Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | SVP & CFO | February 04, 2020 | February 21, 2020 |
| Amrize LtdAMRZ · Entity 1392 | Director | April 21, 2026 | April 22, 2026 |
| Genpact LTDG · Entity 3760 | Director | April 23, 2026 | April 27, 2026 |
| NUCOR CORPNUE · Entity 3010 | Director | June 01, 2026 | June 03, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Sr. VP and CFO | March 06, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 04, 2020 · Filed February 21, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,285.32 |
Reported balance
After 2020-02-04 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-02-04 · Tax withholding · Disposed 5,761 · Balance 38,285.32 F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
Amrize Ltd
Report date April 21, 2026 · Filed April 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 7,194 |
Ending reported balance
After 2026-04-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-21 · Tax withholding · Disposed 740 · Balance 4,218 F1: Closing price per share on the trading date of the vesting of restricted stock units. Row 2 · 2026-04-21 · Grant · Acquired 2,976 · Balance 7,194 F2: Restricted stock unit award to the reporting person pursuant to the Amrize Ltd 2025 Omnibus Incentive Plan. The award vests on the earlier of the one-year anniversary of the grant date and the date of the issuer's next regular annual meeting of shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Closing price per share on the trading date of the vesting of restricted stock units.
F2: Restricted stock unit award to the reporting person pursuant to the Amrize Ltd 2025 Omnibus Incentive Plan. The award vests on the earlier of the one-year anniversary of the grant date and the date of the issuer's next regular annual meeting of shareholders.
Genpact LTD
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 15,334 |
Reported balance
After 2026-04-23 transaction · row 1
1 source rowRow 1 · 2026-04-23 · Grant · Acquired 6,521 · Balance 15,334 F1: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2026 and will be settled in common shares on December 31, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2026 and will be settled in common shares on December 31, 2027.
NUCOR CORP
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,315 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 755 · Balance 4,315 F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant.
ROCKWELL AUTOMATION, INC
Report date March 06, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,557 |
Ending reported balance
After 2024-03-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-06 · Sale · Disposed 1,551 · Balance 10,666 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.14 to $288.08. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2024-03-06 · Sale · Disposed 109 · Balance 10,557 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023. F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $288.17 to $288.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.14 to $288.08. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $288.17 to $288.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 3, 2026 18:41 UTC | NUCOR CORP NUE · Entity 3010 | GrantCommon Stock | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0000073309-26-000115 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,315 F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. Read SEC document |
| April 23, 2026 Filed Apr 27, 2026 20:24 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 6,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001515709-26-000003 · wk-form4_1777321493.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,334 F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2026 and will be settled in common shares on December 31, 2027. Read SEC document |
| April 21, 2026 Filed Apr 22, 2026 16:09 UTC | Amrize Ltd AMRZ · Entity 1392 | GrantOrdinary Shares | 2,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001515709-26-000001 · primary_doc.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,194 F2 · shares: Restricted stock unit award to the reporting person pursuant to the Amrize Ltd 2025 Omnibus Incentive Plan. The award vests on the earlier of the one-year anniversary of the grant date and the date of the issuer's next regular annual meeting of shareholders. Read SEC document |
| April 21, 2026 Filed Apr 22, 2026 16:09 UTC | Amrize Ltd AMRZ · Entity 1392 | Tax withholdingOrdinary Shares | 740 | $57.12 | $42,268.80 |
DisclosureSEC source: 0001515709-26-000001 · primary_doc.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,218 F1 · price: Closing price per share on the trading date of the vesting of restricted stock units. Read SEC document |
| November 19, 2025 Filed Nov 20, 2025 19:32 UTC | Amrize Ltd AMRZ · Entity 1392 | PurchaseOrdinary Shares | 2,000 | $47.34 | $94,680.00 |
DisclosureSEC source: 0001515709-25-000003 · primary_doc.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,958 Read SEC document |
| August 11, 2025 Filed Aug 13, 2025 18:11 UTC | Amrize Ltd AMRZ · Entity 1392 | GrantOrdinary Shares | 2,958 | $0.00 | $0.00 |
DisclosureSEC source: 0002035989-25-000014 · primary_doc.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,958 F1 · shares: Restricted stock unit award to the reporting person pursuant to the Amrize Ltd 2025 Omnibus Incentive Plan. The award vests on the earlier of the one-year anniversary of the grant date and the date of the issuer's next regular annual meeting of shareholders. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:05 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 1,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001398659-25-000086 · wk-form4_1751486749.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,813 Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 15:32 UTC | NUCOR CORP NUE · Entity 3010 | GrantCommon Stock | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-016323 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,560 F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. Read SEC document |
| May 22, 2025 Filed May 27, 2025 21:01 UTC | Genpact LTD G · Entity 3760 | GrantCommon Shares | 4,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001398659-25-000078 · wk-form4_1748379660.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,825 F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2025 and will be settled in common shares on December 31, 2026. Read SEC document |
| May 13, 2025 Filed May 14, 2025 20:19 UTC | Genpact LTD G · Entity 3760 | PurchaseCommon Shares | 2,000 | $43.97 | $87,940.00 |
DisclosureSEC source: 0001398659-25-000061 · wk-form4_1747253955.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:54 UTC | NUCOR CORP NUE · Entity 3010 | GrantCommon Stock | 1,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017557 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,006 F1 · shares: The shares of common stock reported are issuable to the reporting person or, if applicable, to his or her estate, as soon as administratively practicable after the termination of the reporting person's service on the board of directors. The restricted stock units vest immediately upon grant. Read SEC document |
| March 06, 2024 Filed Mar 6, 2024 21:29 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 109 | $288.20 | $31,413.95 |
DisclosureSEC source: 0001024478-24-000038 · wk-form4_1709760526.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,557 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $288.17 to $288.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 06, 2024 Filed Mar 6, 2024 21:29 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,551 | $287.65 | $446,141.89 |
DisclosureSEC source: 0001024478-24-000038 · wk-form4_1709760526.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,666 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.14 to $288.08. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 04, 2024 Filed Mar 4, 2024 23:10 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 118 | $288.46 | $34,038.37 |
DisclosureSEC source: 0001024478-24-000032 · wk-form4_1709593792.xml · nonDerivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,217 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 3/1/2024. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $288.38 to $288.47. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 04, 2024 Filed Mar 4, 2024 23:10 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,871 | $288.15 | $539,130.15 |
DisclosureSEC source: 0001024478-24-000032 · wk-form4_1709593792.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,335 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 3/1/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.2925 to $288.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:10 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 5,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000032 · wk-form4_1709593792.xml · derivative · entry 4 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,309 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:10 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000032 · wk-form4_1709593792.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:02 UTC | NUCOR CORP NUE · Entity 3010 | PurchaseCommon Stock | 1,000 | $176.61 | $176,609.20 |
