person · Reporting owner
Fessenden Elizabeth Anne
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMPCO PITTSBURGH CORPAP · Entity 6411 | Director | May 15, 2026 | May 18, 2026 |
| Fluence Energy, Inc.FLNC · Entity 4531 | Director | June 02, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMPCO PITTSBURGH CORP
Report date May 15, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,704 |
Reported balance
After 2026-05-15 transaction · row 1
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 7,374 · Balance 126,704 F1: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated May 8, 2025. These grants of restricted stock vest on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated May 8, 2025. These grants of restricted stock vest on the first anniversary of the grant date.
Fluence Energy, Inc.
Report date June 02, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 66,250 |
Reported balance
After 2026-06-02 transaction · row 1
1 source rowRow 1 · 2026-06-02 · Gift · Disposed 1,000 · Balance 66,250 F1: Reflects the gift of Class A common stock to a charitable donor advised fund. The reporting person is subject to a lock-up agreement that expires at the close of business on June 26, 2026, that was entered into with the representatives of the underwriters in connection with an underwritten public offering of the Issuer's Class A common stock (the "Offering"). This charitable contribution is a permissible exemption under the terms of the lock-up agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the gift of Class A common stock to a charitable donor advised fund. The reporting person is subject to a lock-up agreement that expires at the close of business on June 26, 2026, that was entered into with the representatives of the underwriters in connection with an underwritten public offering of the Issuer's Class A common stock (the "Offering"). This charitable contribution is a permissible exemption under the terms of the lock-up agreement.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alpha Metallurgical Resources, Inc.
Report date February 23, 2024 · Filed February 26, 2024
Section 16 reporting ended · disclosed 2024-02-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 4,829 |
Reported balance
After 2024-02-23 transaction · row 1
1 source rowRow 1 · 2024-02-23 · Gift · Disposed 200 · Balance 4,829 |
MERITOR, INC.
Report date August 03, 2022 · Filed August 05, 2022
Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 1
1 source rowRow 1 · 2022-08-03 · Disposition to issuer · Disposed 8,662 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022, by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and an Indiana corporation and wholly owned indirect subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and an indirect subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share was automatically converted into the right to receive an amount in cash equal to $36.50. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022, by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and an Indiana corporation and wholly owned indirect subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and an indirect subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share was automatically converted into the right to receive an amount in cash equal to $36.50.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2026 Filed Jun 5, 2026 00:17 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GiftClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001452008-26-000006 · wk-form4_1780618623.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,250 F1 · shares: Reflects the gift of Class A common stock to a charitable donor advised fund. The reporting person is subject to a lock-up agreement that expires at the close of business on June 26, 2026, that was entered into with the representatives of the underwriters in connection with an underwritten public offering of the Issuer's Class A common stock (the "Offering"). This charitable contribution is a permissible exemption under the terms of the lock-up agreement. Read SEC document |
| May 15, 2026 Filed May 18, 2026 15:12 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 7,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-228293 · ownership.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,704 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated May 8, 2025. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 20:04 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 32,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001452008-26-000004 · wk-form4_1773950675.xml · derivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 32,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The RSUs vested in full on March 17, 2026. The RSUs had no expiration date. F2 · derivative.expiration_date: The RSUs vested in full on March 17, 2026. The RSUs had no expiration date. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 20:04 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 32,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001452008-26-000004 · wk-form4_1773950675.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 20:03 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 10,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001452008-26-000002 · wk-form4_1773691421.xml · derivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,658 Underlying: Class A Common Stock · 10,658 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The RSUs will vest in full on March 12, 2027, the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors of the Issuer through the applicable vesting date. The RSUs have no expiration date. F2 · derivative.expiration_date: The RSUs will vest in full on March 12, 2027, the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors of the Issuer through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| May 15, 2025 Filed May 15, 2025 20:13 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 12,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-072643 · ownership.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,330 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated May 8, 2025. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 14:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | PurchaseCommon Stock | 1,380 | $2.16 | $2,980.80 |
DisclosureSEC source: 0000950170-25-044855 · ownership.xml · nonDerivative · entry 4 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,602 Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 14:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | PurchaseCommon Stock | 300 | $2.27 | $681.00 |
DisclosureSEC source: 0000950170-25-044855 · ownership.xml · nonDerivative · entry 3 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,222 Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 14:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | PurchaseCommon Stock | 720 | $2.26 | $1,623.60 |
DisclosureSEC source: 0000950170-25-044855 · ownership.xml · nonDerivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,922 Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 14:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | PurchaseCommon Stock | 1,380 | $2.22 | $3,058.49 |
