Rich Sanford

SEC source: 0001683168-26-004458 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,317

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $27.59 to $30.97, inclusive. The reporting person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence

SEC source: 0001683168-26-004247 · ownership.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,317

F2 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $13.82 to $14.81, inclusive. The reporting person undertakes to provide to Unusual Machines, Inc., any security holder of Unusual Machines, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

SEC source: 0001683168-26-004247 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,709

F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan.

SEC source: 0001683168-26-001921 · ownership.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,925

SEC source: 0001683168-26-001921 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,905

F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan.

SEC source: 0001683168-25-009446 · ownership.xml · derivative · entry 3

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,702 shares

Expires 2030-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The cashless exercise of the Common Stock Purchase Warrants was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors.

SEC source: 0001683168-25-009446 · ownership.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,944

F2 · kind: The Reporting Person exercised warrants to purchase shares of the Issuer's common stock. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 11,087 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 54,702 shares.

SEC source: 0001683168-25-009446 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The cashless exercise of the Common Stock Purchase Warrants was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors.

SEC source: 0001683168-25-006377 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,242

F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended.

SEC source: 0001683168-25-003917 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,934

F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended.

SEC source: 0001683168-25-003231 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,600

F1 · security: The Reporting Person purchased the shares of common stock pursuant to a confidentially marketed public offering.

SEC source: 0001683168-25-000383 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,600

F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested and subject to execution of the Issuer's standard Restricted Stock Agreement. The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended.

SEC source: 0001683168-24-007513 · ownership.xml · derivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,789

Underlying: Common Stock · 65,789 shares

Expires 2030-04-30

F2 · security: The warrants may not be exercised for 180 days after the Closing Date, so the Reporting Person is not deemed to be the beneficial owner of the underlying shares of common stock. The warrants contain beneficial ownership limitations preventing the Reporting Person from owning in excess of 4.99% or 9.99% of outstanding shares of common stock at any given time and, subject to shareholder approval, 19.99% of all current outstanding common stock currently outstanding or such lesser percentage required by the NYSE American without first obtaining stockholder approval in accordance with the NYSE American rules.

SEC source: 0001683168-24-007513 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,696

F1 · security: On October 29, 2024, the Issuer and the Reporting Person entered into a Securities Purchase Agreement (the "SPA"), pursuant to which the Reporting Person purchased 65,789 units, each unit consisting of one share of common stock and one warrant, from the Issuer in a private placement in reliance upon the exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933 and Rule 506 promulgated thereunder. The transaction contemplated by the SPA closed on October 30, 2024 (the "Closing Date").

SEC source: 0001683168-24-007360 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,907

F1 · security: The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Board of Directors of the Issuer. The shares of restricted common stock are fully vested. The shares were granted under the Issuer's 2022 Equity Incentive Plan, as amended.

SEC source: 0001683168-24-006079 · ownership.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,435

SEC source: 0001683168-24-006079 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,135

SEC source: 0001683168-24-005131 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,135

F1 · security: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant and any issuances thereunder are exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Board of Directors of the Issuer. The restricted stock units are fully vested, subject to execution of the Company's standard Restricted Stock Unit Agreement which occurred on July 29, 2024. Shares of common stock will be delivered to the Reporting Person promptly upon vesting of the restricted stock units. The restricted stock units were granted under the Issuer's 2022 Equity Incentive Plan, as amended.

SEC source: 0001683168-24-007367 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,135

F1 · security: On July 30, 2024, the Reporting Person filed a Form 4, which inadvertently reported the securities as restricted stock units instead of shares of the Issuer's restricted common stock. The grant was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Board of Directors of the Issuer. The shares of restricted common stock were fully vested upon execution of the Company's standard Restricted Stock Agreement, which occurred on July 29, 2024. The shares of the Issuer's restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan, as amended.

SEC source: 0001683168-24-003781 · ownership.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,083

SEC source: 0001683168-24-003781 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,667

SEC source: 0001683168-24-002921 · ownership.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,083

F1 · security: The shares of restricted common stock were granted under the Issuer's 2022 Equity Incentive Plan for services as a member of the board of directors and are fully vested.

SEC source: 0001553350-22-000014 · form4.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,538

F1 · security: The shares of common stock were granted for services in 2021 as a member of the board of directors and certain committees.

SEC source: 0001553350-21-000192 · form4.xml · derivative · entry 3

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires 2021-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was approved in advance by the Compensation Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors in accordance with Rule 16b-3(d).

