEC source: 0000899243-22-017250 · doc4.xml · derivative · entry 5 Zanite Sponsor LLC · CIK 0001827071 · Director · 10% owner · See Remarks Rosen Steven H · CIK 0001535144 · 10% owner Ricci Kenneth · CIK 0001826680 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,250,000 Underlying: Common Stock · 14,250,000 shares Expires 2027-05-09 F7 · kind: The private placement warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Persons until the Closing. Each private placement warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The private placement warrants may be exercised commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation. The private placement warrants consist of (i) 9,650,000 private placement warrants purchased by the Sponsor in a private placement from the Issuer simultaneously with the consummation of the Issuer's initial public offering, (ii) F8 · kind: (Continued from Footnote 6), 2,300,000 private placement warrants purchased by the Sponsor in a private placement from the Issuer on May 18, 2021 and (iii) 2,300,000 private placement warrants purchased by the Sponsor in a private placement from the Issuer on November 16, 2021. F3 · ownership.direct: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| May 09, 2022 Filed May 9, 2022 20:06 UTC | Eve Holding, Inc. ZNTE · Entity 5157 | Exercise / conversionClass B Common Stock · Derivative | 5,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017250 · doc4.xml · derivative · entry 4 Zanite Sponsor LLC · CIK 0001827071 · Director · 10% owner · See Remarks Rosen Steven H · CIK 0001535144 · 10% owner Ricci Kenneth · CIK 0001826680 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,050,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing (the "Closing") of the business combination (the "Business Combination") among the Issuer (which was formerly known as Zanite Acquisition Corp.) Embraer S.A., a Brazilian corporation (sociedade anonima) ("Embraer"), EVE UAM, LLC, a Delaware limited liability company ("Eve"), and Embraer Aircraft Holding, Inc., a Delaware corporation ("EAH"), among other things, (i) each of the issued and outstanding shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249618) and (ii) F2 · derivative.exercise_price: (Continued from Footnote 1), each of the issued and outstanding shares of Class A common stock of the Issuer converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the Issuer's second amended and restated certificate of incorporation filed with the Secretary of State of the state of Delaware on the date of the Closing in connection with the Business Combination. F1 · kind: In connection with the closing (the "Closing") of the business combination (the "Business Combination") among the Issuer (which was formerly known as Zanite Acquisition Corp.) Embraer S.A., a Brazilian corporation (sociedade anonima) ("Embraer"), EVE UAM, LLC, a Delaware limited liability company ("Eve"), and Embraer Aircraft Holding, Inc., a Delaware corporation ("EAH"), among other things, (i) each of the issued and outstanding shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249618) and (ii) F2 · kind: (Continued from Footnote 1), each of the issued and outstanding shares of Class A common stock of the Issuer converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the Issuer's second amended and restated certificate of incorporation filed with the Secretary of State of the state of Delaware on the date of the Closing in connection with the Business Combination. F1 · derivative.exercise_date: In connection with the closing (the "Closing") of the business combination (the "Business Combination") among the Issuer (which was formerly known as Zanite Acquisition Corp.) Embraer S.A., a Brazilian corporation (sociedade anonima) ("Embraer"), EVE UAM, LLC, a Delaware limited liability company ("Eve"), and Embraer Aircraft Holding, Inc., a Delaware corporation ("EAH"), among other things, (i) each of the issued and outstanding shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249618) and (ii) F2 · derivative.exercise_date: (Continued from Footnote 1), each of the issued and outstanding shares of Class A common stock of the Issuer converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the Issuer's second amended and restated certificate of incorporation filed with the Secretary of State of the state of Delaware on the date of the Closing in connection with the Business Combination. F1 · derivative.expiration_date: In connection with the closing (the "Closing") of the business combination (the "Business Combination") among the Issuer (which was formerly known as Zanite Acquisition Corp.) Embraer S.A., a Brazilian corporation (sociedade anonima) ("Embraer"), EVE UAM, LLC, a Delaware limited liability company ("Eve"), and Embraer Aircraft Holding, Inc., a Delaware corporation ("EAH"), among other things, (i) each of the issued and outstanding shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249618) and (ii) F2 · derivative.expiration_date: (Continued from Footnote 1), each of the issued and outstanding shares of Class A common stock of the Issuer converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the Issuer's second amended and restated certificate of incorporation filed with the Secretary of State of the state of Delaware on the date of the Closing in connection with the Business Combination. F3 · ownership.direct: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| May 09, 2022 Filed May 9, 2022 20:06 UTC | Eve Holding, Inc. ZNTE · Entity 5157 | OtherCommon Stock | 7,550,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-017250 · doc4.xml · nonDerivative · entry 3 Zanite Sponsor LLC · CIK 0001827071 · Director · 10% owner · See Remarks Rosen Steven H · CIK 0001535144 · 10% owner Ricci Kenneth · CIK 0001826680 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · kind: Such dispositions reflect the pro rata distribution by the Sponsor of all of its securities to its members for no consideration pursuant to the Sponsor's limited liability company agreement in connection with a liquidation of the assets of the Sponsor. F6 · price: Such dispositions reflect the pro rata distribution by the Sponsor of all of its securities to its members for no consideration pursuant to the Sponsor's limited liability company agreement in connection with a liquidation of the assets of the Sponsor. F3 · ownership.direct: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| May 09, 2022 Filed May 9, 2022 20:06 UTC | Eve Holding, Inc. ZNTE · Entity 5157 | GrantCommon Stock | 2,500,000 | $10.00 | $25,000,000.00 |
DisclosureSEC source: 0000899243-22-017250 · doc4.xml · nonDerivative · entry 2 Zanite Sponsor LLC · CIK 0001827071 · Director · 10% owner · See Remarks Rosen Steven H · CIK 0001535144 · 10% owner Ricci Kenneth · CIK 0001826680 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,550,000 F5 · kind: In connection with the Closing of the Business Combination, the Sponsor purchased 2,500,000 shares of common stock from the Issuer in a private placement transaction. F3 · ownership.direct: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| May 09, 2022 Filed May 9, 2022 20:06 UTC | Eve Holding, Inc. ZNTE · Entity 5157 | Exercise / conversionCommon Stock | 5,050,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-017250 · doc4.xml · nonDerivative · entry 1 Zanite Sponsor LLC · CIK 0001827071 · Director · 10% owner · See Remarks Rosen Steven H · CIK 0001535144 · 10% owner Ricci Kenneth · CIK 0001826680 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In connection with the closing (the "Closing") of the business combination (the "Business Combination") among the Issuer (which was formerly known as Zanite Acquisition Corp.) Embraer S.A., a Brazilian corporation (sociedade anonima) ("Embraer"), EVE UAM, LLC, a Delaware limited liability company ("Eve"), and Embraer Aircraft Holding, Inc., a Delaware corporation ("EAH"), among other things, (i) each of the issued and outstanding shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249618) and (ii) F2 · kind: (Continued from Footnote 1), each of the issued and outstanding shares of Class A common stock of the Issuer converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the Issuer's second amended and restated certificate of incorporation filed with the Secretary of State of the state of Delaware on the date of the Closing in connection with the Business Combination. F1 · price: In connection with the closing (the "Closing") of the business combination (the "Business Combination") among the Issuer (which was formerly known as Zanite Acquisition Corp.) Embraer S.A., a Brazilian corporation (sociedade anonima) ("Embraer"), EVE UAM, LLC, a Delaware limited liability company ("Eve"), and Embraer Aircraft Holding, Inc., a Delaware corporation ("EAH"), among other things, (i) each of the issued and outstanding shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-249618) and (ii) F2 · price: (Continued from Footnote 1), each of the issued and outstanding shares of Class A common stock of the Issuer converted into shares of common stock of the Issuer on a one-for-one basis pursuant to the Issuer's second amended and restated certificate of incorporation filed with the Secretary of State of the state of Delaware on the date of the Closing in connection with the Business Combination. F3 · ownership.direct: Zanite Sponsor LLC (the "Sponsor") is the record holder of the securities reported herein. Mr. Rosen and Mr. Ricci are the managing members of the Sponsor and share voting and investment discretion with respect to the securities held of record by the Sponsor. F4 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 16:17 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 3,270 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-21-000076 · wf-form4_162446505992127.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,450 Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:09 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-20-000056 · wf-form4_159190614663969.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,180 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 14:26 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | PurchaseCommon Stock | 1,000 | $12.16 | $12,160.00 |
DisclosureSEC source: 0000076282-20-000020 · wf-form4_158471436756041.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,080 Read SEC document |
| May 09, 2019 Filed May 13, 2019 15:41 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 2,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-19-000048 · wf-form4_155776208665217.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,080 Read SEC document |
| May 10, 2018 Filed May 11, 2018 16:39 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-18-000049 · wf-form4_152605676958996.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,255 Read SEC document |
| May 11, 2017 Filed May 12, 2017 17:27 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 2,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-17-000046 · wf-form4_149461005352021.xml · nonDerivative · entry 1 Rosen Steven H · CIK 0001535144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,955 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.