Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TMC the metals Co Inc.TMC · Entity 4335 | Director | May 29, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TMC the metals Co Inc.
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 5,106,850 |
Ending reported balance
After 2026-05-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-29 · Grant · Acquired 20,292 · Balance 5,090,322 F1: In lieu of cash compensation under the Issuer's Nonemployee Director Compensation Policy ("Director Compensation Policy"), the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan ("Equity Incentive Plan"). Each RSU represents the right to receive one common share upon vesting. The RSUs vested immediately upon issuance. Row 2 · 2026-05-29 · Grant · Acquired 16,528 · Balance 5,106,850 F2: Pursuant to the Director Compensation Policy, the Reporting Person was granted RSUs under the Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs vest on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: In lieu of cash compensation under the Issuer's Nonemployee Director Compensation Policy ("Director Compensation Policy"), the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan ("Equity Incentive Plan"). Each RSU represents the right to receive one common share upon vesting. The RSUs vested immediately upon issuance.
F2: Pursuant to the Director Compensation Policy, the Reporting Person was granted RSUs under the Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs vest on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SCANDIUM INTERNATIONAL MINING CORP.
Report date October 11, 2019 · Filed October 17, 2019
Section 16 reporting ended · disclosed 2019-10-17. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed Jun 2, 2026 21:47 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 16,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-069576 · tm2616526-1_4seq1.xml · nonDerivative · entry 2 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,106,850 F2 · shares: Pursuant to the Director Compensation Policy, the Reporting Person was granted RSUs under the Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs vest on the date of the Issuer's 2027 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 21:47 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 20,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-069576 · tm2616526-1_4seq1.xml · nonDerivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,090,322 F1 · shares: In lieu of cash compensation under the Issuer's Nonemployee Director Compensation Policy ("Director Compensation Policy"), the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan ("Equity Incentive Plan"). Each RSU represents the right to receive one common share upon vesting. The RSUs vested immediately upon issuance. Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass H Special Shares · Derivative | 67,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 14 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,691 Underlying: Common Shares · 67,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · kind: Represents the aggregate amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnotes 1, 2 and 3 above. F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass G Special Shares · Derivative | 67,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 13 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,691 Underlying: Common Shares · 67,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · kind: Represents the aggregate amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnotes 1, 2 and 3 above. F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass F Special Shares · Derivative | 54,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 12 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,752 Underlying: Common Shares · 54,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · kind: Represents the aggregate amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnotes 1, 2 and 3 above. F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass E Special Shares · Derivative | 54,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 11 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,752 Underlying: Common Shares · 54,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · kind: Represents the aggregate amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnotes 1, 2 and 3 above. F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass D Special Shares · Derivative | 54,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 10 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,752 Underlying: Common Shares · 54,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · kind: Represents the aggregate amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnotes 1, 2 and 3 above. F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass C Special Shares · Derivative | 27,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 9 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,875 Underlying: Common Shares · 27,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · kind: Represents the aggregate amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnotes 1, 2 and 3 above. F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass B Special Shares · Derivative | 27,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 8 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,875 Underlying: Common Shares · 27,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · kind: Represents the aggregate amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnotes 1, 2 and 3 above. F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass A Special Shares · Derivative | 13,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 7 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,937 Underlying: Common Shares · 13,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · kind: Represents the aggregate amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnotes 1, 2 and 3 above. F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionStock Option (right to buy) · Derivative | 31,602 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 6 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,805 Underlying: Common Shares · 31,602 shares Expires 2028-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the exercise of stock options to purchase 31,602 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 689 Class A Special Shares, 1,379 Class B Special Shares, 1,379 Class C Special Shares, 2,758 Class D Special Shares, 2,758 Class E Special Shares, 2,758 Class F Special Shares, 3,447 Class G Special Shares and 3,447 Class H Special Shares for no additional consideration. F6 · price: Received by the Reporting Person as described in the Form 3 submitted by the Reporting Person on October 12, 2022. F9 · derivative.exercise_date: These stock options vest in increments upon the occurrence of certain milestones, subject to continued service through each milestone. F10 · derivative.underlying: Also included the right to purchase the Special Shares set forth in Footnote 3 above. F10 · derivative.underlying_shares: Also included the right to purchase the Special Shares set forth in Footnote 3 above. F13 · balance_after: Also includes the right to purchase 2,069 Class A Special Shares, 4,137 Class B Special Shares, 4,137 Class C Special Shares, 8,274 Class D Special Shares, 8,274 Class E Special Shares, 8,274 Class F Special Shares, 10,343 Class G Special Shares and 10,343 Class H Special Shares. Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionStock Option (right to buy) · Derivative | 578,931 | Not disclosed Strike: $2.60 | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 5 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 578,931 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options to purchase 578,931 common shares for cash at an exercise price of $2.60 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 12,631 Class A Special Shares, 25,262 Class B Special Shares, 25,262 Class C Special Shares, 50,525 Class D Special Shares, 50,525 Class E Special Shares, 50,525 Class F Special Shares, 63,157 Class G Special Shares and 63,157 Class H Special Shares for no additional consideration. F6 · price: Received by the Reporting Person as described in the Form 3 submitted by the Reporting Person on October 12, 2022. F7 · derivative.exercise_date: Was fully vested as of July 1, 2020. F8 · derivative.underlying: Also included the right to purchase the Special Shares set forth in Footnote 2 above. F8 · derivative.underlying_shares: Also included the right to purchase the Special Shares set forth in Footnote 2 above. Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionStock Option (right to buy) · Derivative | 11,578 | Not disclosed Strike: $0.52 | Not disclosed |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · derivative · entry 4 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,578 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options to purchase 11,578 common shares for cash at an exercise price of $0.52 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 252 Class A Special Shares, 505 Class B Special Shares, 505 Class C Special Shares, 1,010 Class D Special Shares, 1,010 Class E Special Shares, 1,010 Class F Special Shares, 1,263 Class G Special Shares and 1,263 Class H Special Shares for no additional consideration. F6 · price: Received by the Reporting Person as described in the Form 3 submitted by the Reporting Person on October 12, 2022. F4 · derivative.exercise_date: Was fully vested as of February 17, 2021. F5 · derivative.underlying: Also included the right to purchase the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") set forth in Footnote 1 above. F5 · derivative.underlying_shares: Also included the right to purchase the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") set forth in Footnote 1 above. Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 31,602 | $0.65 | $20,541.30 |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · nonDerivative · entry 3 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,070,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the exercise of stock options to purchase 31,602 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 689 Class A Special Shares, 1,379 Class B Special Shares, 1,379 Class C Special Shares, 2,758 Class D Special Shares, 2,758 Class E Special Shares, 2,758 Class F Special Shares, 3,447 Class G Special Shares and 3,447 Class H Special Shares for no additional consideration. Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 578,931 | $2.60 | $1,505,220.60 |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · nonDerivative · entry 2 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,038,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options to purchase 578,931 common shares for cash at an exercise price of $2.60 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 12,631 Class A Special Shares, 25,262 Class B Special Shares, 25,262 Class C Special Shares, 50,525 Class D Special Shares, 50,525 Class E Special Shares, 50,525 Class F Special Shares, 63,157 Class G Special Shares and 63,157 Class H Special Shares for no additional consideration. Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 11,578 | $0.52 | $6,020.56 |
DisclosureSEC source: 0001104659-26-002541 · tm262686-1_4seq1.xml · nonDerivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,459,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options to purchase 11,578 common shares for cash at an exercise price of $0.52 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 252 Class A Special Shares, 505 Class B Special Shares, 505 Class C Special Shares, 1,010 Class D Special Shares, 1,010 Class E Special Shares, 1,010 Class F Special Shares, 1,263 Class G Special Shares and 1,263 Class H Special Shares for no additional consideration. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 12:45 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 22,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-055759 · tm2516869-1_4seq1.xml · nonDerivative · entry 2 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,447,919 F2 · shares: Pursuant to the Director Compensation Policy, the Reporting Person was granted RSUs under the Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs vest on the date of the Issuer's 2026 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 12:45 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 21,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-055759 · tm2516869-1_4seq1.xml · nonDerivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,425,548 F1 · shares: In lieu of cash compensation under the Issuer's Nonemployee Director Compensation Policy ("Director Compensation Policy"), the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan ("Equity Incentive Plan"). Each RSU represents the right to receive one common share upon vesting. The RSUs vested immediately upon issuance. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 23:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 68,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-068378 · tm2416353-1_4seq1.xml · nonDerivative · entry 2 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,403,999 F2 · shares: Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted RSUs under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs shall vest on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date. Read SEC document |
| May 31, 2023 Filed Jun 4, 2024 23:23 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 144,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-068378 · tm2416353-1_4seq1.xml · nonDerivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,335,972 F1 · shares: Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSU vested on May 30, 2024, the date of the Issuer's 2024 annual meeting of shareholders. Read SEC document |
| September 30, 2022 Filed Oct 13, 2022 01:53 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 95,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-108210 · tm2228094-2_4seq1.xml · nonDerivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,191,065 F1 · shares: Pursuant to the Issuer's Nonemployee Director Compensation Policy, Mr. Greig was granted restricted stock units under the Issuer's 2021 Incentive Equity Plan, which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of September 30, 2022 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. Read SEC document |
| May 09, 2019 Filed May 22, 2019 19:33 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | GrantOptions to purchase common stock · Derivative | 400,000 | $0.15 Strike: $0.15 | $60,000.00 |
DisclosureSEC source: 0001251278-19-000014 · primary_doc.xml · derivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,000 Underlying: Common shares · 400,000 shares Expires 2024-05-09 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 16:59 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | PurchaseCommon Stock | 277,778 | $0.18 | $50,000.04 |
DisclosureSEC source: 0001251278-19-000006 · primary_doc.xml · nonDerivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,665,956 F1 · price: Canadian dollars. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 19:29 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | PurchaseCommon Stock | 2,777,778 | $0.18 | $500,000.04 |
DisclosureSEC source: 0001652486-18-000002 · primary_doc.xml · nonDerivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,388,178 F1 · price: Canadian dollars. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 16:45 UTC | SCANDIUM INTERNATIONAL MINING CORP. SCY · Entity 9590 | GrantOptions to purchase common shares · Derivative | 400,000 | $0.23 Strike: $0.23 | $90,000.00 |
DisclosureSEC source: 0001652486-18-000001 · primary_doc.xml · derivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 400,000 shares Expires 2023-01-19 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:45 UTC | SCANDIUM INTERNATIONAL MINING CORP. scy · Entity 9590 | GrantOptions to Purchase Common Shares · Derivative | 400,000 | $0.37 Strike: $0.37 | $148,000.00 |
DisclosureSEC source: 0001251278-17-000009 · primary_doc.xml · derivative · entry 1 Greig Andrew Carlyle · CIK 0001652486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,000 Underlying: Common Stock · 400,000 shares Expires 2022-02-21 F1 · derivative.exercise_price: Canadian dollars. F1 · price: Canadian dollars. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.