Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brookfield Oaktree Holdings, LLCOAK · Entity 8960 | Director · Chief Executive Officer | September 30, 2019 | October 02, 2019 |
| Third Point Private Capital PartnersNONE · Entity 52103 | Director | January 05, 2026 | January 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brookfield Oaktree Holdings, LLC
Report date September 30, 2019 · Filed October 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A UnitsSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-30 · Disposition to issuer · Disposed 51,051 · Balance 122,936 F1: On September 30, 2019, Brookfield Asset Management Inc. ("Brookfield") and Oaktree Capital Group, LLC ("Oaktree") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, among Oaktree, Brookfield, Berlin Merger Sub, LLC, Oslo Holdings LLC and Oslo Holdings Merger Sub LLC (the "Merger Agreement"), pursuant to which Brookfield acquired approximately 61.2% of the Oaktree business (the "Merger"). Pursuant to the Merger Agreement, each vested Class A Unit of Oaktree was disposed of in exchange for either (A) $49.00 in cash or (B) 1.0770 Class A Limited Voting Shares of Brookfield, in each case, subject to the merger consideration election made by the reporting person and the proration adjustment set forth in the Merger Agreement (the "Merger Consideration"). Row 2 · 2019-09-30 · Disposition to issuer · Disposed 122,936 · Balance 0 F2: Pursuant to the Merger Agreement, each unvested Class A Unit of Oaktree was converted into one unvested limited partnership unit of Oaktree Capital Group Holdings, L.P. ("OCGH"), subject to the same terms and conditions (including vesting) applicable to the unvested Class A Unit of Oaktree prior to the Merger. |
| OCGH UnitsSEC Table II · derivative / convertible security | Direct | 209,776 |
Reported balance
After 2019-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-09-30 · Disposition to issuer · Disposed 7,444 · Balance 209,776 F3: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments. F4: Pursuant to the Merger Agreement, 20% of the reporting person's vested limited partnership units of OCGH were exchanged for Merger Consideration. |
| OCGH UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-09-30 · Disposition to issuer · Disposed 209,776 · Balance 0 F3: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments. F5: In connection with the Merger, Oaktree, Brookfield and certain of their affiliates entered into a Third Amended and Restated Exchange Agreement pursuant to which certain vested limited partnership interests in OCGH, including those that are issued and outstanding on the closing date of the Merger immediately after giving effect to the Merger, will become exchangeable for one of the following forms of consideration, at the election of Brookfield: cash, Brookfield class A shares or direct or indirect interests in certain promissory notes. The reporting person continues to hold these limited partnership interests in OCGH following the Merger, but the limited partnership interests in OCGH are no longer exchangeable into Class A Units of Oaktree. |
| OCGH Equity Value UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-09-30 · Disposition to issuer · Disposed 2,000,000 · Balance 0 F6: In connection with Jay S. Wintrob's appointment as Chief Executive Officer of Oaktree, Mr. Wintrob was awarded 2,000,000 equity value units ("EVUs") of OCGH, which EVUs may be settled in limited partnership units of OCGH upon satisfaction of certain performance criteria as previously reported in Form 4 filings by Mr. Wintrob. Mr. Wintrob continues to hold these EVUs following the Merger, but the limited partnership interests in OCGH to be received upon vesting, if any, are no longer exchangeable into Class A Units of Oaktree. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2019, Brookfield Asset Management Inc. ("Brookfield") and Oaktree Capital Group, LLC ("Oaktree") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, among Oaktree, Brookfield, Berlin Merger Sub, LLC, Oslo Holdings LLC and Oslo Holdings Merger Sub LLC (the "Merger Agreement"), pursuant to which Brookfield acquired approximately 61.2% of the Oaktree business (the "Merger"). Pursuant to the Merger Agreement, each vested Class A Unit of Oaktree was disposed of in exchange for either (A) $49.00 in cash or (B) 1.0770 Class A Limited Voting Shares of Brookfield, in each case, subject to the merger consideration election made by the reporting person and the proration adjustment set forth in the Merger Agreement (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each unvested Class A Unit of Oaktree was converted into one unvested limited partnership unit of Oaktree Capital Group Holdings, L.P. ("OCGH"), subject to the same terms and conditions (including vesting) applicable to the unvested Class A Unit of Oaktree prior to the Merger.
F3: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments.
