PIZZI CHARLES P

SEC source: 0001193125-26-250242 · ownership.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,772

F1 · shares: These shares reflect the $115,000 Annual Trustee award, the number of shares of which is calculated based upon a closing price on 05/28/26 of $3.06. Shares vested immediately upon grant.

SEC source: 0001436126-26-000075 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,480

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0001436126-25-000104 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,618

SEC source: 0000950170-25-076657 · ownership.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,190

F1 · security: These shares reflect the $115,000 Annual Trustee award, the number of shares of which is calculated based upon a closing price on 05/21/25 of $4.16. Shares vested immediately upon grant.

SEC source: 0001127602-25-015135 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,768

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0001127602-24-022473 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,321

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0000950170-24-065394 · ownership.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,546

F1 · security: These shares reflect the $115,000 Annual Trustee share award, the number of shares of which is calculated based upon a closing price on 05/23/24 of $4.59. Shares vested immediately upon grant.

SEC source: 0000950170-24-040792 · ownership.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 10, 2023, Pennsylvania Real Estate Investment Trust (the "Issuer") and certain of its direct and indirect affiliates (collectively, with the Issuer, the "Debtors"), filed voluntary petitions under chapter 11 of the Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue a joint prepackaged chapter 11 plan as contemplated by the Restructuring Support Agreement, dated December 7, 2023. On January 23, 2024, the Bankruptcy Court entered an order confirming the Modified Joint Prepackaged Chapter 11 Plan of Reorganization of Pennsylvania Real Estate Investment Trust and Its Debtor-Affiliates (the "Plan") of the Debtors. On April 1, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.

F2 · kind: On the Effective Date, all classes of preferred and common securities issued by the Company, namely the Company's prior Shares of Beneficial Interest, par value $1.00 per share (the "Common Shares"), including any remaining outstanding restricted share units, performance-based restricted share units, options, warrants, rights, or other securities or agreements to acquire such Common Shares, Series B Preferred Shares, par value $0.01 per share, Series C Preferred Shares, par value $0.01 per share, and Series D Preferred Shares, par value $0.01 per share, were automatically cancelled and extinguished as of the Effective Date. The limited partnership units in the operating partnership of PREIT Associates, L.P. not owned by the Issuer were also cancelled on the Effective Date.

F3 · kind: As of the Effective Date, holders of Common Shares received, or will receive shortly after the Effective Date, their pro rata share of a gift of $10 million in cash. Holders of Common Shares are to receive $0.55624252 per share.

F1 · shares: On December 10, 2023, Pennsylvania Real Estate Investment Trust (the "Issuer") and certain of its direct and indirect affiliates (collectively, with the Issuer, the "Debtors"), filed voluntary petitions under chapter 11 of the Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue a joint prepackaged chapter 11 plan as contemplated by the Restructuring Support Agreement, dated December 7, 2023. On January 23, 2024, the Bankruptcy Court entered an order confirming the Modified Joint Prepackaged Chapter 11 Plan of Reorganization of Pennsylvania Real Estate Investment Trust and Its Debtor-Affiliates (the "Plan") of the Debtors. On April 1, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.

F2 · shares: On the Effective Date, all classes of preferred and common securities issued by the Company, namely the Company's prior Shares of Beneficial Interest, par value $1.00 per share (the "Common Shares"), including any remaining outstanding restricted share units, performance-based restricted share units, options, warrants, rights, or other securities or agreements to acquire such Common Shares, Series B Preferred Shares, par value $0.01 per share, Series C Preferred Shares, par value $0.01 per share, and Series D Preferred Shares, par value $0.01 per share, were automatically cancelled and extinguished as of the Effective Date. The limited partnership units in the operating partnership of PREIT Associates, L.P. not owned by the Issuer were also cancelled on the Effective Date.

F3 · shares: As of the Effective Date, holders of Common Shares received, or will receive shortly after the Effective Date, their pro rata share of a gift of $10 million in cash. Holders of Common Shares are to receive $0.55624252 per share.

