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person · Reporting owner

BALL KRISTINE M

Disclosed activity across 4 companies

Tapewire entity
42002
SEC CIK
0001266163

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atreca, Inc.BCEL · Entity 91940DirectorJune 13, 2023June 15, 2023
Oruka Therapeutics, Inc.ORKA · Entity 3781DirectorJune 02, 2026June 03, 2026
Yarrow Bioscience, Inc.MNLO · Entity 6871See RemarksDecember 11, 2019December 16, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atreca, Inc.

Report date June 13, 2023 · Filed June 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.18 · Expires 2023-06-12Direct12,000 Reported balance After 2023-06-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-13 · Grant · Acquired 12,000 · Balance 12,000

F1: The option vests upon the earlier of the one-year anniversary of the date of grant or the day prior to the next Annual Meeting of Stockholders occurring after the grant date, subject to the non-employee director's continuous service on each applicable vesting date. All unvested options will vest in full immediately prior to a change in control (as defined in the Company's 2019 Equity Incentive Plan), subject to the non-employee director's continuous service as of immediately prior to the closing of such change in control.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests upon the earlier of the one-year anniversary of the date of grant or the day prior to the next Annual Meeting of Stockholders occurring after the grant date, subject to the non-employee director's continuous service on each applicable vesting date. All unvested options will vest in full immediately prior to a change in control (as defined in the Company's 2019 Equity Incentive Plan), subject to the non-employee director's continuous service as of immediately prior to the closing of such change in control.

Oruka Therapeutics, Inc.

Report date June 02, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.23 · Expires 2036-06-01Direct9,136 Reported balance After 2026-06-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-02 · Grant · Acquired 9,136 · Balance 9,136

F1: The option vests as to 1/12 of the underlying shares monthly from June 2, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests as to 1/12 of the underlying shares monthly from June 2, 2026.

Yarrow Bioscience, Inc.

Report date December 11, 2019 · Filed December 16, 2019 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect52,534 Last balance in matching sequence After 2019-12-11 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2019-12-11 · Exercise / conversion · Acquired 80,300 · Balance 80,300

F1: On July 29, 2019, the Reporting Person was granted 80,300 restricted stock units ("RSUs"), for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs were scheduled to vest in two (2) equal annual installments beginning July 29, 2020. The vesting of the RSUs was accelerated in full on December 11, 2019 in connection with the pending transactions contemplated by the Agreement and Plan of Merger entered into on November 10, 2019 among the Issuer, Foamix Pharmaceuticals Ltd and Giants Merger Subsidiary Ltd., a wholly-owned subsidiary of the Issuer, in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Section 280G and 4999 of the Internal Revenue Code.

Row 2 · 2019-12-11 · Tax withholding · Disposed 27,766 · Balance 52,534

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-12-11 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2019-12-11 · Exercise / conversion · Disposed 80,300 · Balance 0

F1: On July 29, 2019, the Reporting Person was granted 80,300 restricted stock units ("RSUs"), for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs were scheduled to vest in two (2) equal annual installments beginning July 29, 2020. The vesting of the RSUs was accelerated in full on December 11, 2019 in connection with the pending transactions contemplated by the Agreement and Plan of Merger entered into on November 10, 2019 among the Issuer, Foamix Pharmaceuticals Ltd and Giants Merger Subsidiary Ltd., a wholly-owned subsidiary of the Issuer, in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Section 280G and 4999 of the Internal Revenue Code.

Filing footnotes · ownership attribution and instrument terms

F1: On July 29, 2019, the Reporting Person was granted 80,300 restricted stock units ("RSUs"), for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs were scheduled to vest in two (2) equal annual installments beginning July 29, 2020. The vesting of the RSUs was accelerated in full on December 11, 2019 in connection with the pending transactions contemplated by the Agreement and Plan of Merger entered into on November 10, 2019 among the Issuer, Foamix Pharmaceuticals Ltd and Giants Merger Subsidiary Ltd., a wholly-owned subsidiary of the Issuer, in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Section 280G and 4999 of the Internal Revenue Code.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Forty Seven, Inc.

