Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | Director | June 01, 2026 | June 03, 2026 |
| GAIN Capital Holdings, Inc.GCAP · Entity 147418 | Director | July 27, 2020 | July 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,135 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 2,528 · Balance 33,135 F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 7,762 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,762 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 258 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 258 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027
GAIN Capital Holdings, Inc.
Report date July 27, 2020 · Filed July 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 233,710 |
Reported balance
After 2020-07-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-07-27 · Exercise / conversion · Acquired 52,024 · Balance 233,710 F1: Reflects shares acquired upon exercise of stock options listed in Table II below. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.83 | Direct | 0 |
Reported balance
After 2020-07-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-07-27 · Exercise / conversion · Disposed 52,024 · Balance 0 F2: Such stock options were granted on July 28, 2010 and vested 1/12 per month until fully vested on the one-year anniversary of the grant date. The options have a term of ten years. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares acquired upon exercise of stock options listed in Table II below.
F2: Such stock options were granted on July 28, 2010 and vested 1/12 per month until fully vested on the one-year anniversary of the grant date. The options have a term of ten years.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST OF LONG ISLAND CORP
Report date June 01, 2025 · Filed June 02, 2025
Section 16 reporting ended · disclosed 2025-06-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-06-01 transaction · row 1
1 source rowRow 1 · 2025-06-01 · Disposition to issuer · Disposed 54,095 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 4, 2024, between the Issuer and ConnectOne Bancorp, Inc., each issued and outstanding share of Issuer common stock was converted into the right to receive 0.5175 shares of ConnectOne Bancorp, Inc. common stock (subject to the payment of cash in lieu of fractional shares). |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 0 |
Reported balance
After 2025-06-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-06-01 · Disposition to issuer · Disposed 15,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 4, 2024, between the Issuer and ConnectOne Bancorp, Inc., each issued and outstanding share of Issuer common stock was converted into the right to receive 0.5175 shares of ConnectOne Bancorp, Inc. common stock (subject to the payment of cash in lieu of fractional shares). |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2025-06-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-06-01 · Disposition to issuer · Disposed 500 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 4, 2024, between the Issuer and ConnectOne Bancorp, Inc., each issued and outstanding share of Issuer common stock was converted into the right to receive 0.5175 shares of ConnectOne Bancorp, Inc. common stock (subject to the payment of cash in lieu of fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 4, 2024, between the Issuer and ConnectOne Bancorp, Inc., each issued and outstanding share of Issuer common stock was converted into the right to receive 0.5175 shares of ConnectOne Bancorp, Inc. common stock (subject to the payment of cash in lieu of fractional shares).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2018 Filed Jan 22, 2018 17:07 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000186 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,413 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 11:06 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-001368 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,222 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 16:08 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-001363 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,137 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 11:43 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-001217 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,964 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| October 27, 2017 Filed Oct 27, 2017 12:26 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 147 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-001157 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,754 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 19:06 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | GrantCommon Stock | 5,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001444363-17-000102 · wf-form4_150724477858202.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,001 F1 · security: Restricted stock units issued to the reporting person as compensation for service as a non-executive director of the issuer. 25% of the RSUs granted will vest on October 8, 2017, with the remainder vesting in nine equal monthly installments commencing on November 8, 2017. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 15:57 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-001083 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,607 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 14:42 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000944 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,315 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 08:46 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 158 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000849 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,138 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| May 26, 2017 Filed May 30, 2017 12:27 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000739 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,980 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 11:32 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000608 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,782 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:23 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | GrantCommon Stock | 12,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001444363-17-000029 · wf-form4_148978216968824.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,189 F1 · security: Restricted stock units issued to the reporting person as compensation for service as a non-executive director of the issuer. The RSUs vest in twelve equal monthly installments starting one month after the day following the issuer's annual meeting of stockholders in the year of grant. Read SEC document |
| March 03, 2017 Filed Mar 3, 2017 15:27 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000392 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,642 F1 · acquired: The shares represent stock received in lieu of director fees. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 10:11 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantRestricted Stock Unit · Derivative | 1,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000173 · primary_01.xml · derivative · entry 3 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332 Underlying: The First of Long Island Corporation · 1,332 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FLIC common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 27, 2018. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 27, 2018. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 10:11 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | GrantCommon Stock | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000173 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,354 F1 · acquired: The 192 shares represent stock received in lieu of director fees. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 15:09 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | Exercise / conversionRestricted Stock Unit · Derivative | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000137 · primary_01.xml · derivative · entry 3 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324 Underlying: Common Stock · 162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No exercise price for this type of award F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 19, 2017. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 19, 2017. F1 · derivative.underlying_shares: Adjusted to reflect stock split. F1 · balance_after: Adjusted to reflect stock split. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 15:09 UTC | FIRST OF LONG ISLAND CORP FLIC · Entity 79040 | Exercise / conversionCommon Stock | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000137 · primary_01.xml · nonDerivative · entry 1 QUICK PETER · CIK 0001195725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Adjusted to reflect stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.