F1 · price: On December 10, 2023, Pennsylvania Real Estate Investment Trust (the "Issuer") and certain of its direct and indirect affiliates (collectively, with the Issuer, the "Debtors"), filed voluntary petitions under chapter 11 of the Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue a joint prepackaged chapter 11 plan as contemplated by the Restructuring Support Agreement, dated December 7, 2023. On January 23, 2024, the Bankruptcy Court entered an order confirming the Modified Joint Prepackaged Chapter 11 Plan of Reorganization of Pennsylvania Real Estate Investment Trust and Its Debtor-Affiliates (the "Plan") of the Debtors. On April 1, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.

F2 · price: On the Effective Date, all classes of preferred and common securities issued by the Company, namely the Company's prior Shares of Beneficial Interest, par value $1.00 per share (the "Common Shares"), including any remaining outstanding restricted share units, performance-based restricted share units, options, warrants, rights, or other securities or agreements to acquire such Common Shares, Series B Preferred Shares, par value $0.01 per share, Series C Preferred Shares, par value $0.01 per share, and Series D Preferred Shares, par value $0.01 per share, were automatically cancelled and extinguished as of the Effective Date. The limited partnership units in the operating partnership of PREIT Associates, L.P. not owned by the Issuer were also cancelled on the Effective Date.

F3 · price: As of the Effective Date, holders of Common Shares received, or will receive shortly after the Effective Date, their pro rata share of a gift of $10 million in cash. Holders of Common Shares are to receive $0.55624252 per share.

SEC source: 0001127602-24-010316 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,616

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0001127602-23-022356 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,337

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0000899243-23-014702 · doc4.xml · derivative · entry 3

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Shares of Beneficial Interest · 17,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on June 5, 2023 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F1 · price: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on June 5, 2023 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F2 · derivative.exercise_date: The RSU grant consisted of 17,431 RSUs (this reflects the adjusted RSU total following the reverse share split, effective as of June 16, 2022) granted on June 3, 2022, with all RSUs vesting on June 5, 2023 (the first business day after June 3, 2023).

F2 · derivative.expiration_date: The RSU grant consisted of 17,431 RSUs (this reflects the adjusted RSU total following the reverse share split, effective as of June 16, 2022) granted on June 3, 2022, with all RSUs vesting on June 5, 2023 (the first business day after June 3, 2023).

F1 · derivative.underlying: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on June 5, 2023 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F2 · balance_after: The RSU grant consisted of 17,431 RSUs (this reflects the adjusted RSU total following the reverse share split, effective as of June 16, 2022) granted on June 3, 2022, with all RSUs vesting on June 5, 2023 (the first business day after June 3, 2023).

SEC source: 0000899243-23-014702 · doc4.xml · nonDerivative · entry 2

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,045

F1 · shares: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on June 5, 2023 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

SEC source: 0000899243-23-014702 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on June 5, 2023 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F1 · price: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on June 5, 2023 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F1 · balance_after: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on June 5, 2023 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

SEC source: 0001209191-23-032383 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,492

F1 · security: These shares reflect the $115,000 Annual Trustee share award, the number of shares of which is calculated based upon a closing price on 05/25/2023 of $3.69. Shares vested immediately upon grant.

SEC source: 0001127602-23-010627 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,114

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0001127602-22-021408 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,448

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0000899243-22-021337 · doc4.xml · derivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,477

Underlying: Shares of Beneficial Interest · 261,477 shares

Expires not disclosed

F3 · price: Grant of RSUs for no consideration.

F1 · derivative.exercise_date: The restricted share units ("RSUs") vest on June 3, 2023 (or if the Shares (as defined below) do not trade on that date, then as of the first trading date thereafter) ("Vesting Date").

F1 · derivative.expiration_date: The restricted share units ("RSUs") vest on June 3, 2023 (or if the Shares (as defined below) do not trade on that date, then as of the first trading date thereafter) ("Vesting Date").