DisclosureSEC source: 0001127602-23-030228 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 60 | $280.12 | $16,807.40 |
DisclosureSEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · nonDerivative · entry 5 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,897 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2023. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.06 to $280.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 517 | $279.68 | $144,593.58 |
DisclosureSEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · nonDerivative · entry 4 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,957 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.0201 to $280.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 01:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 1,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · derivative · entry 7 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,464 Underlying: Common Stock · 1,232 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 01:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · nonDerivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 01:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 427 | $279.04 | $119,151.06 |
DisclosureSEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,242 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 912 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · derivative · entry 6 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 913 Underlying: Common Stock · 912 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 912 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000187 · wk-form4_1702345689.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 3,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000179 · wk-form4_1701823983.xml · derivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,435 Underlying: Common Stock · 3,435 shares Expires 2026-12-04 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,175 | $0.00 Strike: $279.50 | $0.00 |
DisclosureSEC source: 0001024478-23-000179 · wk-form4_1701823983.xml · derivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,175 Underlying: Common Stock · 11,175 shares Expires 2033-12-04 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 02, 2023 Filed Mar 2, 2023 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 210 | $294.67 | $61,880.81 |
DisclosureSEC source: 0001024478-23-000036 · wf-form4_167779923115291.xml · nonDerivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,757 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 3/1/2023. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.62 to $294.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2023 Filed Mar 2, 2023 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,765 | $294.20 | $519,261.41 |
DisclosureSEC source: 0001024478-23-000036 · wf-form4_167779923115291.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,967 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 3/1/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $293.62 to $294.61 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 5,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000036 · wf-form4_167779923115291.xml · derivative · entry 4 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,309 Underlying: Common Stock · 5,308 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000036 · wf-form4_167779923115291.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 22:58 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 3,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000161 · wf-form4_167097229242049.xml · derivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,696 Underlying: Common Stock · 3,696 shares Expires 2025-12-09 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 22:58 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 12,368 | $0.00 Strike: $259.81 | $0.00 |
DisclosureSEC source: 0001024478-22-000161 · wf-form4_167097229242049.xml · derivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,368 Underlying: Common Stock · 12,368 shares Expires 2032-12-09 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 00:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 426 | $256.82 | $109,406.51 |
DisclosureSEC source: 0001024478-22-000131 · wf-form4_167054524882854.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,424 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/7/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.7350 to $257.0750. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 912 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000131 · wf-form4_167054524882854.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,825 Underlying: Common Stock · 912 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 912 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000131 · wf-form4_167054524882854.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 23:30 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,870 | $270.33 | $505,507.75 |
DisclosureSEC source: 0001024478-22-000025 · wf-form4_164635016752600.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 1/1/2022 to cover taxes due on restricted stock that vested on 3/1/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $269.80 to $270.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:30 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 5,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000025 · wf-form4_164635016752600.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,617 Underlying: Common Stock · 5,308 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:30 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000025 · wf-form4_164635016752600.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000131 · wf-form4_163909128425332.xml · derivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,737 Underlying: Common Stock · 2,737 shares Expires 2024-12-07 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,949 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000131 · wf-form4_163909128425332.xml · derivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,949 Underlying: Common Stock · 10,949 shares Expires 2031-12-07 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 03, 2021 Filed May 4, 2021 21:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | PurchaseCommon Stock | 500 | $262.11 | $131,055.25 |
DisclosureSEC source: 0001246360-21-000695 · form.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 14:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted stock units · Derivative | 15,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000527 · form.xml · derivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2024-03-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · shares: Awarded under the Company's 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:15 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 82,104 | $0.00 Strike: $157.24 | $0.00 |
DisclosureSEC source: 0001127602-20-004032 · form4.xml · derivative · entry 3 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,104 Underlying: Common Stock · 82,104 shares Expires 2030-02-03 F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:15 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 5,760.629 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004032 · form4.xml · nonDerivative · entry 2 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,285.691 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:15 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 12,590.986 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004032 · form4.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,046.32 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 04, 2020 Filed Feb 21, 2020 19:59 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 5,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006889 · form4a.xml · nonDerivative · entry 1 Gangestad Nicholas C · CIK 0001515709 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,285.32 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,681 | $0.00 Strike: $78.72 | $0.00 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · derivative · entry 11 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,681 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010). Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $201.20 | $20,120.47 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 10 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,690.7564 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:53 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $201.20 | $20,120.03 |
DisclosureSEC source: 0001127602-19-004994 · form4.xml · nonDerivative · entry 9 Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,790.7564 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.