DisclosureSEC source: 0000950170-25-044855 · ownership.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,202 Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 20:08 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 11,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-25-000048 · wk-form4_1742587694.xml · derivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU award was granted on March 20, 2024 and vested entirely on March 20, 2025. The RSUs have no expiration date. F2 · derivative.expiration_date: This RSU award was granted on March 20, 2024 and vested entirely on March 20, 2025. The RSUs have no expiration date. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 20:08 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 11,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001868941-25-000048 · wk-form4_1742587694.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:14 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 32,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-25-000039 · wk-form4_1742415258.xml · derivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,348 Underlying: Class A Common Stock · 32,348 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The RSUs will vest in full on the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors of the Issuer through the applicable vesting date. The RSUs have no expiration date. F2 · derivative.expiration_date: The RSUs will vest in full on the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors of the Issuer through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 21:37 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 1,700 | $6.43 | $10,931.00 |
DisclosureSEC source: 0001868941-25-000025 · wk-form4_1739914648.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,561 Read SEC document |
| May 15, 2024 Filed May 17, 2024 15:44 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 12,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-061394 · ownership.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,822 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:10 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 11,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-24-000026 · wk-form4_1711138192.xml · derivative · entry 3 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,341 Underlying: Class A Common Stock · 11,341 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs will vest in full on the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors of the Issuer through the applicable vesting date. The RSUs have no expiration date. F3 · derivative.expiration_date: The RSUs will vest in full on the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors of the Issuer through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:10 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 10,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-24-000026 · wk-form4_1711138192.xml · derivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU award was granted on March 20, 2023 and vested entirely on March 20, 2024. The RSUs have no expiration date. F2 · derivative.expiration_date: This RSU award was granted on March 20, 2023 and vested entirely on March 20, 2024. The RSUs have no expiration date. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:10 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 10,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001868941-24-000026 · wk-form4_1711138192.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 22:04 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GiftCommon Stock, $0.01 par value per share | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001704715-24-000031 · form4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,829 Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:17 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GiftCommon Stock, $0.01 par value per share | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001704715-23-000057 · form4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,029 Read SEC document |
| May 18, 2023 Filed May 18, 2023 18:19 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 12,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030541 · doc4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,094 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| May 03, 2023 Filed May 10, 2023 01:17 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001704715-23-000032 · form4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,279 F1 · shares: Represents a grant of restricted stock units that will vest on May 2, 2024. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 20:02 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 10,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-23-000027 · wf-form4_167942895419199.xml · derivative · entry 3 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,926 Underlying: Class A Common Stock · 10,926 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date. Read SEC document |
| March 19, 2023 Filed Mar 21, 2023 20:02 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 7,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-23-000027 · wf-form4_167942895419199.xml · derivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date. F2 · derivative.expiration_date: The RSUs vested on March 19, 2023. The RSUs have no expiration date. Read SEC document |
| March 19, 2023 Filed Mar 21, 2023 20:02 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 7,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001868941-23-000027 · wf-form4_167942895419199.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 20:32 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GiftCommon Stock, $0.01 par value per share | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005048 · doc1.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,467 Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 20:32 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Units · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-113519 · tm2229368-3_4seq1.xml · derivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date. F2 · derivative.expiration_date: The RSUs vested on October 28, 2022. The RSUs have no expiration date. F4 · balance_after: The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 20:32 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 3,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-113519 · tm2229368-3_4seq1.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 10:51 UTC | MERITOR, INC. MTOR · Entity 124864 | Disposition to issuerCommon Stock | 8,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001113256-22-000093 · wf-form4_165971106744852.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022, by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and an Indiana corporation and wholly owned indirect subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and an indirect subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share was automatically converted into the right to receive an amount in cash equal to $36.50. Read SEC document |
| May 09, 2022 Filed May 11, 2022 21:41 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | SaleCommon Stock, $0.01 par value per share | 4,000 | $145.38 | $581,520.00 |