F2 · derivative.underlying: Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer on the Vesting Date. The RSUs may be settled in Shares or in cash in the discretion of the issuer's Compensation Committee.

SEC source: 0000899243-22-020672 · doc4.xml · derivative · entry 3

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Shares of Beneficial Interest · 61,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on May 31, 2022 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F1 · price: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on May 31, 2022 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F2 · derivative.exercise_date: The RSU grant consisted of 61,845 RSUs granted on May 28, 2021, with all RSUs vesting on May 31, 2022 (the first business day after May 28, 2022).

F2 · derivative.expiration_date: The RSU grant consisted of 61,845 RSUs granted on May 28, 2021, with all RSUs vesting on May 31, 2022 (the first business day after May 28, 2022).

F1 · derivative.underlying: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on May 31, 2022 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F2 · balance_after: The RSU grant consisted of 61,845 RSUs granted on May 28, 2021, with all RSUs vesting on May 31, 2022 (the first business day after May 28, 2022).

SEC source: 0000899243-22-020672 · doc4.xml · nonDerivative · entry 2

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,681

F1 · shares: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on May 31, 2022 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

SEC source: 0000899243-22-020672 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on May 31, 2022 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F1 · price: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on May 31, 2022 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

F1 · balance_after: Consists of restricted share units ("RSUs") granted under the issuer's Amended and Restated Pennsylvania Real Estate Investment Trust 2018 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer. The RSUs may be settled in Shares or cash in the discretion of the issuer's Compensation Committee. The Compensation Committee determined to settle the RSUs that vested on May 31, 2022 for cash. For purposes of this Form 4, the cash settlement of the vested RSUs has been presented as the conversion of the vested RSUs into Shares and the simultaneous disposition of Shares to the issuer for cash.

SEC source: 0001209191-22-030706 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,327

F1 · security: These shares reflect the $95,000 Annual Trustee share award, the number of shares of which is calculated based upon a closing price on 05/18/2022 of $10.99. Shares vested immediately upon grant.

SEC source: 0001127602-22-009972 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,337

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0001127602-21-023411 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,467

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0000899243-21-021539 · doc4.xml · derivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,845

Underlying: Shares of Beneficial Interest · 61,845 shares

Expires not disclosed

F3 · price: Grant of RSUs for no consideration.

F1 · derivative.exercise_date: The restricted share units ("RSUs") vest on May 28, 2022 ("Vesting Date").

F1 · derivative.expiration_date: The restricted share units ("RSUs") vest on May 28, 2022 ("Vesting Date").

F2 · derivative.underlying: Each RSU represents a contingent right to receive one share of Beneficial Interest, par value $1.00 per share (a "Share"), of the issuer on the Vesting Date. The RSUs may be settled in Shares or in cash in the discretion of the issuer's Compensation Committee.

SEC source: 0001209191-21-034559 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,683

F1 · security: These shares reflect the $95,000 Annual Trustee share award, the number of shares of which is calculated based upon a closing price on 05/18/2021 of $13.69. Shares vested immediately upon grant.

SEC source: 0001127602-21-011980 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

F1 · shares: Transaction represents an award of stock for director fees.

SEC source: 0001387131-20-011400 · ownership.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,792.5

F1 · price: Received in exchange for 25,000 shares of FS Global Credit Opportunities Fund--A ("FSGCO A") common shares in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

SEC source: 0001387131-20-011388 · ownership.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in exchange for 24,792.50 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

SEC source: 0001732086-20-000016 · primary_doc.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,681

F1 · price: Grant of restricted shares for no consideration.

SEC source: 0001209191-20-031819 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,744

F1 · security: These shares reflect the $95,000 Annual Trustee share award, the number of shares of which is calculated based upon a closing price on 05/20/2020 of $9.45. Shares vested immediately upon grant.