Report date April 07, 2020 · Filed April 07, 2020

Section 16 reporting ended · disclosed 2020-04-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.76 · Expires 2028-03-19Direct0 Reported balance After 2020-04-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-04-07 · Disposition to issuer · Disposed 69,677 · Balance 0

F1: Disposed of pursuant to an agreement and plan of merger by and between the Issuer, Gilead Sciences, Inc. ("Gilead") and Toro Merger Sub, Inc. ("Purchaser") (the "Merger"), upon the terms and subject to the conditions described in the Offer to Purchase dated March 10, 2020 (together with any amendments or supplements thereto, the "Offer to Purchase") and in the accompanying Letter of Transmittal (together with any amendments or supplements thereto), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

F2: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning February 1, 2018, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,043,957.17, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.81 · Expires 2029-06-11Direct0 Reported balance After 2020-04-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-07 · Disposition to issuer · Disposed 10,322 · Balance 0

F1: Disposed of pursuant to an agreement and plan of merger by and between the Issuer, Gilead Sciences, Inc. ("Gilead") and Toro Merger Sub, Inc. ("Purchaser") (the "Merger"), upon the terms and subject to the conditions described in the Offer to Purchase dated March 10, 2020 (together with any amendments or supplements thereto, the "Offer to Purchase") and in the accompanying Letter of Transmittal (together with any amendments or supplements thereto), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

F3: This option, which provided for vesting on the one-year anniversary of the grant date, subject to Reporting Person's continuous service on such date, was canceled in the Merger in exchange for a cash payment of $874,170.18, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to an agreement and plan of merger by and between the Issuer, Gilead Sciences, Inc. ("Gilead") and Toro Merger Sub, Inc. ("Purchaser") (the "Merger"), upon the terms and subject to the conditions described in the Offer to Purchase dated March 10, 2020 (together with any amendments or supplements thereto, the "Offer to Purchase") and in the accompanying Letter of Transmittal (together with any amendments or supplements thereto), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

F2: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning February 1, 2018, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,043,957.17, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F3: This option, which provided for vesting on the one-year anniversary of the grant date, subject to Reporting Person's continuous service on such date, was canceled in the Merger in exchange for a cash payment of $874,170.18, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 3, 2026 20:48 UTC Oruka Therapeutics, Inc. ORKA · Entity 3781 GrantStock Option (right to buy) · Derivative 9,136 $0.00 Strike: $55.23 $0.00
Disclosure

SEC source: 0000907654-26-000049 · form4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,136

Underlying: Common Stock · 9,136 shares

Expires 2036-06-01

F1 · derivative.exercise_date: The option vests as to 1/12 of the underlying shares monthly from June 2, 2026.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 20:10 UTC Oruka Therapeutics, Inc. ORKA · Entity 3781 GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $11.77 $0.00
Disclosure

SEC source: 0001062993-25-010822 · form4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2035-06-01

F1 · derivative.exercise_date: The option vests as to 1/12 of the underlying shares monthly from June 2, 2025.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 18:02 UTC Atreca, Inc. BCEL · Entity 91940 GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001209191-23-037515 · doc4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Class A Common Stock · 12,000 shares

Expires 2023-06-12

F1 · derivative.exercise_date: The option vests upon the earlier of the one-year anniversary of the date of grant or the day prior to the next Annual Meeting of Stockholders occurring after the grant date, subject to the non-employee director's continuous service on each applicable vesting date. All unvested options will vest in full immediately prior to a change in control (as defined in the Company's 2019 Equity Incentive Plan), subject to the non-employee director's continuous service as of immediately prior to the closing of such change in control.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 18:47 UTC Atreca, Inc. BCEL · Entity 91940 GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001209191-22-036109 · doc4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Class A Common Stock · 12,000 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The option vests upon the earlier of the one-year anniversary of the date of grant or the day prior to the next Annual Meeting of Stockholders occurring after the grant date, subject to the non-employee director's continuous service on each applicable vesting date. All unvested options will vest in full immediately prior to a change in control (as defined in the Company's 2019 Equity Incentive Plan), subject to the non-employee director's continuous service as of immediately prior to the closing of such change in control.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 16:35 UTC Atreca, Inc. BCEL · Entity 91940 GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001209191-21-039850 · doc4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Class A Common Stock · 12,000 shares

Expires 2031-06-08

F1 · derivative.exercise_date: The option vests upon the earlier of the one-year anniversary of the date of grant or the day prior to the next Annual Meeting of Stockholders occurring after the grant date, subject to the non-employee director's continuous service on each applicable vesting date. All unvested options will vest in full immediately prior to a change in control (as defined in the Company's 2019 Equity Incentive Plan), subject to the non-employee director's continuous service as of immediately prior to the closing of such change in control.

Read SEC document
June 10, 2020 Filed Jun 15, 2020 17:12 UTC Atreca, Inc. BCEL · Entity 91940 GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $17.87 $0.00
Disclosure

SEC source: 0001209191-20-036674 · doc4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Class A Common Stock · 12,000 shares

Expires 2030-06-09

F1 · derivative.exercise_date: The option vests upon the earlier of the one-year anniversary of the date of grant or the day prior to the next Annual Meeting of Stockholders occurring after the grant date, subject to the non-employee director's continuous service on each applicable vesting date. All unvested options will vest in full immediately prior to a change in control (as defined in the Company's 2019 Equity Incentive Plan), subject to the non-employee director's continuous service as of immediately prior to the closing of such change in control.