F4: Pursuant to the Merger Agreement, 20% of the reporting person's vested limited partnership units of OCGH were exchanged for Merger Consideration.
F5: In connection with the Merger, Oaktree, Brookfield and certain of their affiliates entered into a Third Amended and Restated Exchange Agreement pursuant to which certain vested limited partnership interests in OCGH, including those that are issued and outstanding on the closing date of the Merger immediately after giving effect to the Merger, will become exchangeable for one of the following forms of consideration, at the election of Brookfield: cash, Brookfield class A shares or direct or indirect interests in certain promissory notes. The reporting person continues to hold these limited partnership interests in OCGH following the Merger, but the limited partnership interests in OCGH are no longer exchangeable into Class A Units of Oaktree.
F6: In connection with Jay S. Wintrob's appointment as Chief Executive Officer of Oaktree, Mr. Wintrob was awarded 2,000,000 equity value units ("EVUs") of OCGH, which EVUs may be settled in limited partnership units of OCGH upon satisfaction of certain performance criteria as previously reported in Form 4 filings by Mr. Wintrob. Mr. Wintrob continues to hold these EVUs following the Merger, but the limited partnership interests in OCGH to be received upon vesting, if any, are no longer exchangeable into Class A Units of Oaktree.
Third Point Private Capital Partners
Report date January 05, 2026 · Filed January 16, 2026
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DigitalBridge Group, Inc.
Report date September 30, 2026 · Filed October 02, 2026
Section 16 reporting ended · disclosed 2026-10-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Disposition to issuer · Disposed 19,265 · Balance 0 F1: On September 30, 2026, pursuant to an Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement"), by and among DigitalBridge Group, Inc. (the "Issuer"), Duncan Holdco LLC, Duncan Sub I Inc. ("Merger Sub I"), Duncan Sub II LLC and DigitalBridge Operating Company, LLC, among other things, Merger Sub I merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.01 per share, (other than certain excluded shares) automatically converted into the right to receive $16.00 per share in cash, without interest and less any applicable withholding tax (the "Per Share Merger Consideration"). Pursuant to the Merger Agreement, as of the Effective Time, each deferred stock unit outstanding became fully vested, was cancelled and converted into the right to receive the Per Share Merger Consideration. F2: Includes 11,190 shares of restricted Class A Common Stock. As of immediately prior to the Effective Time, each outstanding share of restricted Class A Common Stock granted to the reporting person by the Issuer became fully vested, and as of the Effective Time, automatically converted into the right to receive the Per Share Merger Consideration plus a cash payment equal to the accumulated dividend equivalents as of immediately prior to the Effective Time (if any) in respect of such share of restricted Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2026, pursuant to an Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement"), by and among DigitalBridge Group, Inc. (the "Issuer"), Duncan Holdco LLC, Duncan Sub I Inc. ("Merger Sub I"), Duncan Sub II LLC and DigitalBridge Operating Company, LLC, among other things, Merger Sub I merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.01 per share, (other than certain excluded shares) automatically converted into the right to receive $16.00 per share in cash, without interest and less any applicable withholding tax (the "Per Share Merger Consideration"). Pursuant to the Merger Agreement, as of the Effective Time, each deferred stock unit outstanding became fully vested, was cancelled and converted into the right to receive the Per Share Merger Consideration.
