Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beachbody Company, Inc.BODI · Entity 7297 | Director | June 02, 2026 | June 05, 2026 |
| DraftKings Holdings Inc.DKNG · Entity 127463 | Director | April 19, 2022 | April 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beachbody Company, Inc.
Report date June 02, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,182 |
Reported balance
After 2026-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-02 · Grant · Acquired 9,182 · Balance 9,182 F1: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs.
DraftKings Holdings Inc.
Report date April 19, 2022 · Filed April 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,391 |
Ending reported balance
After 2022-04-19 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-04-19 · Exercise / conversion · Acquired 3,563 · Balance 16,200 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Row 2 · 2022-04-19 · Exercise / conversion · Acquired 284 · Balance 16,484 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Row 3 · 2022-04-19 · Exercise / conversion · Acquired 288 · Balance 16,772 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Row 4 · 2022-04-19 · Exercise / conversion · Acquired 619 · Balance 17,391 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-04-19 · Exercise / conversion · Disposed 3,563 · Balance 0 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F2: The RSUs were granted on May 4, 2021 and became fully vested on April 19, 2022. F6: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-04-19 · Exercise / conversion · Disposed 284 · Balance 0 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F3: The RSUs were granted on August 3, 2021 and became fully vested on April 19, 2022. F6: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-19 · Exercise / conversion · Disposed 288 · Balance 0 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F4: The RSUs were granted on November 2, 2021 and became fully vested on April 19, 2022. F6: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-19 · Exercise / conversion · Disposed 619 · Balance 0 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F5: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022. F6: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).
F2: The RSUs were granted on May 4, 2021 and became fully vested on April 19, 2022.
F3: The RSUs were granted on August 3, 2021 and became fully vested on April 19, 2022.
F4: The RSUs were granted on November 2, 2021 and became fully vested on April 19, 2022.
F5: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022.
F6: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2026 Filed Jun 5, 2026 00:18 UTC | Beachbody Company, Inc. BODI · Entity 7297 | GrantDeferred Restricted Stock Units · Derivative | 9,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-258019 · ownership.xml · derivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,182 Underlying: Class A Common Stock · 9,182 shares Expires not disclosed F1 · security: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs. F1 · derivative.exercise_price: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs. F1 · derivative.exercise_date: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs. F1 · derivative.expiration_date: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs. Read SEC document |
| June 04, 2025 Filed Jun 12, 2025 01:14 UTC | Beachbody Company, Inc. BODI · Entity 7297 | GrantDeferred Restricted Stock Units · Derivative | 9,536 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-085055 · ownership.xml · derivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,536 Underlying: Class A Common Stock · 9,536 shares Expires not disclosed F1 · security: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs. F1 · derivative.exercise_price: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs. F1 · derivative.exercise_date: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs. F1 · derivative.expiration_date: Represents restricted stock units that have been deferred under our director Deferred Compensation Plan ("DSUs"). Payment of such DSUs (i) may be made in whole or in part in cash at the election of the Issuer, and (ii) shall occur within 45 days following the earliest to occur of the director's separation from service, death, disability or a change in control. The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. There is no expiration date for the DSUs. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 23:22 UTC | Beachbody Company, Inc. BODI · Entity 7297 | GrantCLASS A COMMON STOCK | 8,064 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070103 · ownership.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,936 F1 · security: Represents a grant of restricted stock units ("RSUs") which convert into shares of Class A Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. F1 · price: Represents a grant of restricted stock units ("RSUs") which convert into shares of Class A Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 02:03 UTC | Beachbody Company, Inc. BODY · Entity 7297 | GrantCLASS A COMMON STOCK | 4,541 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-068654 · ownership.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,872 F1 · security: Represents a grant of restricted stock units ("RSUs") which convert into shares of Class A Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. F1 · price: Represents a grant of restricted stock units ("RSUs") which convert into shares of Class A Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. F2 · balance_after: Represent the total number of shares held after Company's completion of a 1-for-50 reverse stock split that occurred on November 21, 2023. Read SEC document |
