Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Block, Inc.SQ · Entity 3041 | Chief Legal Ofcr. & Corp. Sec. | January 03, 2023 | January 05, 2023 |
| LEGALZOOM.COM, INC.LZ · Entity 4925 | Director | June 03, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Block, Inc.
Report date January 03, 2023 · Filed January 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 105,400 |
Reported balance
After 2023-01-03 transaction · row 1
1 source rowRow 1 · 2023-01-03 · Sale · Disposed 2,716 · Balance 105,400 F1: Represents the number of shares automatically sold to satisfy the Issuer's income tax withholding and remittance obligations in connection with the vesting of restricted stock and restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares automatically sold to satisfy the Issuer's income tax withholding and remittance obligations in connection with the vesting of restricted stock and restricted stock units.
LEGALZOOM.COM, INC.
Report date June 03, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,965 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 35,585 · Balance 131,965 F1: Represents restricted stock units ("RSUs") that vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the grant date, subject to the Reporting Person's continuing service to the Issuer. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") that vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the grant date, subject to the Reporting Person's continuing service to the Issuer. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2018 Filed Aug 3, 2018 23:17 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 200 | $71.57 | $14,314.00 |
DisclosureSEC source: 0001209191-18-045432 · doc4.xml · nonDerivative · entry 7 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,996 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 23:17 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 875 | $71.01 | $62,133.75 |
DisclosureSEC source: 0001209191-18-045432 · doc4.xml · nonDerivative · entry 6 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,196 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.54 to $71.21 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 23:17 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 500 | $69.92 | $34,960.00 |
DisclosureSEC source: 0001209191-18-045432 · doc4.xml · nonDerivative · entry 5 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,071 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.34 to $70.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 23:17 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 100 | $66.76 | $6,676.00 |
DisclosureSEC source: 0001209191-18-045432 · doc4.xml · nonDerivative · entry 4 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,571 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 23:17 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 200 | $64.37 | $12,874.00 |
DisclosureSEC source: 0001209191-18-045432 · doc4.xml · nonDerivative · entry 3 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,671 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 23:17 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045432 · doc4.xml · nonDerivative · entry 2 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 23:17 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 350 | $66.86 | $23,401.00 |
DisclosureSEC source: 0001209191-18-045432 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,996 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:07 UTC | Block, Inc. SQ · Entity 3041 | GrantClass A Common Stock | 11,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044068 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,346 F1 · shares: Each share represents a restricted stock award (RSA). 6.25% of the RSAs vest on January 1, 2019 and each three month anniversary thereafter through October 1, 2022. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 21:50 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 2,200 | $63.12 | $138,864.00 |
DisclosureSEC source: 0001209191-18-041902 · doc4.xml · nonDerivative · entry 2 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,806 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.81 to $63.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 21:50 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 1,150 | $62.17 | $71,495.50 |
DisclosureSEC source: 0001209191-18-041902 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,006 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.56 to $62.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:23 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041232 · doc4.xml · derivative · entry 7 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:23 UTC | Block, Inc. SQ · Entity 3041 | Exercise / conversionClass B Common Stock · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041232 · doc4.xml · derivative · entry 6 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:23 UTC | Block, Inc. SQ · Entity 3041 | Exercise / conversionStock Option (right to buy) · Derivative | 1,875 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0001209191-18-041232 · doc4.xml · derivative · entry 5 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,625 Underlying: Class B Common Stock · 1,875 shares Expires 2025-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the shares subject to the option vested on June 1, 2016, and 1/48 of the shares vest monthly thereafter. F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:23 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 1,475 | $62.11 | $91,612.25 |
DisclosureSEC source: 0001209191-18-041232 · doc4.xml · nonDerivative · entry 4 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,156 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.83 to $62.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:23 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 400 | $60.97 | $24,388.00 |
DisclosureSEC source: 0001209191-18-041232 · doc4.xml · nonDerivative · entry 3 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,631 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.52 to $61.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:23 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041232 · doc4.xml · nonDerivative · entry 2 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 21:23 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 3,503 | $61.64 | $215,924.92 |
DisclosureSEC source: 0001209191-18-041232 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,156 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| June 16, 2018 Filed Jun 19, 2018 21:05 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 1,086 | $64.48 | $70,025.28 |
DisclosureSEC source: 0001209191-18-038618 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,659 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:30 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036128 · doc4.xml · derivative · entry 7 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:30 UTC | Block, Inc. SQ · Entity 3041 | Exercise / conversionClass B Common Stock · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036128 · doc4.xml · derivative · entry 6 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:30 UTC | Block, Inc. SQ · Entity 3041 | Exercise / conversionStock Option (right to buy) · Derivative | 1,875 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0001209191-18-036128 · doc4.xml · derivative · entry 5 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Class B Common Stock · 1,875 shares Expires 2025-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the shares subject to the option vested on June 1, 2016, and 1/48 of the shares vest monthly thereafter. F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:30 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 975 | $61.19 | $59,660.25 |