Read SEC document
May 20, 2020 Filed May 21, 2020 18:31 UTC Atreca, Inc. BCEL · Entity 91940 GrantStock Option (right to buy) · Derivative 24,000 $0.00 Strike: $18.41 $0.00
Disclosure

SEC source: 0001209191-20-031451 · doc4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Class A Common Stock · 24,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: 1/3 of the Option vests in equal annual installments as measured from 5/20/2020.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 12:20 UTC Forty Seven, Inc. FTSV · Entity 16035 Disposition to issuerStock Option (right to buy) · Derivative 10,322 Not disclosed Strike: $10.81 Not disclosed
Disclosure

SEC source: 0001209191-20-023717 · doc4.xml · derivative · entry 2

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,322 shares

Expires 2029-06-11

F1 · kind: Disposed of pursuant to an agreement and plan of merger by and between the Issuer, Gilead Sciences, Inc. ("Gilead") and Toro Merger Sub, Inc. ("Purchaser") (the "Merger"), upon the terms and subject to the conditions described in the Offer to Purchase dated March 10, 2020 (together with any amendments or supplements thereto, the "Offer to Purchase") and in the accompanying Letter of Transmittal (together with any amendments or supplements thereto), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

F3 · price: This option, which provided for vesting on the one-year anniversary of the grant date, subject to Reporting Person's continuous service on such date, was canceled in the Merger in exchange for a cash payment of $874,170.18, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F3 · derivative.exercise_date: This option, which provided for vesting on the one-year anniversary of the grant date, subject to Reporting Person's continuous service on such date, was canceled in the Merger in exchange for a cash payment of $874,170.18, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 12:20 UTC Forty Seven, Inc. FTSV · Entity 16035 Disposition to issuerStock Option (right to buy) · Derivative 69,677 Not disclosed Strike: $8.76 Not disclosed
Disclosure

SEC source: 0001209191-20-023717 · doc4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,677 shares

Expires 2028-03-19

F1 · kind: Disposed of pursuant to an agreement and plan of merger by and between the Issuer, Gilead Sciences, Inc. ("Gilead") and Toro Merger Sub, Inc. ("Purchaser") (the "Merger"), upon the terms and subject to the conditions described in the Offer to Purchase dated March 10, 2020 (together with any amendments or supplements thereto, the "Offer to Purchase") and in the accompanying Letter of Transmittal (together with any amendments or supplements thereto), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

F2 · price: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning February 1, 2018, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,043,957.17, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F2 · derivative.exercise_date: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning February 1, 2018, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,043,957.17, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:56 UTC Yarrow Bioscience, Inc. MNLO · Entity 6871 Tax withholdingCommon stock 27,766 $4.52 $125,502.32
Disclosure

SEC source: 0000899243-19-029188 · doc4.xml · nonDerivative · entry 2

BALL KRISTINE M · CIK 0001266163 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,534

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:56 UTC Yarrow Bioscience, Inc. MNLO · Entity 6871 Exercise / conversionCommon stock 80,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029188 · doc4.xml · nonDerivative · entry 1

BALL KRISTINE M · CIK 0001266163 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 29, 2019, the Reporting Person was granted 80,300 restricted stock units ("RSUs"), for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs were scheduled to vest in two (2) equal annual installments beginning July 29, 2020. The vesting of the RSUs was accelerated in full on December 11, 2019 in connection with the pending transactions contemplated by the Agreement and Plan of Merger entered into on November 10, 2019 among the Issuer, Foamix Pharmaceuticals Ltd and Giants Merger Subsidiary Ltd., a wholly-owned subsidiary of the Issuer, in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Section 280G and 4999 of the Internal Revenue Code.

Read SEC document
December 11, 2019 Filed Dec 16, 2019 17:14 UTC Amendment Yarrow Bioscience, Inc. MNLO · Entity 6871 Exercise / conversionRestricted Stock Units · Derivative 80,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029293 · doc4a.xml · derivative · entry 3

BALL KRISTINE M · CIK 0001266163 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 29, 2019, the Reporting Person was granted 80,300 restricted stock units ("RSUs"), for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs were scheduled to vest in two (2) equal annual installments beginning July 29, 2020. The vesting of the RSUs was accelerated in full on December 11, 2019 in connection with the pending transactions contemplated by the Agreement and Plan of Merger entered into on November 10, 2019 among the Issuer, Foamix Pharmaceuticals Ltd and Giants Merger Subsidiary Ltd., a wholly-owned subsidiary of the Issuer, in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Section 280G and 4999 of the Internal Revenue Code.