| May 10, 2022 Filed May 13, 2022 01:27 UTC | Beachbody Company, Inc. BODY · Entity 7297 | Exercise / conversionRESTRICTED STOCK UNITS · Derivative | 26,075 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017912 · doc4.xml · derivative · entry 3 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 26,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into shares of Class A Common Stock on a one-for-one basis upon vesting, and have no expiration date. F2 · price: RSUs convert into shares of Class A Common Stock on a one-for-one basis upon vesting, and have no expiration date. F2 · derivative.expiration_date: RSUs convert into shares of Class A Common Stock on a one-for-one basis upon vesting, and have no expiration date. Read SEC document |
| May 10, 2022 Filed May 13, 2022 01:27 UTC | Beachbody Company, Inc. BODY · Entity 7297 | Exercise / conversionCLASS A COMMON STOCK | 26,075 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017912 · doc4.xml · nonDerivative · entry 2 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: RSUs convert into shares of Class A Common Stock on a one-for-one basis upon vesting, and have no expiration date. Read SEC document |
| May 10, 2022 Filed May 13, 2022 01:27 UTC | Beachbody Company, Inc. BODY · Entity 7297 | GrantCLASS A COMMON STOCK | 190,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017912 · doc4.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,476 F1 · security: Represents a grant of restricted stock units ("RSUs") which convert into shares of Class A Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. F1 · price: Represents a grant of restricted stock units ("RSUs") which convert into shares of Class A Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:20 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 619 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-048524 · tm2213240-9_4seq1.xml · derivative · entry 8 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 619 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F5 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022. F5 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022. F6 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:20 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-048524 · tm2213240-9_4seq1.xml · derivative · entry 7 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F4 · derivative.exercise_date: The RSUs were granted on November 2, 2021 and became fully vested on April 19, 2022. F4 · derivative.expiration_date: The RSUs were granted on November 2, 2021 and became fully vested on April 19, 2022. F6 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:20 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-048524 · tm2213240-9_4seq1.xml · derivative · entry 6 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F3 · derivative.exercise_date: The RSUs were granted on August 3, 2021 and became fully vested on April 19, 2022. F3 · derivative.expiration_date: The RSUs were granted on August 3, 2021 and became fully vested on April 19, 2022. F6 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:20 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 3,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-048524 · tm2213240-9_4seq1.xml · derivative · entry 5 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F2 · derivative.exercise_date: The RSUs were granted on May 4, 2021 and became fully vested on April 19, 2022. F2 · derivative.expiration_date: The RSUs were granted on May 4, 2021 and became fully vested on April 19, 2022. F6 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:20 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-048524 · tm2213240-9_4seq1.xml · nonDerivative · entry 4 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:20 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-048524 · tm2213240-9_4seq1.xml · nonDerivative · entry 3 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:20 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-048524 · tm2213240-9_4seq1.xml · nonDerivative · entry 2 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:20 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 3,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-048524 · tm2213240-9_4seq1.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| February 14, 2022 Filed Feb 17, 2022 01:23 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 619 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024401 · tm226981-8_4seq1.xml · derivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619 Underlying: Class A Common Stock · 619 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F4 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| November 02, 2021 Filed Nov 5, 2021 00:38 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-134613 · tm2132010-8_4seq1.xml · derivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288 Underlying: Class A Common Stock · 288 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on November 2, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on November 2, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F4 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2021 Filed Sep 1, 2021 23:56 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 656,085 | $60.81 | $39,896,528.85 |
DisclosureSEC source: 0001104659-21-112160 · tm2126843d1_4.xml · nonDerivative · entry 3 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,218,011 F4 · price: This price is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $60.00 to $61.59, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in this explanatory note. F2 · ownership.nature: These Shares were sold by Raine Associates II LP pursuant to a plan of distribution pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended ("Exchange Act"), that it adopted on May 25, 2021. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 23:56 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 121,612 | $60.13 | $7,312,529.56 |
