Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HUMANA INCHUM · Entity 1429 | Chief Financial Officer | December 31, 2024 | January 03, 2025 |
| PEPSICO INCPEP · Entity 2848 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HUMANA INC
Report date December 31, 2024 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectSee Footnote. | 332 |
Reported balance
After 2024-12-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-12-31 · Other · Acquired 1 · Balance 332 F10: Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024. |
| Humana CommonSEC Table I · non-derivative | Direct | 20,165 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,165 F9: Includes 12,618 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. |
| Humana CommonSEC Table I · non-derivative | IndirectSee Footnote | 2,219 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,219 F1: Shares held for the benefit of the reporting person as of December 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-22 | Direct | 1,508 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,508 F2: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $428.68 · Expires 2028-08-01 | Direct | 3,793 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,793 F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $425.06 · Expires 2029-02-21 | Direct | 5,562 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,562 F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $510.24 · Expires 2030-02-24 | Direct | 6,810 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 6,810 F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $367.21 · Expires 2031-02-21 | Direct | 9,989 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 9,989 F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 588 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 588 F7: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held for the benefit of the reporting person as of December 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.
F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F7: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F8: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9: Includes 12,618 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F10: Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.
PEPSICO INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| PepsiCo, Inc. Common StockSEC Table I · non-derivative | Direct | 10,024.202 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Grant · Acquired 165.225 · Balance 8,431.8454 F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis. Row 2 · 2026-10-01 · Grant · Acquired 1,592.3566 · Balance 10,024.202 F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis.
F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2021 Filed Aug 3, 2021 19:32 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 3,793 | $0.00 Strike: $428.68 | $0.00 |
DisclosureSEC source: 0000049071-21-000113 · edgar.xml · derivative · entry 5 Diamond Susan M · CIK 0001782445 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793 Underlying: Humana Common · 3,793 shares Expires 2028-08-01 F4 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24. F4 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 16:03 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000106 · edgar.xml · derivative · entry 8 Diamond Susan M · CIK 0001782445 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291 Underlying: Humana Common · 291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 07/01/19, 33% of the award is vesting on 07/01/20, 07/01/21, and 07/01/22. F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 07/01/19, 33% of the award is vesting on 07/01/20, 07/01/21, and 07/01/22. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 16:03 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 92 | $445.00 | $40,940.00 |
DisclosureSEC source: 0000049071-21-000106 · edgar.xml · nonDerivative · entry 2 Diamond Susan M · CIK 0001782445 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,385 Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 16:03 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000106 · edgar.xml · nonDerivative · entry 1 Diamond Susan M · CIK 0001782445 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 02:07 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 1,580 | $376.02 | $594,115.23 |
DisclosureSEC source: 0000049071-21-000058 · edgar.xml · nonDerivative · entry 5 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186 F15 · price: Price reported is weighted avg sales price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 02:07 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000058 · edgar.xml · derivative · entry 14 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099 Underlying: Humana Common · 1,099 shares Expires not disclosed F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 02:07 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 4,524 | $0.00 Strike: $376.61 | $0.00 |
DisclosureSEC source: 0000049071-21-000058 · edgar.xml · derivative · entry 8 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,524 Underlying: Humana Common · 4,524 shares Expires 2028-02-22 F3 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. F3 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:07 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 931 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000058 · edgar.xml · derivative · entry 9 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 931 shares vesting in three annual increments on 12/15/18, 12/15/19 and 12/15/20. and 931 shares vest fully three years from the date of grant. Shares reported are what remain unvested. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 931 shares vesting in three annual increments on 12/15/18, 12/15/19 and 12/15/20. and 931 shares vest fully three years from the date of grant. Shares reported are what remain unvested. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:07 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 302 | $377.42 | $113,979.33 |
DisclosureSEC source: 0000049071-21-000058 · edgar.xml · nonDerivative · entry 4 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,766 Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:07 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 931 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000058 · edgar.xml · nonDerivative · entry 3 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:07 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 637 | $377.42 | $240,413.36 |
DisclosureSEC source: 0000049071-21-000058 · edgar.xml · nonDerivative · entry 2 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,137 Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:07 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000058 · edgar.xml · nonDerivative · entry 1 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · shares: Includes Performance Stock Units that vested on 2/19/21. F14 · balance_after: Reporting person transferred a total of 464 shares of direct ownership on December 18, 2021 pursuant to a Domestic Relations Order. Reporting person was afforded a filing exemption under Rule 16a-12, which extends to securities transferred to a DRO. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000166 · edgar.xml · derivative · entry 13 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570 Underlying: Humana Common · 285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 281 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000166 · edgar.xml · derivative · entry 10 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282 Underlying: Humana Common · 281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 311 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000166 · edgar.xml · derivative · entry 9 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 931 Underlying: Humana Common · 311 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 931 shares vesting in three annual increments on 12/15/18, 12/15/19 and 12/15/20. and 931 shares vest fully three years from the date of grant. Shares reported are what remain unvested. F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 931 shares vesting in three annual increments on 12/15/18, 12/15/19 and 12/15/20. and 931 shares vest fully three years from the date of grant. Shares reported are what remain unvested. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:15 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 133 | $390.49 | $51,934.51 |