F2: Includes 11,190 shares of restricted Class A Common Stock. As of immediately prior to the Effective Time, each outstanding share of restricted Class A Common Stock granted to the reporting person by the Issuer became fully vested, and as of the Effective Time, automatically converted into the right to receive the Per Share Merger Consideration plus a cash payment equal to the accumulated dividend equivalents as of immediately prior to the Effective Time (if any) in respect of such share of restricted Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 22:01 UTC | DigitalBridge Group, Inc. DBRG · Entity 4232 | Disposition to issuerClass A Common Stock | 19,265 | $16.00 | $308,240.00 |
DisclosureSEC source: 0001679688-26-000140 · wk-form4_1790978468.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On September 30, 2026, pursuant to an Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement"), by and among DigitalBridge Group, Inc. (the "Issuer"), Duncan Holdco LLC, Duncan Sub I Inc. ("Merger Sub I"), Duncan Sub II LLC and DigitalBridge Operating Company, LLC, among other things, Merger Sub I merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.01 per share, (other than certain excluded shares) automatically converted into the right to receive $16.00 per share in cash, without interest and less any applicable withholding tax (the "Per Share Merger Consideration"). Pursuant to the Merger Agreement, as of the Effective Time, each deferred stock unit outstanding became fully vested, was cancelled and converted into the right to receive the Per Share Merger Consideration. F2 · shares: Includes 11,190 shares of restricted Class A Common Stock. As of immediately prior to the Effective Time, each outstanding share of restricted Class A Common Stock granted to the reporting person by the Issuer became fully vested, and as of the Effective Time, automatically converted into the right to receive the Per Share Merger Consideration plus a cash payment equal to the accumulated dividend equivalents as of immediately prior to the Effective Time (if any) in respect of such share of restricted Class A Common Stock. F1 · price: On September 30, 2026, pursuant to an Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement"), by and among DigitalBridge Group, Inc. (the "Issuer"), Duncan Holdco LLC, Duncan Sub I Inc. ("Merger Sub I"), Duncan Sub II LLC and DigitalBridge Operating Company, LLC, among other things, Merger Sub I merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's common stock, par value $0.01 per share, (other than certain excluded shares) automatically converted into the right to receive $16.00 per share in cash, without interest and less any applicable withholding tax (the "Per Share Merger Consideration"). Pursuant to the Merger Agreement, as of the Effective Time, each deferred stock unit outstanding became fully vested, was cancelled and converted into the right to receive the Per Share Merger Consideration. F2 · price: Includes 11,190 shares of restricted Class A Common Stock. As of immediately prior to the Effective Time, each outstanding share of restricted Class A Common Stock granted to the reporting person by the Issuer became fully vested, and as of the Effective Time, automatically converted into the right to receive the Per Share Merger Consideration plus a cash payment equal to the accumulated dividend equivalents as of immediately prior to the Effective Time (if any) in respect of such share of restricted Class A Common Stock. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 21:30 UTC | DigitalBridge Group, Inc. DBRG · Entity 4232 | GrantClass A Common Stock | 11,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001679688-26-000088 · wk-form4_1780522215.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,265 F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The restricted shares are scheduled to vest on June 1, 2027. The number of restricted shares was determined by dividing the fixed grant value of $175,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| November 07, 2025 Filed Nov 7, 2025 22:03 UTC | DigitalBridge Group, Inc. DBRG · Entity 4232 | GrantClass A Common Stock | 8,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001679688-25-000105 · wk-form4_1762552983.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,075 F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent appointment to the Issuer's board of directors. The restricted shares are scheduled to vest on May 28, 2026. The amount of restricted shares was determined by dividing the fixed grant value of $100,205 (reflecting a pro-rated amount for the period from the reporting person's initial election to the board of directors on October 31, 2025 through the vesting date) by the closing price of the Issuer's common stock on the New York Stock Exchange on October 30, 2025. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:52 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Disposition to issuerOCGH Equity Value Units · Derivative | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-024722 · doc4.xml · derivative · entry 5 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Units · 2,000,000 shares Expires not disclosed F6 · derivative.exercise_price: In connection with Jay S. Wintrob's appointment as Chief Executive Officer of Oaktree, Mr. Wintrob was awarded 2,000,000 equity value units ("EVUs") of OCGH, which EVUs may be settled in limited partnership units of OCGH upon satisfaction of certain performance criteria as previously reported in Form 4 filings by Mr. Wintrob. Mr. Wintrob continues to hold these EVUs following the Merger, but the limited partnership interests in OCGH to be received upon vesting, if any, are no longer exchangeable into Class A Units of Oaktree. F6 · price: In connection with Jay S. Wintrob's appointment as Chief Executive Officer of Oaktree, Mr. Wintrob was awarded 2,000,000 equity value units ("EVUs") of OCGH, which EVUs may be settled in limited partnership units of OCGH upon satisfaction of certain performance criteria as previously reported in Form 4 filings by Mr. Wintrob. Mr. Wintrob continues to hold these EVUs following the Merger, but the limited