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Vernachio Joseph

Disclosed activity across 1 company

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41617
SEC CIK
0001883597

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Smartbird, Inc.BIRD · Entity 1517Director · Chief Executive OfficerJune 02, 2026June 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Smartbird, Inc.

Report date June 02, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect82,210 Reported balance After 2026-06-02 transaction · row 1
1 source row

Row 1 · 2026-06-02 · Sale · Disposed 3,359 · Balance 82,210

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.41to $4.52, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.41to $4.52, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 3, 2026 20:45 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 3,359 $4.47 $15,007.34
Disclosure

SEC source: 0001628280-26-040451 · wk-form4_1780519530.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,210

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.41to $4.52, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 00:27 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 4,413 $2.69 $11,872.29
Disclosure

SEC source: 0001628280-26-014915 · wk-form4_1772670421.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,569

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.64 to $2.785, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 21:03 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 4,384 $4.87 $21,334.30
Disclosure

SEC source: 0001628280-25-055342 · wk-form4_1764882224.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,982

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.99, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 21:09 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 3,666 $6.37 $23,352.42
Disclosure

SEC source: 0001653909-25-000075 · wk-form4_1757020192.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,366

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.32 to $6.38, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:45 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 4,450 $7.15 $31,817.50
Disclosure

SEC source: 0001653909-25-000030 · wk-form4_1749156130.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,032

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.0850 to $7.1850, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 18, 2025 Filed Apr 22, 2025 21:11 UTC Smartbird, Inc. BIRD · Entity 1517 GrantClass A Common Stock 63,955 $0.00 $0.00
Disclosure

SEC source: 0001653909-25-000012 · wk-form4_1745356311.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,482

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/12th of the RSUs vest on June 1, 2025, and 1/12th of the RSUs shall vest quarterly thereafter, in each case subject to the Participant's Continuous Service (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 23:00 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 2,483 $6.13 $15,228.24
Disclosure

SEC source: 0001653909-25-000006 · wk-form4_1741129198.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,527

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.0300 to $6.3200 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:50 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 2,532 $8.19 $20,739.36
Disclosure

SEC source: 0001653909-24-000081 · wk-form4_1733262604.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,010

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.850 to $8.360 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 03, 2024 Filed Sep 3, 2024 23:11 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 47,351 $0.60 $28,405.86
Disclosure

SEC source: 0001653909-24-000067 · wk-form4_1725405067.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,736

F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5713 to $0.6758 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 21:01 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 58,510 $0.56 $32,777.30
Disclosure

SEC source: 0001653909-24-000031 · wk-form4_1717534849.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 918,087

F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5494 to $0.5850 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:44 UTC Smartbird, Inc. BIRD · Entity 1517 GrantClass A Common Stock 654,857 $0.00 $0.00
Disclosure

SEC source: 0001653909-24-000018 · wk-form4_1710884665.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 976,597

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/12th of the RSUs vest on September 1st, 2024, and 1/12th of the RSUs shall vest quarterly thereafter, in each case subject to the Participant's Continuous Service (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:51 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 23,935 $0.91 $21,661.18
Disclosure

SEC source: 0001653909-24-000007 · wk-form4_1709679089.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,740

F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8810 to $0.9319 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 23:14 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 17,341 $1.05 $18,173.37
Disclosure

SEC source: 0001653909-23-000106 · wk-form4_1701818064.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,675

F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.0450 to $1.0700 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 17:14 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 5,790 $1.27 $7,324.35
Disclosure

SEC source: 0001653909-23-000097 · wk-form4_1694020471.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,016

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.260 to $1.265, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 23:10 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 5,132 $1.28 $6,568.96
Disclosure

SEC source: 0001653909-23-000068 · wk-form4_1686093000.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,806

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.280 to $1.285, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:15 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 6,784 $2.82 $19,130.88
Disclosure

SEC source: 0001653909-23-000019 · wf-form4_167814451613072.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,938

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.86, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:54 UTC Smartbird, Inc. BIRD · Entity 1517 GrantClass A Common Stock 195,402 $0.00 $0.00
Disclosure

SEC source: 0001653909-23-000006 · wf-form4_167425527782544.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,722

