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SWALLING JOHN C

Disclosed activity across 1 company

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42505
SEC CIK
0001197405

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NORTHRIM BANCORP INCNRIM · Entity 5393DirectorJune 01, 2026June 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORTHRIM BANCORP INC

Report date June 01, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,456 Reported balance After 2026-06-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-01 · Grant · Acquired 1,456 · Balance 1,456

F1: Each restricted stock unit represents a contingent right to receive one share of Northrim common stock.

F3: The grant of restricted stock units were awarded for no consideration.

F2: The restricted stock units vest 100% one year from the grant date of June 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Northrim common stock.

F2: The restricted stock units vest 100% one year from the grant date of June 1, 2026.

F3: The grant of restricted stock units were awarded for no consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 2, 2026 16:31 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 GrantRestricted Stock Units · Derivative 1,456 $0.00 $0.00
Disclosure

SEC source: 0001197405-26-000002 · wk-form4_1780417876.xml · derivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,456

Underlying: Common Stock · 1,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Northrim common stock.

F3 · price: The grant of restricted stock units were awarded for no consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% one year from the grant date of June 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest 100% one year from the grant date of June 1, 2026.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 14:54 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 GiftCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001197405-24-000002 · wk-form4_1733928842.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Estate

Disclosed balance after: 0

Read SEC document
May 03, 2023 Filed May 3, 2023 22:10 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 700 $36.75 $25,725.00
Disclosure

SEC source: 0001197405-23-000002 · wf-form4_168315183660623.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,536.2004

Read SEC document
May 03, 2023 Filed Mar 11, 2025 22:20 UTC Amendment NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 700 $36.75 $25,725.00
Disclosure

SEC source: 0001197405-25-000002 · wk-form4a_1741731650.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,515.2004

F1 · balance_after: The original Form 4 filing inadvertently included 21 additional shares.

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May 27, 2022 Filed May 31, 2022 18:44 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 600 $42.00 $25,200.00
Disclosure

SEC source: 0001197405-22-000002 · wf-form4_165402264140488.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,836.2004

Read SEC document
August 24, 2021 Filed Aug 25, 2021 17:59 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 600 $40.92 $24,552.00
Disclosure

SEC source: 0001197405-21-000002 · wf-form4_162991432962490.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236.2004

Read SEC document
November 12, 2020 Filed Nov 14, 2020 00:13 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 800 $33.15 $26,518.72
Disclosure

SEC source: 0001197405-20-000002 · wf-form4_160531282069289.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,636.2004

Read SEC document
September 12, 2019 Filed Oct 15, 2019 18:29 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 34.9422 $41.12 $1,436.71
Disclosure

SEC source: 0001197405-19-000006 · wf-form4_157116412826211.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,836.2004

F1 · shares: Represents 34.9422 shares inadvertently accumulated through automatic dividend reinvestment in reporting person's Merril Lynch account during 3rd quarter of 2019.

Read SEC document
June 17, 2019 Filed Sep 30, 2019 18:53 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 0.2582 $35.28 $9.11
Disclosure

SEC source: 0001197405-19-000004 · wf-form4_156986959977995.xml · nonDerivative · entry 8

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,801.2582

F5 · shares: Represents 38.2582 shares inadvertently accumulated through automatice dividend reinvestment in reporting person's Merril Lynch account during 2nd quarter of 2019.

Read SEC document
June 17, 2019 Filed Sep 30, 2019 18:53 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 1 $34.10 $34.10
Disclosure

SEC source: 0001197405-19-000004 · wf-form4_156986959977995.xml · nonDerivative · entry 7

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,801

F5 · shares: Represents 38.2582 shares inadvertently accumulated through automatice dividend reinvestment in reporting person's Merril Lynch account during 2nd quarter of 2019.

