Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | Director | May 29, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,392 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 6,476 · Balance 11,392 F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed Jun 2, 2026 20:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0002051703-26-000006 · wk-form4_1780432427.xml · nonDerivative · entry 1 Bernard Peter J · CIK 0002051703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,392 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| January 12, 2026 Filed Jan 16, 2026 22:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0002051703-26-000002 · wk-form4_1768602438.xml · nonDerivative · entry 1 Bernard Peter J · CIK 0002051703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,916 F1 · shares: These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 27, 2025 Filed May 29, 2025 20:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-028399 · wk-form4_1748551971.xml · nonDerivative · entry 1 Bernard Peter J · CIK 0002051703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,082 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2026 or the day prior to the date of the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 02:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 2,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001647639-25-000025 · wk-form4_1740192344.xml · nonDerivative · entry 1 Bernard Peter J · CIK 0002051703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,983 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on February 19, 2026, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.