DisclosureSEC source: 0001209191-18-036128 · doc4.xml · nonDerivative · entry 4 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,745 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.85 to $61.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:30 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 900 | $60.14 | $54,126.00 |
DisclosureSEC source: 0001209191-18-036128 · doc4.xml · nonDerivative · entry 3 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,720 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.84 to $60.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:30 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036128 · doc4.xml · nonDerivative · entry 2 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| May 15, 2018 Filed Jun 6, 2018 21:30 UTC | Block, Inc. SQ · Entity 3041 | GrantClass A Common Stock | 470 | $34.56 | $16,243.20 |
DisclosureSEC source: 0001209191-18-036128 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,745 F1 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:19 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028168 · doc4.xml · derivative · entry 6 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:19 UTC | Block, Inc. SQ · Entity 3041 | Exercise / conversionClass B Common Stock · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028168 · doc4.xml · derivative · entry 5 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:19 UTC | Block, Inc. SQ · Entity 3041 | Exercise / conversionStock Option (right to buy) · Derivative | 1,875 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0001209191-18-028168 · doc4.xml · derivative · entry 4 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,375 Underlying: Class B Common Stock · 1,875 shares Expires 2025-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the shares subject to the option vested on June 1, 2016, and 1/48 of the shares vest monthly thereafter. F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:19 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 200 | $49.78 | $9,956.00 |
DisclosureSEC source: 0001209191-18-028168 · doc4.xml · nonDerivative · entry 3 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,275 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $49.76 to $49.80 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:19 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 1,675 | $48.88 | $81,874.00 |
DisclosureSEC source: 0001209191-18-028168 · doc4.xml · nonDerivative · entry 2 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,475 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.40 to $49.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:19 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028168 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| May 01, 2018 Filed Jul 13, 2018 21:03 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 244 | $48.20 | $11,760.80 |
DisclosureSEC source: 0001209191-18-042557 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,031 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. F2 · balance_after: The number of shares owned following the reported transaction is as of May 1, 2018. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 23:10 UTC | Block, Inc. SQ · Entity 3041 | GrantStock Option (right to buy) · Derivative | 47,699 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001209191-18-026729 · doc4.xml · derivative · entry 2 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,699 Underlying: Class A Common Stock · 47,699 shares Expires 2028-04-24 F2 · derivative.exercise_date: 1/12 of 10% of the Shares subject to the Option will vest on May 1, 2018 and each month thereafter through April 1, 2019, and 1/36 of 90% of the shares subject to the Option will vest each month thereafter through April 1, 2022. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 23:10 UTC | Block, Inc. SQ · Entity 3041 | GrantClass A Common Stock | 16,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026729 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,275 F1 · shares: Each share represents a restricted stock award (RSA). 2.5% of the RSAs will vest on July 1, 2018 and each three month anniversary thereafter through April 1, 2019, and 7.5% of the RSAs will vest on July 1, 2019 and each three month anniversary thereafter through April 1, 2022. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 22:00 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 600 | $48.42 | $29,052.00 |
DisclosureSEC source: 0001209191-18-023866 · doc4.xml · nonDerivative · entry 5 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,580 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.88 to $48.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 22:00 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 3,747 | $47.37 | $177,495.39 |
DisclosureSEC source: 0001209191-18-023866 · doc4.xml · nonDerivative · entry 4 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,180 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.87 to $47.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023866 · doc4.xml · derivative · entry 8 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC | Block, Inc. SQ · Entity 3041 | Exercise / conversionClass B Common Stock · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023866 · doc4.xml · derivative · entry 7 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC | Block, Inc. SQ · Entity 3041 | Exercise / conversionStock Option (right to buy) · Derivative | 1,875 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0001209191-18-023866 · doc4.xml · derivative · entry 6 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Class B Common Stock · 1,875 shares Expires 2025-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 25% of the shares subject to the option vested on June 1, 2016, and 1/48 of the shares vest monthly thereafter. F8 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 400 | $48.67 | $19,468.00 |
DisclosureSEC source: 0001209191-18-023866 · doc4.xml · nonDerivative · entry 3 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,927 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.28 to $49.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 1,475 | $47.60 | $70,210.00 |
DisclosureSEC source: 0001209191-18-023866 · doc4.xml · nonDerivative · entry 2 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,327 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.18 to $48.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:00 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023866 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:28 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 2,299 | $49.20 | $113,110.80 |
DisclosureSEC source: 0001209191-18-023196 · doc4.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,927 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.