Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Climate Real Impact Solutions II Acquisition CorpCLIM.U · Entity 143424 | Chief Investment Officer | January 26, 2021 | January 27, 2021 |
| Sunworks, Inc.SUNW · Entity 95102 | Director | July 13, 2021 | July 13, 2021 |
| X-Energy, Inc.XE · Entity 3873 | See Remarks | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Climate Real Impact Solutions II Acquisition Corp
Report date January 26, 2021 · Filed January 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-26 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (333-251983) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (333-251983) and have no expiration date.
Sunworks, Inc.
Report date July 13, 2021 · Filed July 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 10,000 |
Reported balance
After 2021-07-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-07-13 · Grant · Acquired 10,000 · Balance 10,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Sunworks, Inc. F2: 100% of the RSUs will vest on January 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Sunworks, Inc.
F2: 100% of the RSUs will vest on January 1, 2022.
X-Energy, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,025,183 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 246,665 · Balance 1,025,183 F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a right to receive one share of the Issuer's Class A common stock upon vesting. The RSUs vest in four substantially equal annual installments beginning on December 23, 2026. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $26.44 · Expires 2036-06-01 | Direct | 1,605,770 |
Reported balance
After 2026-06-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-01 · Grant · Acquired 332,615 · Balance 1,605,770 F2: The stock options vest in four substantially equal annual installments beginning on December 23, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a right to receive one share of the Issuer's Class A common stock upon vesting. The RSUs vest in four substantially equal annual installments beginning on December 23, 2026.
F2: The stock options vest in four substantially equal annual installments beginning on December 23, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 3, 2026 16:08 UTC | X-Energy, Inc. XE · Entity 3873 | GrantStock Option · Derivative | 332,615 | $0.00 Strike: $26.44 | $0.00 |
DisclosureSEC source: 0001193125-26-255430 · ownership.xml · derivative · entry 2 Gross Daniel Andrew · CIK 0001735871 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,605,770 Underlying: Class A Common Stock · 332,615 shares Expires 2036-06-01 F2 · derivative.exercise_date: The stock options vest in four substantially equal annual installments beginning on December 23, 2026. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 16:08 UTC | X-Energy, Inc. XE · Entity 3873 | GrantClass A Common Stock | 246,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-255430 · ownership.xml · nonDerivative · entry 1 Gross Daniel Andrew · CIK 0001735871 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,025,183 F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a right to receive one share of the Issuer's Class A common stock upon vesting. The RSUs vest in four substantially equal annual installments beginning on December 23, 2026. Read SEC document |
| July 13, 2021 Filed Jul 13, 2021 19:41 UTC | Sunworks, Inc. SUNW · Entity 95102 | GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-016769 · ownership.xml · derivative · entry 1 Gross Daniel Andrew · CIK 0001735871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Sunworks, Inc. F2 · derivative.exercise_date: 100% of the RSUs will vest on January 1, 2022. F2 · derivative.expiration_date: 100% of the RSUs will vest on January 1, 2022. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 19:42 UTC | Sunworks, Inc. SUNW · Entity 95102 | Exercise / conversionOption to Purchase Common Stock · Derivative | 3,571 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001493152-20-022790 · ownership.xml · derivative · entry 3 Gross Daniel Andrew · CIK 0001735871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,571 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 19:42 UTC | Sunworks, Inc. SUNW · Entity 95102 | Tax withholdingCommon Stock | 1,982 | $5.53 | $10,960.46 |
DisclosureSEC source: 0001493152-20-022790 · ownership.xml · nonDerivative · entry 2 Gross Daniel Andrew · CIK 0001735871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589 Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 19:42 UTC | Sunworks, Inc. SUNW · Entity 95102 | Exercise / conversionCommon Stock | 3,571 | $3.07 | $10,962.97 |
DisclosureSEC source: 0001493152-20-022790 · ownership.xml · nonDerivative · entry 1 Gross Daniel Andrew · CIK 0001735871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 17:24 UTC | Sunworks, Inc. SUNW · Entity 95102 | GrantOption to Purchase Common Stock · Derivative | 25,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001493152-19-013071 · ownership.xml · derivative · entry 1 Gross Daniel Andrew · CIK 0001735871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2024-08-01 F1 · derivative.exercise_date: The Option was issued pursuant to the Company's 2016 Equity Incentive Plan and shall vest and become exercisable in 1/12 increments over a one-year period commencing on the 09/01/2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.