Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TMC the metals Co Inc.TMC · Entity 4335 | Director | September 11, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TMC the metals Co Inc.
Report date September 11, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 466,993 |
Reported balance
After 2026-09-11 transaction · row 1
1 source rowRow 1 · 2026-09-11 · Grant · Acquired 72,935 · Balance 466,993 F1: The Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share. Subject to the Reporting Person's continued service, the RSUs vest on the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share. Subject to the Reporting Person's continued service, the RSUs vest on the third anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 17, 2026 01:30 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 72,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-108361 · tm2625580-1_4seq1.xml · nonDerivative · entry 1 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,993 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share. Subject to the Reporting Person's continued service, the RSUs vest on the third anniversary of the grant date. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 21:49 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 16,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-069577 · tm2616526-2_4seq1.xml · nonDerivative · entry 2 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,058 F2 · shares: Pursuant to the Director Compensation Policy, the Reporting Person was granted RSUs under the Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs vest on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 21:49 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 18,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-069577 · tm2616526-2_4seq1.xml · nonDerivative · entry 1 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,530 F1 · shares: In lieu of cash compensation under the Issuer's Nonemployee Director Compensation Policy ("Director Compensation Policy"), the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan ("Equity Incentive Plan"). Each RSU represents the right to receive one common share upon vesting. The RSUs vested immediately upon issuance. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 00:47 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 66,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-056976 · tm2517305-1_4seq1.xml · nonDerivative · entry 1 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,267 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share. Subject to the Reporting Person's continued service, the RSUs vest on the third anniversary of the grant date. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 12:46 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 22,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-055760 · tm2516869-2_4seq1.xml · nonDerivative · entry 2 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,759 F3 · shares: Pursuant to the Director Compensation Policy, the Reporting Person was granted RSUs under the Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs vest on the date of the Issuer's 2026 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 12:46 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 19,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-055760 · tm2516869-2_4seq1.xml · nonDerivative · entry 1 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,388 F1 · shares: In lieu of cash compensation under the Issuer's Nonemployee Director Compensation Policy ("Director Compensation Policy"), the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan ("Equity Incentive Plan"). Each RSU represents the right to receive one common share upon vesting. The RSUs vested immediately upon issuance. F2 · balance_after: This number updates information included in the Form 4 filed for the reporting person on November 21, 2024, to reflect the amount of securities beneficially owned following the reported transaction as 250,993 (as opposed to 182,966). Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 23:40 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 66,000 | $0.93 | $61,538.40 |
DisclosureSEC source: 0001104659-24-121651 · tm2429221-1_4seq1.xml · nonDerivative · entry 1 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,966 F1 · shares: Sales were made to cover the income tax associated with equity awards granted to the Reporting Person by the Issuer. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 23:24 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 68,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-068379 · tm2416353-2_4seq1.xml · nonDerivative · entry 2 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,993 F2 · shares: Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted RSUs under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs shall vest on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date. Read SEC document |
| May 31, 2023 Filed Jun 4, 2024 23:24 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 144,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-068379 · tm2416353-2_4seq1.xml · nonDerivative · entry 1 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,966 F1 · shares: Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs vested on May 30, 2024, the date of the Issuer's 2024 annual meeting of shareholders. Read SEC document |
| June 01, 2022 Filed Jul 18, 2022 21:25 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 68,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-080565 · tm2221217-1_4seq1.xml · nonDerivative · entry 1 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,059 F1 · shares: Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSU shall vest on the date of the Issuer's 2023 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 01:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | PurchaseCommon Shares | 28,000 | $2.13 | $59,712.80 |
DisclosureSEC source: 0001104659-22-041327 · tm2211122-1_4seq1.xml · nonDerivative · entry 1 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,032 Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-048238 · ownership.xml · nonDerivative · entry 1 Hall Andrew · CIK 0001874417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,032 F1 · shares: Includes 8,032 restricted stock units granted under the Issuer's 2021 Incentive Equity Plan which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of September 13, 2021 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.