Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Grocery Outlet Holding Corp.GO · Entity 4840 | Director | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Grocery Outlet Holding Corp.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 462,573 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 18,868 · Balance 462,573 F1: Represents 18,868 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 1, 2027, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy. |
| Common StockSEC Table I · non-derivative | IndirectBy Lindberg Revocable Trust | 1,976,670 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,976,670 F2: Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee |
| Common StockSEC Table I · non-derivative | IndirectBy Lindberg Irrevocable Trust | 401,500 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 401,500 F3: Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy child | 460 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 460 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 460 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 460 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 18,868 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 1, 2027, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.
F2: Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee
F3: Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2022 Filed Apr 12, 2022 23:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-22-000048 · wf-form4_164980573269855.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 23:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $36.04 | $901,000.00 |
DisclosureSEC source: 0001771515-22-000048 · wf-form4_164980573269855.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,114 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.690 to $36.275, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 23:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-22-000048 · wf-form4_164980573269855.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 22:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-22-000047 · wf-form4_164945715590240.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 22:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $35.26 | $881,500.00 |
DisclosureSEC source: 0001771515-22-000047 · wf-form4_164945715590240.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,114 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.53, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 22:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-22-000047 · wf-form4_164945715590240.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 8, 2022 00:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 34,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-22-000029 · wf-form4_164669940936271.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,114 F2 · shares: Represents 34,127 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2022 to March 1, 2025, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 79,628 unvested performance stock units at target achievement (or up to an additional 159,256 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| March 03, 2022 Filed Mar 8, 2022 00:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 5,973 | $28.33 | $169,209.12 |
DisclosureSEC source: 0001771515-22-000029 · wf-form4_164669940936271.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,987 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:36 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000058 · wf-form4_162698975451755.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. . Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:36 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $35.87 | $896,750.00 |
DisclosureSEC source: 0001771515-21-000058 · wf-form4_162698975451755.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.62 to $36.24, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:36 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000058 · wf-form4_162698975451755.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 21:34 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 0 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000056 · wf-form4_162578003191617.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,614 Underlying: Common Stock · 0 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 21:34 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $34.45 | $861,250.00 |
DisclosureSEC source: 0001771515-21-000056 · wf-form4_162578003191617.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.985 to $34.70, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 21:34 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000056 · wf-form4_162578003191617.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2021 Filed Jun 18, 2021 00:20 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000055 · wf-form4_162397559595556.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| June 16, 2021 Filed Jun 18, 2021 00:20 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $34.06 | $851,500.00 |
DisclosureSEC source: 0001771515-21-000055 · wf-form4_162397559595556.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.73 to $34.21, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 16, 2021 Filed Jun 18, 2021 00:20 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000055 · wf-form4_162397559595556.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:57 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000047 · wf-form4_162275740921523.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:57 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $34.19 | $854,750.00 |
DisclosureSEC source: 0001771515-21-000047 · wf-form4_162275740921523.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.88 to $34.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:57 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000047 · wf-form4_162275740921523.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000046 · wf-form4_162154627862275.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $34.27 | $856,750.00 |
DisclosureSEC source: 0001771515-21-000046 · wf-form4_162154627862275.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.98 to $34.88, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000046 · wf-form4_162154627862275.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 21:27 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000032 · wf-form4_161912682728236.xml · derivative · entry 8 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 21:27 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 3,725 | $39.32 | $146,467.00 |
DisclosureSEC source: 0001771515-21-000032 · wf-form4_161912682728236.xml · nonDerivative · entry 3 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.285 to $39.445, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 21:27 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 21,275 | $38.97 | $829,086.75 |
DisclosureSEC source: 0001771515-21-000032 · wf-form4_161912682728236.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,685 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.290 to $39.280, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 21:27 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000032 · wf-form4_161912682728236.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 00:15 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Disposition to issuerStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000026 · wf-form4_161792731934257.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 00:15 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $36.98 | $924,500.00 |
DisclosureSEC source: 0001771515-21-000026 · wf-form4_161792731934257.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.745 to $37.39, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 00:15 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000026 · wf-form4_161792731934257.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 23:24 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000022 · wf-form4_161610982862616.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 23:24 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $35.98 | $899,500.00 |
DisclosureSEC source: 0001771515-21-000022 · wf-form4_161610982862616.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $36.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 23:24 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000022 · wf-form4_161610982862616.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 01:41 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-21-010472 · doc4.xml · derivative · entry 10 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 01:41 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,601 | $36.09 | $57,780.09 |
DisclosureSEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 5 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F3 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.07 to $36.13, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 01:41 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 23,399 | $35.68 | $834,876.32 |
DisclosureSEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 4 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,561 F3 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.07 to $36.05, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 01:41 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 3 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 01:41 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,257 | $35.27 | $150,131.62 |
DisclosureSEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 01:41 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 27,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,217 F1 · shares: Represents 27,081 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 63,188 unvested performance stock units at target achievement (or up to an additional 126,376 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-21-007388 · doc4.xml · derivative · entry 8 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,392 | $42.25 | $58,812.00 |
DisclosureSEC source: 0000899243-21-007388 · doc4.xml · nonDerivative · entry 3 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.22 to $42.30, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 23,608 | $41.81 | $987,050.48 |
DisclosureSEC source: 0000899243-21-007388 · doc4.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,528 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.22 to $42.21, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0000899243-21-007388 · doc4.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-21-005021 · doc4.xml · derivative · entry 8 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 3,517 | $40.75 | $143,317.75 |
DisclosureSEC source: 0000899243-21-005021 · doc4.xml · nonDerivative · entry 3 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.73 to $40.82, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 21,483 | $40.42 | $868,342.86 |
DisclosureSEC source: 0000899243-21-005021 · doc4.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,653 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.73 to $40.72, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0000899243-21-005021 · doc4.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:01 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-21-002990 · doc4.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:01 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $37.82 | $945,500.00 |
DisclosureSEC source: 0000899243-21-002990 · doc4.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,136 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.47 to $38.14, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:01 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0000899243-21-002990 · doc4.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.