F1 · derivative.exercise_date: On July 29, 2019, the Reporting Person was granted 80,300 restricted stock units ("RSUs"), for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs were scheduled to vest in two (2) equal annual installments beginning July 29, 2020. The vesting of the RSUs was accelerated in full on December 11, 2019 in connection with the pending transactions contemplated by the Agreement and Plan of Merger entered into on November 10, 2019 among the Issuer, Foamix Pharmaceuticals Ltd and Giants Merger Subsidiary Ltd., a wholly-owned subsidiary of the Issuer, in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Section 280G and 4999 of the Internal Revenue Code.

F1 · derivative.expiration_date: On July 29, 2019, the Reporting Person was granted 80,300 restricted stock units ("RSUs"), for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs were scheduled to vest in two (2) equal annual installments beginning July 29, 2020. The vesting of the RSUs was accelerated in full on December 11, 2019 in connection with the pending transactions contemplated by the Agreement and Plan of Merger entered into on November 10, 2019 among the Issuer, Foamix Pharmaceuticals Ltd and Giants Merger Subsidiary Ltd., a wholly-owned subsidiary of the Issuer, in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Section 280G and 4999 of the Internal Revenue Code.

Read SEC document
December 11, 2019 Filed Dec 16, 2019 17:14 UTC Amendment Yarrow Bioscience, Inc. MNLO · Entity 6871 Tax withholdingCommon stock 27,766 $4.52 $125,502.32
Disclosure

SEC source: 0000899243-19-029293 · doc4a.xml · nonDerivative · entry 2

BALL KRISTINE M · CIK 0001266163 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,534

Read SEC document
December 11, 2019 Filed Dec 16, 2019 17:14 UTC Amendment Yarrow Bioscience, Inc. MNLO · Entity 6871 Exercise / conversionCommon stock 80,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029293 · doc4a.xml · nonDerivative · entry 1

BALL KRISTINE M · CIK 0001266163 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 29, 2019, the Reporting Person was granted 80,300 restricted stock units ("RSUs"), for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs were scheduled to vest in two (2) equal annual installments beginning July 29, 2020. The vesting of the RSUs was accelerated in full on December 11, 2019 in connection with the pending transactions contemplated by the Agreement and Plan of Merger entered into on November 10, 2019 among the Issuer, Foamix Pharmaceuticals Ltd and Giants Merger Subsidiary Ltd., a wholly-owned subsidiary of the Issuer, in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Section 280G and 4999 of the Internal Revenue Code.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 18:35 UTC Yarrow Bioscience, Inc. MNLO · Entity 6871 GrantRestricted Stock Units · Derivative 80,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020703 · doc4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,423

Underlying: Common Stock · 80,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs shall vest in two (2) equal annual installments beginning July 29, 2020, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
July 29, 2019 Filed Aug 7, 2019 19:27 UTC Amendment Yarrow Bioscience, Inc. MNLO · Entity 6871 GrantRestricted Stock Units · Derivative 80,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021295 · doc4a.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,423

Underlying: Common Stock · 80,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs shall vest in two (2) equal annual installments beginning July 29, 2020, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissable Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
June 12, 2019 Filed Jun 14, 2019 18:09 UTC Forty Seven, Inc. FTSV · Entity 16035 GrantStock Option (right to buy) · Derivative 10,322 $0.00 Strike: $10.81 $0.00
Disclosure

SEC source: 0001209191-19-037265 · doc4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,322

Underlying: Common Stock · 10,322 shares

Expires 2029-06-11

F1 · derivative.exercise_date: The shares subject to the option vest on the one-year anniversary of the grant date, subject to Reporting Person's continuous service on such date.

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December 10, 2018 Filed Dec 12, 2018 18:41 UTC Yarrow Bioscience, Inc. MNLO · Entity 6871 GrantStock Option · Derivative 96,000 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0001566044-18-000010 · edgardoc.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · SVP, Corporate Strategy & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 96,000 shares

Expires 2028-12-10

F1 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/48th of the shares subject to the option vesting monthly.

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May 03, 2018 Filed May 4, 2018 16:34 UTC Yarrow Bioscience, Inc. MNLO · Entity 6871 GrantStock Option · Derivative 64,000 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001209191-18-028121 · doc4.xml · derivative · entry 1

BALL KRISTINE M · CIK 0001266163 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,123

Underlying: Common Stock · 64,000 shares

Expires 2028-05-02

F1 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/48th of the shares subject to the option vesting monthly.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.