DisclosureSEC source: 0001104659-21-112160 · tm2126843d1_4.xml · nonDerivative · entry 2 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,874,096 F3 · price: This price is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $60.00 to $60.39, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in this explanatory note. F2 · ownership.nature: These Shares were sold by Raine Associates II LP pursuant to a plan of distribution pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended ("Exchange Act"), that it adopted on May 25, 2021. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 23:56 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 192,977 | $60.08 | $11,594,058.16 |
DisclosureSEC source: 0001104659-21-112160 · tm2126843d1_4.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,995,708 F1 · price: This price is a weighted average price. These shares ("Shares") of Class A Common Stock of DraftKings Inc. were sold in multiple transactions at prices ranging from $60.00 to $60.38, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in this explanatory note. F2 · ownership.nature: These Shares were sold by Raine Associates II LP pursuant to a plan of distribution pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended ("Exchange Act"), that it adopted on May 25, 2021. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 27, 2021 Filed Aug 28, 2021 00:09 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 31,227 | $60.00 | $1,873,620.00 |
DisclosureSEC source: 0001104659-21-110674 · tm2126419-2_4seq1.xml · nonDerivative · entry 4 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,188,685 F6 · price: This price is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $60.00 to $60.03, inclusive. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in this explanatory note. F5 · ownership.nature: These shares were sold by Raine Associates pursuant to a Plan it adopted on May 25, 2021. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 27, 2021 Filed Sep 1, 2021 01:17 UTC | Beachbody Company, Inc. BODY · Entity 7297 | GrantRestricted Stock Units · Derivative | 26,075 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-034666 · doc4.xml · derivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,075 Underlying: Class A Common Stock · 26,075 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of Class A common stock, par value $0.0001 per share, of The Beachbody Company, Inc. (the "Company") on a one-for-one basis. F2 · derivative.exercise_date: On August 27, 2021 the reporting person was granted 26,075 RSUs, which vest on the date of the 2022 Annual Meeting of Stockholders of the Company, contingent upon the reporting person's continued service as a member of the Company's board of directors through such time. F2 · derivative.expiration_date: On August 27, 2021 the reporting person was granted 26,075 RSUs, which vest on the date of the 2022 Annual Meeting of Stockholders of the Company, contingent upon the reporting person's continued service as a member of the Company's board of directors through such time. Read SEC document |
| August 26, 2021 Filed Aug 28, 2021 00:09 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 77,052 | $60.12 | $4,632,366.24 |
DisclosureSEC source: 0001104659-21-110674 · tm2126419-2_4seq1.xml · nonDerivative · entry 3 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,219,912 F4 · price: This price is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $60.00 to $60.32, inclusive. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in this explanatory note. F5 · ownership.nature: These shares were sold by Raine Associates pursuant to a Plan it adopted on May 25, 2021. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 25, 2021 Filed Aug 28, 2021 00:09 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherClass A Common Stock | 4,446,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-110674 · tm2126419-2_4seq1.xml · nonDerivative · entry 2 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,296,964 F3 · price: On March 19, 2021, each of RPII DK LLC (the "LLC") and Raine Partners II LP ("Raine Partners II") adopted a Plan. On August 25, 2021, the LLC distributed pursuant to its Plan 5,525,289 Shares to Raine Partners II, its sole member, for no consideration. On the same date, Raine Partners II distributed pursuant to its Plan 4,446,336 Shares to its unaffiliated partners, pro rata in accordance with their respective interests in Raine Partners II for no consideration, and 1,078,953 Shares to Raine Associates II LP ("Raine Associates") for no consideration. F3 · ownership.nature: On March 19, 2021, each of RPII DK LLC (the "LLC") and Raine Partners II LP ("Raine Partners II") adopted a Plan. On August 25, 2021, the LLC distributed pursuant to its Plan 5,525,289 Shares to Raine Partners II, its sole member, for no consideration. On the same date, Raine Partners II distributed pursuant to its Plan 4,446,336 Shares to its unaffiliated partners, pro rata in accordance with their respective interests in Raine Partners II for no consideration, and 1,078,953 Shares to Raine Associates II LP ("Raine Associates") for no consideration. Read SEC document |
| August 25, 2021 Filed Aug 28, 2021 00:09 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 12,637 | $60.03 | $758,599.11 |
