AALAEI FARAJ

SEC source: 0001192382-26-000014 · wk-form4_1780447905.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473

F1 · shares: Restricted stock unit award vests fully on May 20, 2027.

F2 · balance_after: Includes an aggregate of 1,227 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

SEC source: 0001192382-26-000012 · wk-form4_1769202785.xml · nonDerivative · entry 2

AALAEI FARAJ · CIK 0001192382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083

F2 · shares: Restricted stock unit award vests fully on May 20, 2026.

SEC source: 0001192382-26-000012 · wk-form4_1769202785.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837

F1 · shares: Restricted stock unit award issued pursuant to the SiTime Independent Director Compensation Policy, vesting as to one-third of the shares on February 20, 2027 and an additional one-third of the shares on each February 20th thereafter.

SEC source: 0001209191-19-025374 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lindenwood Trust dated 8/13/2014

Disclosed balance after: 1,197,860

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-19-022484 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,519

F1 · kind: Disposition for tax withholding in connection with restricted stock unit vesting.

F2 · price: The price reported in Column 4 is a weighted average price sold sold in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-19-018901 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,000

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aquantia's common stock.

F2 · shares: On March 8, 2019, the Reporting Person was granted the RSUs which vest annually over 4 years starting on March 30, 2019.

SEC source: 0001209191-19-009860 · doc5.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lindenwood Trust dated 8/13/2014

Disclosed balance after: 1,197,960

SEC source: 0001209191-18-057176 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lindenwood Trust dated 8/13/2014

Disclosed balance after: 1,068,460

F1 · shares: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-18-053440 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lindenwood Trust dated 8/13/2014

Disclosed balance after: 1,218,460

F1 · shares: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-18-049244 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lindenwood Trust dated 8/13/2014

Disclosed balance after: 1,233,460

F1 · shares: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-18-044722 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lindenwood Trust dated 8/13/2014

Disclosed balance after: 1,248,460

F1 · shares: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-18-041280 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lindenwood Trust dated 8/13/2014

Disclosed balance after: 1,263,460

F1 · shares: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-18-038026 · doc4.xml · nonDerivative · entry 2

AALAEI FARAJ · CIK 0001192382 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lindenwood Trust dated 8/13/2014

Disclosed balance after: 1,278,460

F2 · shares: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-18-038026 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lindenwood Trust dated 8/13/2014

Disclosed balance after: 1,293,460

F1 · shares: These shares were disposed of as a charitable donation.

SEC source: 0001209191-18-026446 · doc4.xml · derivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · PRESIDENT, CEO AND DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2028-04-24

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aquantia's common stock.

F2 · shares: On April 25, 2018, the Reporting Person was granted the RSUs which vest annually over 4 years starting on March 30, 2019.

F2 · derivative.exercise_date: On April 25, 2018, the Reporting Person was granted the RSUs which vest annually over 4 years starting on March 30, 2019.

F2 · balance_after: On April 25, 2018, the Reporting Person was granted the RSUs which vest annually over 4 years starting on March 30, 2019.

SEC source: 0000899243-17-025853 · doc4.xml · derivative · entry 13

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0000899243-17-025853 · doc4.xml · derivative · entry 12

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 1,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0000899243-17-025853 · doc4.xml · derivative · entry 11

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 2,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0000899243-17-025853 · doc4.xml · derivative · entry 10

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 8,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0000899243-17-025853 · doc4.xml · derivative · entry 9

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 1,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0000899243-17-025853 · doc4.xml · derivative · entry 8

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 3,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0000899243-17-025853 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 17,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0001209191-17-060022 · doc4.xml · derivative · entry 13

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0001209191-17-060022 · doc4.xml · derivative · entry 12

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 1,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0001209191-17-060022 · doc4.xml · derivative · entry 11

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 2,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0001209191-17-060022 · doc4.xml · derivative · entry 10

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 8,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0001209191-17-060022 · doc4.xml · derivative · entry 9

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 1,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0001209191-17-060022 · doc4.xml · derivative · entry 8

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 3,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.

SEC source: 0001209191-17-060022 · doc4.xml · nonDerivative · entry 1

AALAEI FARAJ · CIK 0001192382 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Farajollah Aalaei 2000 Irrevocable Trust

Disclosed balance after: 17,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.