SEC source: 0001209191-19-060028 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,691

F1 · kind: Reflects a gift of shares to a charitable organization.

SEC source: 0001732086-19-000017 · primary_doc.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,459

F1 · shares: Acquired in connection with Commitment Letter dated 09/13/2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.32 to $5.34, inclusive. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001732086-19-000012 · primary_doc.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,459

F1 · price: Grant of restricted shares for no consideration.

SEC source: 0001209191-19-032692 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,986

F1 · security: These shares reflect the $95,000 Annual Trustee share award, the number of shares of which is calculated based upon a closing price on 05/22/2019 of $15.01. Shares vested immediately upon grant.

SEC source: 0001209191-18-054215 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On October 4, 2018, Ocwen Financial Corporation, a Florida corporation ("Ocwen"), acquired PHH Corporation (the "Company") pursuant to that certain Agreement and Plan of Merger, dated February 27, 2018 (the "Merger Agreement"), by and among the Company, Ocwen and POMS Corp., a wholly-owned subsidiary of Ocwen. Pursuant to the terms of the Merger Agreement, all of the shares of the Company's outstanding common stock were acquired by Ocwen in a merger of Merger Sub with and into the Company, with the Company surviving the merger and becoming a wholly-owned subsidiary of Ocwen. The acquisition is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on April 27, 2018. Pursuant to the terms of the Merger Agreement, each share of the Company's common stock was converted into the right to receive $11.00 per share in cash.

F1 · price: On October 4, 2018, Ocwen Financial Corporation, a Florida corporation ("Ocwen"), acquired PHH Corporation (the "Company") pursuant to that certain Agreement and Plan of Merger, dated February 27, 2018 (the "Merger Agreement"), by and among the Company, Ocwen and POMS Corp., a wholly-owned subsidiary of Ocwen. Pursuant to the terms of the Merger Agreement, all of the shares of the Company's outstanding common stock were acquired by Ocwen in a merger of Merger Sub with and into the Company, with the Company surviving the merger and becoming a wholly-owned subsidiary of Ocwen. The acquisition is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on April 27, 2018. Pursuant to the terms of the Merger Agreement, each share of the Company's common stock was converted into the right to receive $11.00 per share in cash.

SEC source: 0001742240-18-000005 · primary_doc.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,059

F1 · price: Grant of restricted shares for no consideration.

SEC source: 0001209191-18-032953 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,657

F1 · security: These shares reflect the $95,000 Annual Trustee share award, the number of shares of which is calculated based upon a closing price on 05/23/2018 of $15.95. Shares vested immediately upon grant.

SEC source: 0001351595-17-000019 · primary_doc.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,245

F1 · price: Grant of restricted shares for no consideration.

SEC source: 0001209191-17-058582 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,701

SEC source: 0001209191-17-052511 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,053

F1 · shares: Represents the number of shares tendered by the reporting person pursuant to PHH Corporation's modified "Dutch auction" tender offer, which expired at 12:01 a.m., New York City time, on September 11, 2017. All such shares were tendered consistent with the PHH Corporation Non-Employee Director and Employee Share Ownership and Retention Policy.

F2 · balance_after: All shares reported in Column 5 are subject to the PHH Corporation Non-Employee Director and Employee Share Ownership and Retention Policy.

SEC source: 0001209191-17-042488 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,897

F1 · shares: Represents the annual grant of Equity Compensation Fees pursuant to the Equity Compensation Program for Non-employee Directors.

F2 · balance_after: All shares reported in Column 5 are subject to the PHH Corporation Non-Employee Director and Employee Share Ownership and Retention Policy.

SEC source: 0001209191-17-033870 · doc4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,581

F1 · security: These shares reflect the $70,000 Annual Trustee share award, the number of shares of which is calculated based upon a closing price on 05/18/2017 of $17.23. Shares will vest ratably over three years: 1/3 on May 18, 2018; 1/3 on May 18, 2019 and 1/3 on May 18, 2020.