DisclosureSEC source: 0001104659-21-110674 · tm2126419-2_4seq1.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,743,300 F1 · price: This price is a weighted average price. These shares (the "Shares") of Class A Common Stock of DraftKings Inc. were sold in multiple transactions at prices ranging from $60.00 to $60.14, inclusive. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in this explanatory note. F2 · ownership.nature: These Shares were sold by The Raine Group LLC pursuant to a plan of distribution (each such plan referenced herein, a "Plan") pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended ("Rule 10b5-1"), that it adopted on May 21, 2021. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the Shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 23:51 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-100970 · tm2124323-6_4seq1.xml · derivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284 Underlying: Class A Common Stock · 284 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on August 3, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on August 3, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F4 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:50 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 3,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062627 · tm2115408-8_4seq1.xml · derivative · entry 5 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,563 Underlying: Class A Common Stock · 3,563 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F7 · shares: Represents annual equity grant. F8 · derivative.exercise_date: The RSUs were granted on May 4, 2021 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2022 and the first anniversary of the grant date. F8 · derivative.expiration_date: The RSUs were granted on May 4, 2021 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2022 and the first anniversary of the grant date. F6 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:50 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062627 · tm2115408-8_4seq1.xml · derivative · entry 4 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F5 · derivative.exercise_date: The RSUs were granted and became fully vested on May 4, 2021. F5 · derivative.expiration_date: The RSUs were granted and became fully vested on May 4, 2021. F6 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:50 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062627 · tm2115408-8_4seq1.xml · derivative · entry 3 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266 Underlying: Class A Common Stock · 266 shares Expires not disclosed F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F5 · derivative.exercise_date: The RSUs were granted and became fully vested on May 4, 2021. F5 · derivative.expiration_date: The RSUs were granted and became fully vested on May 4, 2021. F6 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:50 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-062627 · tm2115408-8_4seq1.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:48 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059402 · tm2114760-20_4seq1.xml · derivative · entry 5 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F5 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. F5 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. F4 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:48 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 11,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059402 · tm2114760-20_4seq1.xml · derivative · entry 4 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F3 · derivative.exercise_date: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021. F3 · derivative.expiration_date: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021. F4 · ownership.direct: The reporting person is party to a Nominee and Assignment Agreement with The Raine Group LLC ("Raine") pursuant to which he will be required to transfer the shares of the Issuer's Class A Common Stock underlying such RSUs to Raine upon settlement thereof. The reporting person disclaims beneficial ownership of the RSUs except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the RSUs for purposes of Section 16 or for any other purpose. Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:48 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059402 · tm2114760-20_4seq1.xml · nonDerivative · entry 2 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:48 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 11,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059402 · tm2114760-20_4seq1.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 01:06 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029528 · tm217770-16_4seq1.xml · derivative · entry 2 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Class A Common Stock · 254 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grants for the last two quarters that are being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 01:06 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029528 · tm217770-16_4seq1.xml · derivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371 Underlying: Class A Common Stock · 371 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grants for the last two quarters that are being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 11:01 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 4,972,572 | $50.83 | $252,755,834.76 |
DisclosureSEC source: 0001104659-20-114694 · tm2033034d3_4.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by RPII DK LLC Disclosed balance after: 16,743,300 F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by RPII DK LLC, for which the Reporting Person shares beneficial ownership, in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated October 6, 2020, which closed on October 9, 2020. The shares of Class A Common Stock were sold at the price of $50.83 per share to the underwriters. Read SEC document |