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. 1/2 of the RSUs shall vest on June 1, 2024, and the remainder of the RSUs shall vest in a series of 3 successive equal 6-month installments thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:45 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 5,693 $2.87 $16,338.91
Disclosure

SEC source: 0001653909-22-000090 · wf-form4_167036313457043.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,320

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.87 to $2.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:18 UTC Smartbird, Inc. BIRD · Entity 1517 SaleClass A Common Stock 5,902 $3.95 $23,312.90
Disclosure

SEC source: 0001653909-22-000076 · wf-form4_166249908671450.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,013

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.94 to $3.97, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 22, 2022 Filed May 24, 2022 22:39 UTC Smartbird, Inc. BIRD · Entity 1517 GrantStock Option (Right to Buy) · Derivative 425,000 Not disclosed Strike: $4.68 Not disclosed
Disclosure

SEC source: 0001209191-22-031724 · doc4.xml · derivative · entry 3

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Class B Common Stock · 425,000 shares

Expires 2031-06-24

F4 · price: On May 22, 2022, the option granted to the Reporting Person on June 26, 2021 was amended to reduce the exercise price to $4.68 per share.

F2 · derivative.exercise_date: The option vests as to 1/4 of the shares subject to the option on June 1, 2022, and the remainder of the shares vest in 36 equal monthly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on each such vesting date.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 22, 2022 Filed May 24, 2022 22:39 UTC Smartbird, Inc. BIRD · Entity 1517 Disposition to issuerStock Option (Right to Buy) · Derivative 425,000 Not disclosed Strike: $8.43 Not disclosed
Disclosure

SEC source: 0001209191-22-031724 · doc4.xml · derivative · entry 2

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 425,000 shares

Expires 2031-06-24

F4 · price: On May 22, 2022, the option granted to the Reporting Person on June 26, 2021 was amended to reduce the exercise price to $4.68 per share.

F2 · derivative.exercise_date: The option vests as to 1/4 of the shares subject to the option on June 1, 2022, and the remainder of the shares vest in 36 equal monthly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on each such vesting date.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 22, 2022 Filed May 24, 2022 22:39 UTC Smartbird, Inc. BIRD · Entity 1517 GrantClass A Common Stock 196,915 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031724 · doc4.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,915

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/12 of the RSUs shall vest on the three-month anniversary of June 1, 2022, and 1/12 of the RSUs shall vest quarterly thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 22, 2022 Filed May 26, 2022 00:04 UTC Amendment Smartbird, Inc. BIRD · Entity 1517 GrantStock Option (Right to Buy) · Derivative 425,000 Not disclosed Strike: $4.39 Not disclosed
Disclosure

SEC source: 0001209191-22-031999 · doc4a.xml · derivative · entry 3

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Class B Common Stock · 425,000 shares

Expires 2031-06-25

F4 · price: On May 22, 2022, the option granted to the Reporting Person on June 26, 2021 was amended to reduce the exercise price to $4.39 per share.

F2 · derivative.exercise_date: The option vests as to 1/4 of the shares subject to the option on June 1, 2022, and the remainder of the shares vest in 36 equal monthly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on each such vesting date.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 22, 2022 Filed May 26, 2022 00:04 UTC Amendment Smartbird, Inc. BIRD · Entity 1517 Disposition to issuerStock Option (Right to Buy) · Derivative 425,000 Not disclosed Strike: $8.43 Not disclosed
Disclosure

SEC source: 0001209191-22-031999 · doc4a.xml · derivative · entry 2

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 425,000 shares

Expires 2031-06-25

F4 · price: On May 22, 2022, the option granted to the Reporting Person on June 26, 2021 was amended to reduce the exercise price to $4.39 per share.

F2 · derivative.exercise_date: The option vests as to 1/4 of the shares subject to the option on June 1, 2022, and the remainder of the shares vest in 36 equal monthly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on each such vesting date.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.

Read SEC document
May 22, 2022 Filed May 26, 2022 00:04 UTC Amendment Smartbird, Inc. BIRD · Entity 1517 GrantClass A Common Stock 196,915 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031999 · doc4a.xml · nonDerivative · entry 1

Vernachio Joseph · CIK 0001883597 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,915

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/12 of the RSUs shall vest on the three-month anniversary of June 1, 2022, and 1/12 of the RSUs shall vest quarterly thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.