SEC source: 0001553350-21-000192 · form4.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,391

F2 · security: Represents shares surrendered in payment of the exercise price.

SEC source: 0001553350-21-000192 · form4.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was approved in advance by the Compensation Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors in accordance with Rule 16b-3(d).

SEC source: 0001553350-21-000020 · form4.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,957

F1 · security: The shares of common stock were granted under the Aspen Group, Inc. 2018 Equity Incentive Plan for services in 2020 as a member of committees of the board of directors.

SEC source: 0001553350-20-000874 · form4.xml · derivative · entry 3

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires 2020-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

SEC source: 0001553350-20-000874 · form4.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,836

F2 · security: Represents shares surrendered in payment of the exercise price.

SEC source: 0001553350-20-000874 · form4.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).

SEC source: 0001553350-20-000615 · form4.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,083

SEC source: 0001553350-19-001277 · form4.xml · derivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2024-12-09

F1 · security: The stock options were granted under the Aspen Group, Inc. 2012 Equity Incentive Plan for service as a director and a committee member in 2019 and were vested in full as of the grant date.

SEC source: 0001553350-19-000970 · form4.xml · derivative · entry 3

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires 2019-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options which were expiring in December 2019. The exercise of the stock options was exempt under Rule 16b-6 under the Securities Exchange Act of 1934 ("the "Exchange Act") and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price was approved in advance by a committee of the Issuer's Board of Directors in accordance with Rule 16b-3(d) under the Exchange Act.

SEC source: 0001553350-19-000970 · form4.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,583

SEC source: 0001553350-19-000970 · form4.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001553350-19-000731 · form4.xml · derivative · entry 3

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,771 shares

Expires 2019-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person cashlessly exercised the stock options which were expiring in September 2019. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price was approved in advance by a Committee of the Issuer's Board of Directors in accordance with Rule 16b-3(d).

SEC source: 0001553350-19-000731 · form4.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,973

SEC source: 0001553350-19-000731 · form4.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001553350-18-001393 · form4.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

F1 · security: The shares of restricted common stock were granted under the Aspen Group, Inc. 2018 Equity Incentive Plan for service as a director and a committee member, as applicable, and vest in three equal annual increments on December 24, 2019, December 24, 2020, and December 24, 2021, subject to continued service as a director of the Issuer on each applicable vesting date.

F2 · shares: Shares of restricted common stock were granted in lieu of cash compensation for services as a director pursuant to the Reporting Person's election. The amount was determined based on $5.12 per share, the closing price of the Issuer's common stock on The Nasdaq Capital Market on December 21, 2018.

SEC source: 0001553350-18-001393 · form4.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,022

F1 · security: The shares of restricted common stock were granted under the Aspen Group, Inc. 2018 Equity Incentive Plan for service as a director and a committee member, as applicable, and vest in three equal annual increments on December 24, 2019, December 24, 2020, and December 24, 2021, subject to continued service as a director of the Issuer on each applicable vesting date.

SEC source: 0001553350-18-001127 · form4.xml · derivative · entry 4

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires 2018-12-20

SEC source: 0001553350-18-001127 · form4.xml · derivative · entry 3

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2018-10-21

SEC source: 0001553350-18-001127 · form4.xml · nonDerivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,022

SEC source: 0001553350-18-001127 · form4.xml · nonDerivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,688

SEC source: 0001553350-18-000016 · form4.xml · derivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2023-01-04

F2 · price: Not applicable.

F1 · derivative.exercise_date: The securities vest on December 31, 2018, subject to continued service as a director or committee member on such date.

SEC source: 0001553350-17-000411 · form4.xml · derivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-04-14

F2 · price: Not applicable.

F1 · derivative.exercise_date: The securities vest one year from the grant date, subject to continued service as a director and committee chair.

SEC source: 0001553350-17-000749 · rich5.xml · derivative · entry 2

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 8,333 shares

Expires 2020-12-04

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being September 4, 2018, subject to continued service as a director on each applicable vesting date.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being September 4, 2018, subject to continued service as a director on each applicable vesting date.

SEC source: 0001553350-17-000749 · rich5.xml · derivative · entry 1

Rich Sanford · CIK 0001362039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2017-09-04

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being September 4, 2018, subject to continued service as a director on each applicable vesting date.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being September 4, 2018, subject to continued service as a director on each applicable vesting date.