Read SEC document
June 17, 2019 Filed Sep 30, 2019 18:53 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 37 $35.29 $1,305.85
Disclosure

SEC source: 0001197405-19-000004 · wf-form4_156986959977995.xml · nonDerivative · entry 6

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

F5 · shares: Represents 38.2582 shares inadvertently accumulated through automatice dividend reinvestment in reporting person's Merril Lynch account during 2nd quarter of 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 22:08 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 730 $34.05 $24,857.23
Disclosure

SEC source: 0001197405-19-000002 · wf-form4_155934046756520.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656

Read SEC document
March 25, 2019 Filed Sep 30, 2019 18:53 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 32 $34.18 $1,093.72
Disclosure

SEC source: 0001197405-19-000004 · wf-form4_156986959977995.xml · nonDerivative · entry 5

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,763

F4 · shares: Represents 32 shares inadvertently accumulated through automatice dividend reinvestment in reporting person's Merril Lynch account during 1st quarter of 2019.

Read SEC document
December 24, 2018 Filed Sep 30, 2019 18:53 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 31 $31.47 $975.48
Disclosure

SEC source: 0001197405-19-000004 · wf-form4_156986959977995.xml · nonDerivative · entry 4

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,731

F3 · shares: Represents 32 shares inadvertently accumulated through automatic dividend reinvestment in reporting person's Merril Lynch account during 4th quarter of 2018.

Read SEC document
December 24, 2018 Filed Sep 30, 2019 18:53 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 1 $43.78 $43.78
Disclosure

SEC source: 0001197405-19-000004 · wf-form4_156986959977995.xml · nonDerivative · entry 3

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

F3 · shares: Represents 32 shares inadvertently accumulated through automatic dividend reinvestment in reporting person's Merril Lynch account during 4th quarter of 2018.

Read SEC document
September 17, 2018 Filed Sep 30, 2019 18:53 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 21 $44.62 $937.00
Disclosure

SEC source: 0001197405-19-000004 · wf-form4_156986959977995.xml · nonDerivative · entry 2

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,699

F2 · shares: Represents 21 shares inadvertently accumulated through automatic dividend reinvestment in reporting person's Merril Lynch account during 3rd quarter of 2018.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 19:44 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 200 $41.35 $8,270.00
Disclosure

SEC source: 0001197405-18-000004 · wf-form4_153358464232104.xml · nonDerivative · entry 2

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

Read SEC document
August 03, 2018 Filed Aug 6, 2018 19:44 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 425 $41.40 $17,595.00
Disclosure

SEC source: 0001197405-18-000004 · wf-form4_153358464232104.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,726

Read SEC document
December 18, 2017 Filed Feb 13, 2018 21:17 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001197405-18-000002 · wf-form4_151855662413545.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Estate

Disclosed balance after: 4,520

F1 · shares: On December 18, 2017, the reporting person was appointed the co-personal representative of the estate of Mary Segelhorst (the "Estate") and consequently acquired beneficial ownership of all of the shares of Northrim BanCorp, Inc. common stock (the "Common Stock") held by the Estate on such date.

F2 · ownership.nature: The reporting person is co-personal representative of the Estate. The reporting person disclaims beneficial ownership of the shares of the Common Stock held by the Estate except to the extent of his pecuniary interest therein.

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August 17, 2017 Filed Aug 18, 2017 23:09 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 GrantCommon Stock 318 $28.00 $8,904.00
Disclosure

SEC source: 0001197405-17-000002 · wf-form4_150309776713092.xml · nonDerivative · entry 2

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,301

Read SEC document
August 17, 2017 Filed Aug 18, 2017 23:09 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 432 $28.00 $12,096.00
Disclosure

SEC source: 0001197405-17-000002 · wf-form4_150309776713092.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,983

Read SEC document
June 27, 2016 Filed Sep 30, 2019 18:53 UTC NORTHRIM BANCORP INC NRIM · Entity 5393 PurchaseCommon Stock 22 $25.67 $564.63
Disclosure

SEC source: 0001197405-19-000004 · wf-form4_156986959977995.xml · nonDerivative · entry 1

SWALLING JOHN C · CIK 0001197405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,678

F1 · shares: Represents 22 shares inadvertently accumulated through automatic dividend reinvestment in reporting person's Merril Lynch account during 2nd quarter of 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.