DisclosureSEC source: 0001567619-22-010100 · doc1.xml · nonDerivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,567 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $144.98 to $145.49, inclusive. The reporting person undertakes to provide to Alpha Metallurgical Resources, Inc., any security holder of Alpha Metallurgical Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 05, 2022 Filed May 6, 2022 20:00 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 12,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027547 · doc4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,366 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| May 04, 2022 Filed May 11, 2022 21:41 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GiftCommon Stock, $0.01 par value per share | 426 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-010100 · doc1.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,567 Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:21 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-009612 · doc1.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,993 F1 · shares: Represents a grant of restricted stock units that will vest on May 2, 2023 and settle on a deferred basis upon the earliest to occur of: (x) May 1, 2040 and (y) the Reporting Person's separation from service from the Issuer. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 21:08 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 7,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-22-000016 · wf-form4_164815608250972.xml · derivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,935 Underlying: Class A Common Stock · 7,364 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 17:14 UTC | MERITOR, INC. MTOR · Entity 124864 | GrantCommon Stock | 6,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001113256-22-000031 · wf-form4_164444483243134.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,662 F2 · price: Inapplicable. F1 · acquired: Acquisition of Restricted Shares of Meritor, Inc. (the "Company") as equity compensation. F3 · balance_after: Includes 8,662 Restricted Shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 28, 2021 Filed Nov 2, 2021 01:55 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-132552 · tm2131544-3_4seq1.xml · derivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Underlying: Class A Common Stock · 3,571 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022. F2 · derivative.expiration_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 21:11 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 125 | $36.00 | $4,500.00 |
DisclosureSEC source: 0001567619-21-016124 · doc1.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,284 Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 14:11 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionSeries A Warrant (right to buy) · Derivative | 35,218 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001209191-21-043891 · doc4.xml · derivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,721 shares Expires 2025-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F2 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · kind: The securities issued upon conversion of the Series A Warrant are exempted from Section 16(b) pursuant to Rule 16b-3. F2 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 14:11 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionCommon Stock | 15,721 | $2.57 | $40,352.66 |
DisclosureSEC source: 0001209191-21-043891 · doc4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The securities issued upon conversion of the Series A Warrant are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 13:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 3,790 | $7.10 | $26,926.81 |
DisclosureSEC source: 0001209191-21-037034 · doc4.xml · nonDerivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,917 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.10 to $7.11, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:18 UTC | MERITOR, INC. MTOR · Entity 124864 | GrantCommon Stock | 2,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001113256-21-000086 · wf-form4_162267948242548.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,620 F2 · price: Inapplicable. F1 · acquired: Acquisition of Restricted Shares of Meritor, Inc. (the "Company") as equity compensation. F3 · balance_after: Includes 2,620 Restricted Shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 13:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 5,211 | $6.94 | $36,153.40 |
DisclosureSEC source: 0001209191-21-037034 · doc4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,707 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.87 to $6.99, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| May 27, 2021 Filed May 28, 2021 12:45 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 3,717 | $6.80 | $25,290.47 |
DisclosureSEC source: 0001209191-21-036415 · doc4.xml · nonDerivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,918 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.77 to $6.83, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| May 26, 2021 Filed May 28, 2021 12:45 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 1,000 | $6.73 | $6,732.00 |
DisclosureSEC source: 0001209191-21-036415 · doc4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,635 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.64 to $6.80, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| May 13, 2021 Filed May 14, 2021 14:56 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 12,196 | $5.74 | $70,005.04 |
DisclosureSEC source: 0001209191-21-032579 · doc4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,635 Read SEC document |
| May 01, 2021 Filed May 5, 2021 00:09 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 7,858 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018254 · doc4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,159 F1 · shares: Represents a grant of restricted stock units that will vest on April 30, 2022. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 20:53 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002245 · dp146123_4-fessenden.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301 F1 · shares: Represents a grant of restricted stock units on February 10, 2021 that will vest on April 30, 2021. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 11:57 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherSeries A Warrant (right to buy) · Derivative | 35,218 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001209191-20-051756 · doc4.xml · derivative · entry 3 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,218 Underlying: Common Stock · 15,721 shares Expires 2025-08-01 F2 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F2 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F2 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · price: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 11:57 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherSubscription Rights (right to buy) · Derivative | 35,218 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-20-051756 · doc4.xml · derivative · entry 2 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units consisting of Common Stock and Series A Warrants · Not disclosed shares Expires 2020-09-18 F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F1 · derivative.underlying: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F1 · derivative.underlying_shares: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 11:57 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherCommon Stock | 15,721 | $3.50 | $55,023.50 |
DisclosureSEC source: 0001209191-20-051756 · doc4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,439 F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.