partnership interests in OCGH to be received upon vesting, if any, are no longer exchangeable into Class A Units of Oaktree. F6 · derivative.exercise_date: In connection with Jay S. Wintrob's appointment as Chief Executive Officer of Oaktree, Mr. Wintrob was awarded 2,000,000 equity value units ("EVUs") of OCGH, which EVUs may be settled in limited partnership units of OCGH upon satisfaction of certain performance criteria as previously reported in Form 4 filings by Mr. Wintrob. Mr. Wintrob continues to hold these EVUs following the Merger, but the limited partnership interests in OCGH to be received upon vesting, if any, are no longer exchangeable into Class A Units of Oaktree. F6 · derivative.expiration_date: In connection with Jay S. Wintrob's appointment as Chief Executive Officer of Oaktree, Mr. Wintrob was awarded 2,000,000 equity value units ("EVUs") of OCGH, which EVUs may be settled in limited partnership units of OCGH upon satisfaction of certain performance criteria as previously reported in Form 4 filings by Mr. Wintrob. Mr. Wintrob continues to hold these EVUs following the Merger, but the limited partnership interests in OCGH to be received upon vesting, if any, are no longer exchangeable into Class A Units of Oaktree. F6 · derivative.underlying: In connection with Jay S. Wintrob's appointment as Chief Executive Officer of Oaktree, Mr. Wintrob was awarded 2,000,000 equity value units ("EVUs") of OCGH, which EVUs may be settled in limited partnership units of OCGH upon satisfaction of certain performance criteria as previously reported in Form 4 filings by Mr. Wintrob. Mr. Wintrob continues to hold these EVUs following the Merger, but the limited partnership interests in OCGH to be received upon vesting, if any, are no longer exchangeable into Class A Units of Oaktree. F6 · balance_after: In connection with Jay S. Wintrob's appointment as Chief Executive Officer of Oaktree, Mr. Wintrob was awarded 2,000,000 equity value units ("EVUs") of OCGH, which EVUs may be settled in limited partnership units of OCGH upon satisfaction of certain performance criteria as previously reported in Form 4 filings by Mr. Wintrob. Mr. Wintrob continues to hold these EVUs following the Merger, but the limited partnership interests in OCGH to be received upon vesting, if any, are no longer exchangeable into Class A Units of Oaktree. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:52 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Disposition to issuerOCGH Units · Derivative | 209,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-024722 · doc4.xml · derivative · entry 4 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Units · 209,776 shares Expires not disclosed F3 · derivative.exercise_price: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments. F5 · derivative.exercise_price: In connection with the Merger, Oaktree, Brookfield and certain of their affiliates entered into a Third Amended and Restated Exchange Agreement pursuant to which certain vested limited partnership interests in OCGH, including those that are issued and outstanding on the closing date of the Merger immediately after giving effect to the Merger, will become exchangeable for one of the following forms of consideration, at the election of Brookfield: cash, Brookfield class A shares or direct or indirect interests in certain promissory notes. The reporting person continues to hold these limited partnership interests in OCGH following the Merger, but the limited partnership interests in OCGH are no longer exchangeable into Class A Units of Oaktree. F5 · price: In connection with the Merger, Oaktree, Brookfield and certain of their affiliates entered into a Third Amended and Restated Exchange Agreement pursuant to which certain vested limited partnership interests in OCGH, including those that are issued and outstanding on the closing date of the Merger immediately after giving effect to the Merger, will become exchangeable for one of the following forms of consideration, at the election of Brookfield: cash, Brookfield class A shares or direct or indirect interests in certain promissory notes. The reporting person continues to hold these limited partnership interests in OCGH following the Merger, but the limited partnership interests in OCGH are no longer exchangeable into Class A Units of Oaktree. F3 · derivative.exercise_date: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments. F5 · derivative.exercise_date: In connection with the Merger, Oaktree, Brookfield and certain of their affiliates entered into a Third Amended and Restated Exchange Agreement pursuant to which certain vested limited partnership interests in OCGH, including those that are issued and outstanding on the closing date of the Merger immediately after giving effect to the Merger, will become exchangeable for one of the following forms of consideration, at the election of Brookfield: cash, Brookfield class A shares or direct or indirect interests in certain promissory notes. The reporting person continues to hold these limited partnership interests in OCGH following the Merger, but the limited partnership interests in OCGH are no longer exchangeable into Class A Units of Oaktree. F3 · derivative.expiration_date: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments. F5 · derivative.expiration_date: In connection with the Merger, Oaktree, Brookfield and certain of their affiliates entered into a Third Amended and Restated Exchange Agreement pursuant to which certain vested limited partnership interests in OCGH, including those that are issued and outstanding on the closing date of the Merger immediately after giving effect to the Merger, will become exchangeable for one of the following forms of consideration, at the election of Brookfield: cash, Brookfield class A shares or direct or indirect interests in certain promissory notes. The reporting person continues to hold these limited partnership interests in OCGH following the Merger, but the limited partnership interests in OCGH are no longer exchangeable into Class A Units of Oaktree. F3 · derivative.underlying: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments. F5 · derivative.underlying: In connection with the Merger, Oaktree, Brookfield and certain of their affiliates entered into a Third Amended and Restated Exchange Agreement pursuant to which certain vested limited partnership interests in OCGH, including those that are issued and outstanding on the closing date of the Merger immediately after giving effect to the Merger, will become exchangeable for one of the following forms of consideration, at the election of Brookfield: cash, Brookfield class A shares or direct or indirect interests in certain promissory notes. The reporting person continues to hold these limited partnership interests in OCGH following the Merger, but the limited partnership interests in OCGH are no longer exchangeable into Class A Units of Oaktree. F5 · balance_after: In connection with the Merger, Oaktree, Brookfield and certain of their affiliates entered into a Third Amended and Restated Exchange Agreement pursuant to which certain vested limited partnership interests in OCGH, including those that are issued and outstanding on the closing date of the Merger immediately after giving effect to the Merger, will become exchangeable for one of the following forms of consideration, at the election of Brookfield: cash, Brookfield class A shares or direct or indirect interests in certain promissory notes. The reporting person continues to hold these limited partnership interests in OCGH following the Merger, but the limited partnership interests in OCGH are no longer exchangeable into Class A Units of Oaktree. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:52 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Disposition to issuerOCGH Units · Derivative | 7,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-024722 · doc4.xml · derivative · entry 3 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,776 Underlying: Class A Units · 7,444 shares Expires not disclosed F3 · derivative.exercise_price: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments. F4 · price: Pursuant to the Merger Agreement, 20% of the reporting person's vested limited partnership units of OCGH were exchanged for Merger Consideration. F3 · derivative.exercise_date: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments. F3 · derivative.expiration_date: Each OCGH Unit represents a limited partnership interest in OCGH. Prior to the Merger, subject to certain conditions and limitations, OCGH Units were exchangeable for, at the option of the Issuer's board of directors, Class A Units of Oaktree on a one-for-one basis or other consideration of equal value or any combination of the foregoing, with certain adjustments. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:52 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Disposition to issuerClass A Units | 122,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-024722 · doc4.xml · nonDerivative · entry 2 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each unvested Class A Unit of Oaktree was converted into one unvested limited partnership unit of Oaktree Capital Group Holdings, L.P. ("OCGH"), subject to the same terms and conditions (including vesting) applicable to the unvested Class A Unit of Oaktree prior to the Merger. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:52 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Disposition to issuerClass A Units | 51,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-024722 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,936 F1 · price: On September 30, 2019, Brookfield Asset Management Inc. ("Brookfield") and Oaktree Capital Group, LLC ("Oaktree") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, among Oaktree, Brookfield, Berlin Merger Sub, LLC, Oslo Holdings LLC and Oslo Holdings Merger Sub LLC (the "Merger Agreement"), pursuant to which Brookfield acquired approximately 61.2% of the Oaktree business (the "Merger"). Pursuant to the Merger Agreement, each vested Class A Unit of Oaktree was disposed of in exchange for either (A) $49.00 in cash or (B) 1.0770 Class A Limited Voting Shares of Brookfield, in each case, subject to the merger consideration election made by the reporting person and the proration adjustment set forth in the Merger Agreement (the "Merger Consideration"). Read SEC document |
| September 26, 2019 Filed Sep 27, 2019 17:46 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 16,013 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024327 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,987 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on August 1, 2020. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 19:21 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Tax withholdingClass A Units | 3,821 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020974 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,974 F1 · shares: Represents the number of Class A units of the Issuer withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain Class A units held by the Reporting Person. Read SEC document |
| March 28, 2019 Filed Mar 30, 2019 00:01 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 43,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009328 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,795 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2020. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 21:58 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022058 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,416 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on August 1, 2019. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:47 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Tax withholdingClass A Units | 3,713 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-021387 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,088 F1 · shares: Represents the number of Class A units of the Issuer withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain Class A units held by the Reporting Person. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:21 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 28,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008870 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,801 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2019. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 01:31 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Tax withholdingOCGH Units · Derivative | 7,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004685 · doc4.xml · derivative · entry 2 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,220 Underlying: Class A Units · 7,780 shares Expires not disclosed F2 · derivative.exercise_price: Each OCGH Unit represents a limited partnership interest in Oaktree Capital Group Holdings, L.P. ("OCGH"). Pursuant to an exchange agreement and subject to certain restrictions, including the approval of the exchange by the Issuer's board of directors, Mr. Wintrob has the right to exchange his vested OCGH units into, at the option of the Issuer's board of directors, Class A units on a one-for-one basis, an equivalent amount of cash based on then-prevailing market prices, other consideration of equal value or any combination of the foregoing. F3 · shares: Represents the number of OCGH Units withheld to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain OCGH Units held by the Reporting Person. F2 · derivative.exercise_date: Each OCGH Unit represents a limited partnership interest in Oaktree Capital Group Holdings, L.P. ("OCGH"). Pursuant to an exchange agreement and subject to certain restrictions, including the approval of the exchange by the Issuer's board of directors, Mr. Wintrob has the right to exchange his vested OCGH units into, at the option of the Issuer's board of directors, Class A units on a one-for-one basis, an equivalent amount of cash based on then-prevailing market prices, other consideration of equal value or any combination of the foregoing. F2 · derivative.expiration_date: Each OCGH Unit represents a limited partnership interest in Oaktree Capital Group Holdings, L.P. ("OCGH"). Pursuant to an exchange agreement and subject to certain restrictions, including the approval of the exchange by the Issuer's board of directors, Mr. Wintrob has the right to exchange his vested OCGH units into, at the option of the Issuer's board of directors, Class A units on a one-for-one basis, an equivalent amount of cash based on then-prevailing market prices, other consideration of equal value or any combination of the foregoing. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 01:31 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Tax withholdingClass A Units | 5,583 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004685 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,496 F1 · shares: Represents the number of Class A units of the Issuer withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain Class A units held by the Reporting Person. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:15 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 30,513 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020688 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,079 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on August 1, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:16 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantOCGH Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-011199 · doc4.xml · derivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A Units · 225,000 shares Expires not disclosed F1 · derivative.exercise_price: Each OCGH unit represents a limited partnership interest in Oaktree Capital Group Holdings, L.P. ("OCGH"). Pursuant to an exchange agreement and subject to certain restrictions, including the approval of the exchange by the Issuer's board of directors, Mr. Wintrob has the right to exchange his vested OCGH units into, at the option of the Issuer's board of directors, Class A units on a one-for-one basis, an equivalent amount of cash based on then-prevailing market prices, other consideration of equal value or any combination of the foregoing. F2 · shares: On April 26, 2017, the Issuer granted 225,000 OCGH Units (the "Granted OCGH Units") to Mr. Wintrob under the Issuer's 2011 Equity Incentive Plan, which will generally vest in equal annual installments over ten years with the first vesting date occurring on February 15, 2018. F1 · derivative.exercise_date: Each OCGH unit represents a limited partnership interest in Oaktree Capital Group Holdings, L.P. ("OCGH"). Pursuant to an exchange agreement and subject to certain restrictions, including the approval of the exchange by the Issuer's board of directors, Mr. Wintrob has the right to exchange his vested OCGH units into, at the option of the Issuer's board of directors, Class A units on a one-for-one basis, an equivalent amount of cash based on then-prevailing market prices, other consideration of equal value or any combination of the foregoing. F1 · derivative.expiration_date: Each OCGH unit represents a limited partnership interest in Oaktree Capital Group Holdings, L.P. ("OCGH"). Pursuant to an exchange agreement and subject to certain restrictions, including the approval of the exchange by the Issuer's board of directors, Mr. Wintrob has the right to exchange his vested OCGH units into, at the option of the Issuer's board of directors, Class A units on a one-for-one basis, an equivalent amount of cash based on then-prevailing market prices, other consideration of equal value or any combination of the foregoing. Read SEC document |
| March 31, 2017 Filed Apr 5, 2017 16:49 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 42,653 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009459 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,566 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2018. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:54 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Tax withholdingClass A Units | 2,215 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004607 · doc4.xml · nonDerivative · entry 1 WINTROB JAY S · CIK 0001236614 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,913 F1 · shares: Represents the number of Class A units of the Issuer withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain Class A units held by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.