| August 12, 2020 Filed Aug 15, 2020 00:59 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 433 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-095725 · tm2027466d13_4.xml · derivative · entry 2 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,842 Underlying: Class A Common Stock · 433 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 12, 2020 Filed Aug 15, 2020 00:59 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 11,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-095725 · tm2027466d13_4.xml · derivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,409 Underlying: Class A Common Stock · 11,409 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents annual equity grant. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 12, 2020 Filed May 1, 2021 01:44 UTC Amendment | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059389 · tm2114760-8_4aseq1.xml · derivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,746 Underlying: Class A Common Stock · 337 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · shares: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020. The original Form 4 filing erroneously reported 433 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 337 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F4 · derivative.underlying_shares: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020. The original Form 4 filing erroneously reported 433 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 337 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. F4 · balance_after: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020. The original Form 4 filing erroneously reported 433 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 337 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:12 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 3,347,203 | $38.80 | $129,871,476.40 |
DisclosureSEC source: 0001104659-20-076916 · tm2023109-11_4.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by RPII DK LLC Disclosed balance after: 21,715,872 F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by RPII DK LLC, for which the Reporting Person shares beneficial ownership, in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated June 18, 2020, which closed on June 23, 2020. The shares of Class A Common Stock were sold at the price of $38.80 per share to the underwriters. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:15 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEarnout Rights · Derivative | 231,508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065939 · tm2020593d8_4.xml · derivative · entry 2 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by RPII DK LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 231,508 shares Expires 2024-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:15 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 231,508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065939 · tm2020593d8_4.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by RPII DK LLC Disclosed balance after: 25,063,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:27 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 231,508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051722 · tm2016925-20_4.xml · derivative · entry 3 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by RPII DK LLC Disclosed balance after: 1 Underlying: Class A Common Stock · 231,508 shares Expires 2024-04-23 F6 · derivative.exercise_price: On April 23, 2020 (the "Closing Date"), RPII DK LLC received the right to acquire 231,508 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F6 · kind: On April 23, 2020 (the "Closing Date"), RPII DK LLC received the right to acquire 231,508 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F6 · price: On April 23, 2020 (the "Closing Date"), RPII DK LLC received the right to acquire 231,508 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F6 · derivative.exercise_date: On April 23, 2020 (the "Closing Date"), RPII DK LLC received the right to acquire 231,508 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:27 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantWarrant for Common Stock · Derivative | 152,190 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-20-051722 · tm2016925-20_4.xml · derivative · entry 2 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by RPII DK LLC Disclosed balance after: 152,190 Underlying: Class A Common Stock · 152,190 shares Expires 2025-04-23 F3 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment. F5 · price: Received pursuant to the BCA. F4 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the businesscombination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants " in theRegistration Statement on Form S-4 (File No. 333-235805). F4 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the businesscombination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants " in theRegistration Statement on Form S-4 (File No. 333-235805). Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:27 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantClass A Common Stock | 24,831,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051722 · tm2016925-20_4.xml · nonDerivative · entry 1 Salter John S. · CIK 0001810211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by RPII DK LLC Disclosed balance after: 24,831,567 F1 · price: Received in exchange for 60,099,917 shares of common stock of DraftKings Inc., a Delaware corporation ("Former DraftKings"), 1,619,336 shares of Former DraftKings Series E-1 Preferred Stock pre-conversion per its terms and 7,844,490 shares of Former DraftKings Series F Preferred Stock, in each case, pursuant to the Business Combination Agreement, dated as of December 22, 2019, by and among Diamond Eagle Acquisition Corp. ("DEAC"), Former DraftKings, SBTech (Global) Limited, a company limited by shares incorporated in Gibraltar and continued as a company under the Isle of Man Companies Act 2006 ("SBT"), the shareholders of SBT ("SBT Sellers"), Shalom Meckenzie, in his capacity as the SBT Sellers' representative, DEAC NV Merger Corp., a Nevada corporation and a wholly-owned subsidiary of DEAC (and upon consummation of the business combination, the surviving "Issuer" as renamed "DraftKings Inc."), and F2 · price: (Continued from footnote 1) DEAC Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of DEAC (as amended by Amendment No. 1, dated as of April 7, 2020, the "BCA"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.