Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | SVP & CFO | February 04, 2020 | February 21, 2020 |
| Amrize LtdAMRZ · Entity 1392 | Director | April 21, 2026 | April 22, 2026 |
| Genpact LTDG · Entity 3760 | Director | April 23, 2026 | April 27, 2026 |
| NUCOR CORPNUE · Entity 3010 | Director | June 01, 2026 | June 03, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Sr. VP and CFO | March 06, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 04, 2020 · Filed February 21, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,285.32 |
Reported balance
After 2020-02-04 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-02-04 · Tax withholding · Disposed 5,761 · Balance 38,285.32 F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
Amrize Ltd
Report date April 21, 2026 · Filed April 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 7,194 |
Ending reported balance
After 2026-04-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-21 · Tax withholding · Disposed 740 · Balance 4,218 F1: Closing price per share on the trading date of the vesting of restricted stock units. Row 2 · 2026-04-21 · Grant · Acquired 2,976 · Balance 7,194 F2: Restricted stock unit award to the reporting person pursuant to the Amrize Ltd 2025 Omnibus Incentive Plan. The award vests on the earlier of the one-year anniversary of the grant date and the date of the issuer's next regular annual meeting of shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Closing price per share on the trading date of the vesting of restricted stock units.
F2: Restricted stock unit award to the reporting person pursuant to the Amrize Ltd 2025 Omnibus Incentive Plan. The award vests on the earlier of the one-year anniversary of the grant date and the date of the issuer's next regular annual meeting of shareholders.
Genpact LTD
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 15,334 |
Reported balance
After 2026-04-23 transaction · row 1
1 source rowRow 1 · 2026-04-23 · Grant · Acquired 6,521 · Balance 15,334 F1: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2026 and will be settled in common shares on December 31, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2026 and will be settled in common shares on December 31, 2027.
NUCOR CORP
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,315 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 755 · Balance 4,315 F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.
ROCKWELL AUTOMATION, INC
Report date March 06, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,557 |
Ending reported balance
After 2024-03-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-06 · Sale · Disposed 1,551 · Balance 10,666 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.14 to $288.08. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2024-03-06 · Sale · Disposed 109 · Balance 10,557 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023. F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $288.17 to $288.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.14 to $288.08. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $288.17 to $288.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 98 | $201.20 | $19,717.20 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 8 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,890.7564 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 202 | $201.17 | $40,635.94 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 7 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,988.7564 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,181 | $201.15 | $237,553.31 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 6 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,190.7564 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 1,681 | $78.72 | $132,328.32 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 5 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,371.7564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $201.47 | $20,147.03 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 4 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,690.7564 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $201.45 | $20,145.35 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,790.7564 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2,800 | $201.43 | $564,010.72 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,890.7564 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,690.7564 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 17:28 UTC | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 53,232 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-004426 · form4.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,232 Underlying: Common Stock · 53,232 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 17:28 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 2,653.361 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004426 · form4.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,190.7564 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/1/2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 50% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 17:28 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 11,010.18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004426 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,844.1174 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/1/2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 50% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 05, 2019 Filed Feb 19, 2019 22:51 UTC Amendment | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 53,232 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-006954 · form4a.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,232 Underlying: Common Stock · 53,232 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 19, 2019 22:51 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 2,685.591 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006954 · form4a.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,158.5264 F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a 50% deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 19, 2019 22:51 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 11,010.18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006954 · form4a.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,844.1174 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:26 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 56,191 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-004661 · form4.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,191 Underlying: Common Stock · 56,191 shares Expires 2028-02-04 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:26 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004661 · form4.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,354.8963 F1 · shares: Represents shares of 3M common stock that, except as otherwise noted below, will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 25% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to such shares until they are issued. The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:26 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 9,178.159 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004661 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,558.8963 F1 · shares: Represents shares of 3M common stock that, except as otherwise noted below, will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 25% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to such shares until they are issued. The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 06, 2018 Filed Feb 23, 2018 19:39 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 56,191 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-008025 · form4a.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,191 Underlying: Common Stock · 56,191 shares Expires 2028-02-04 Read SEC document |
| February 06, 2018 Filed Feb 23, 2018 19:39 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008025 · form4a.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,351.8963 F1 · shares: On February 8, 2018, the reporting person reported the number of shares of 3M Common Stock earned pursuant to a 2015 performance share award. The numbers shown in the report reflected an estimate of the number of shares to be withheld for taxes. This amendment is being filed to update the Form 4 based on the actual number of shares withhold for taxes. Read SEC document |
| February 06, 2018 Filed Feb 23, 2018 19:39 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 9,178.159 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008025 · form4a.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,558.8963 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:39 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,681 | $0.00 Strike: $78.72 | $0.00 |
DisclosureSEC source: 0001127602-18-003569 · form4.xml · derivative · entry 4 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,681 Underlying: Common Stock · 1,681 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010). Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:39 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003569 · form4.xml · nonDerivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,380.7373 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:39 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,681 | $249.76 | $419,845.89 |
DisclosureSEC source: 0001127602-18-003569 · form4.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,880.7373 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:39 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 1,681 | $78.72 | $132,328.32 |
DisclosureSEC source: 0001127602-18-003569 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,561.7373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:29 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 6,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-033846 · form4.xml · derivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,221 Underlying: Common Stock · 6,221 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units will vest in equal installments on 12/1/2020 and 12/1/2022. F2 · derivative.expiration_date: The restricted stock units will vest in equal installments on 12/1/2020 and 12/1/2022. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 20:59 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 4,004 | $0.00 Strike: $54.11 | $0.00 |
DisclosureSEC source: 0001127602-17-030515 · form4.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,004 shares Expires 2019-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009) Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 20:59 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 4,004 | $233.84 | $936,291.36 |
DisclosureSEC source: 0001127602-17-030515 · form4.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,801 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 20:59 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 4,004 | $54.11 | $216,656.44 |
DisclosureSEC source: 0001127602-17-030515 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 20:08 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,888 | $0.00 Strike: $77.18 | $0.00 |
DisclosureSEC source: 0001127602-17-005934 · form4.xml · derivative · entry 4 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,888 shares Expires 2018-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (5/13/2009) Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 20:08 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005934 · form4.xml · nonDerivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,459 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 20:08 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 2,888 | $77.18 | $222,895.84 |
DisclosureSEC source: 0001127602-17-005934 · form4.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 20:08 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2,888 | $181.31 | $523,612.59 |
DisclosureSEC source: 0001127602-17-005934 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,071 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:38 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 78,252 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004856 · form4a.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,252 Underlying: Common Stock · 78,252 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:38 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 5,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004856 · form4a.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,959 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:38 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 10,701.634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004856 · form4a.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,153 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:21 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 78,252 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004750 · form4.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,252 Underlying: Common Stock · 78,252 shares Expires 2027-02-08 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:21 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 5,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004750 · form4.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,451 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:21 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 10,701.634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004750 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,451 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:22 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 78,252 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007807 · form4a.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,252 Underlying: Common Stock · 78,252 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:22 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 5,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007807 · form4a.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,977.0213 F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:22 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 10,701.634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007807 · form4a.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,153.0213 Read SEC document |
| May 06, 2016 Filed Jan 11, 2017 21:28 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001552 · form5.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,427.875 F1 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.