DisclosureSEC source: 0000049071-20-000166 · edgar.xml · nonDerivative · entry 6 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,376 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000166 · edgar.xml · nonDerivative · entry 5 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:15 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 131 | $390.49 | $51,153.54 |
DisclosureSEC source: 0000049071-20-000166 · edgar.xml · nonDerivative · entry 4 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 281 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000166 · edgar.xml · nonDerivative · entry 3 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:15 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 145 | $390.49 | $56,620.33 |
DisclosureSEC source: 0000049071-20-000166 · edgar.xml · nonDerivative · entry 2 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 311 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000166 · edgar.xml · nonDerivative · entry 1 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 23:08 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000099 · edgar.xml · derivative · entry 8 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 Underlying: Humana Common · 290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 07/01/19, 33% of the award is vesting on 07/01/20, 07/01/21, and 07/01/22. F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 07/01/19, 33% of the award is vesting on 07/01/20, 07/01/21, and 07/01/22. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 23:08 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 97 | $390.39 | $37,867.35 |
DisclosureSEC source: 0000049071-20-000099 · edgar.xml · nonDerivative · entry 2 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,908 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 23:08 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000099 · edgar.xml · nonDerivative · entry 1 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 15:32 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,149 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000054 · edgar.xml · derivative · entry 5 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 1,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19; and 1,149 shares fully vesting three years from the date of grant. Shares reported are what remain unvested. F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19; and 1,149 shares fully vesting three years from the date of grant. Shares reported are what remain unvested. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 15:32 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 363 | $359.85 | $130,624.64 |
DisclosureSEC source: 0000049071-20-000054 · edgar.xml · nonDerivative · entry 2 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715 Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 15:32 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,149 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000054 · edgar.xml · nonDerivative · entry 1 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:42 UTC | HUMANA INC HUM · Entity 1429 | PurchasePhantom Stock Units · Derivative | 317 | $319.68 | $101,338.56 |
DisclosureSEC source: 0000049071-20-000050 · edgar.xml · derivative · entry 10 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 317 Underlying: Humana Common · 317 shares Expires not disclosed F11 · security: Phantom Stock Units held for the benefit of reporting person as of February 28, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F11 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of February 28, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F13 · price: Shares purchased through Retirement Equalization Plan, valued at closing HUM stock price of $319.68. F11 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of February 28, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F11 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of February 28, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F11 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of February 28, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:42 UTC | HUMANA INC HUM · Entity 1429 | PurchaseHumana Common | 1,785 | $319.68 | $570,628.80 |
DisclosureSEC source: 0000049071-20-000050 · edgar.xml · nonDerivative · entry 2 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,114 F12 · price: Shares purchased through Retirement Savings Plan, valued at closing HUM stock price of $319.68. F1 · ownership.nature: Shares held for the benefit of the reporting person as of February 28, 2020 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:19 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 855 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000045 · edgar.xml · derivative · entry 9 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855 Underlying: Humana Common · 855 shares Expires not disclosed F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:19 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 4,298 | $0.00 Strike: $350.79 | $0.00 |
DisclosureSEC source: 0000049071-20-000045 · edgar.xml · derivative · entry 3 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298 Underlying: Humana Common · 4,298 shares Expires 2027-02-24 F2 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. F2 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 22:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 281 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-19-000140 · edgar.xml · derivative · entry 10 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563 Underlying: Humana Common · 281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/2021. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/2021. Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 22:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-19-000140 · edgar.xml · derivative · entry 9 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242 Underlying: Humana Common · 310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 931 shares vesting in three annual increments on 12/15/18, 12/15/19 and 12/15/20. and 931 shares vest fully three years from the date of grant. Shares reported are what remain unvested. F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 931 shares vesting in three annual increments on 12/15/18, 12/15/19 and 12/15/20. and 931 shares vest fully three years from the date of grant. Shares reported are what remain unvested. Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 22:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-19-000140 · edgar.xml · derivative · entry 8 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149 Underlying: Humana Common · 767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19; and 1,149 shares fully vesting three years from the date of grant. Shares reported are what remain unvested. F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19; and 1,149 shares fully vesting three years from the date of grant. Shares reported are what remain unvested. Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 22:15 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 89 | $350.41 | $31,186.49 |
DisclosureSEC source: 0000049071-19-000140 · edgar.xml · nonDerivative · entry 6 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929 Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 22:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 281 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-19-000140 · edgar.xml · nonDerivative · entry 5 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 22:15 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 98 | $350.41 | $34,340.18 |
DisclosureSEC source: 0000049071-19-000140 · edgar.xml · nonDerivative · entry 4 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737 Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 22:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-19-000140 · edgar.xml · nonDerivative · entry 3 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 22:15 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 242 | $350.41 | $84,799.22 |
DisclosureSEC source: 0000049071-19-000140 · edgar.xml · nonDerivative · entry 2 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525 Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 22:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-19-000140 · edgar.xml · nonDerivative · entry 1 Diamond Susan M · CIK 0001782445 · Segment President, Home Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.