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MANHARD KIMBERLY

Disclosed activity across 3 companies

Tapewire entity
41279
SEC CIK
0001202094

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HERON THERAPEUTICS, INC. /DE/HRTX · Entity 7133EVP, Drug DevelopmentApril 13, 2023April 17, 2023
Inhibrx Biosciences, Inc.INBX · Entity 4576DirectorJune 03, 2026September 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HERON THERAPEUTICS, INC. /DE/

Report date April 13, 2023 · Filed April 17, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,330 Ending reported balance After 2023-04-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-04-13 · Exercise / conversion · Acquired 1,250 · Balance 25,183

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2023-04-13 · Exercise / conversion · Acquired 4,564 · Balance 29,747

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 3 · 2023-04-13 · Tax withholding · Disposed 1,417 · Balance 28,330

F2: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,500 Reported balance After 2023-04-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-04-13 · Exercise / conversion · Disposed 1,250 · Balance 7,500

F1: Restricted stock units convert into common stock on a one-for-one basis.

F3: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect27,936 Reported balance After 2023-04-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-04-13 · Exercise / conversion · Disposed 4,564 · Balance 27,936

F1: Restricted stock units convert into common stock on a one-for-one basis.

F4: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.

F3: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

F4: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

Inhibrx Biosciences, Inc.

Report date June 03, 2026 · Filed September 18, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $95.22 · Expires 2036-06-03Direct10,000 Reported balance After 2026-06-03 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 10,000 · Balance 10,000

F1: This stock option will be fully exercisable on June 3, 2027, subject to the reporting person's continued service through such date.

Filing footnotes · ownership attribution and instrument terms

F1: This stock option will be fully exercisable on June 3, 2027, subject to the reporting person's continued service through such date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Inhibrx, Inc.

Report date May 30, 2024 · Filed May 30, 2024

Section 16 reporting ended · disclosed 2024-05-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.44 · Expires 2030-10-02Direct0 Reported balance After 2024-05-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-05-30 · Disposition to issuer · Disposed 3,500 · Balance 0

F1: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F2: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on October 2, 2021, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.03 · Expires 2033-05-25Direct0 Reported balance After 2024-05-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-30 · Disposition to issuer · Disposed 15,000 · Balance 0

F1: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F4: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on May 25, 2024, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.57 · Expires 2032-05-25Direct0 Reported balance After 2024-05-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-05-30 · Disposition to issuer · Disposed 15,000 · Balance 0

F1: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F5: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on May 25, 2023, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.78 · Expires 2031-06-07Direct0 Reported balance After 2024-05-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-05-30 · Disposition to issuer · Disposed 15,000 · Balance 0

F1: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F6: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on June 7, 2022, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.43 · Expires 2030-08-20Direct0 Reported balance After 2024-05-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-05-30 · Disposition to issuer · Disposed 17,259 · Balance 0

F1: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F7: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on June 23, 2021, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F2: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on October 2, 2021, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

F3: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F4: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on May 25, 2024, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

F5: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on May 25, 2023, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

F6: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on June 7, 2022, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

F7: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on June 23, 2021, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 15, 2026 21:52 UTC Inhibrx Biosciences, Inc. INBX · Entity 4576 SaleCommon Stock 500 $105.05 $52,525.00
Disclosure

SEC source: 0001202094-26-000006 · wk-form4_1789509175.xml · nonDerivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012

Disclosed balance after: 7,500

F1 · ownership.nature: These securities are directly owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012. Kimberly Manhard is a trustee of the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012 and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012.

Read SEC document
September 14, 2026 Filed Sep 15, 2026 21:52 UTC Inhibrx Biosciences, Inc. INBX · Entity 4576 SaleCommon Stock 500 $110.26 $55,130.00
Disclosure

SEC source: 0001202094-26-000006 · wk-form4_1789509175.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012

Disclosed balance after: 8,000

F1 · ownership.nature: These securities are directly owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012. Kimberly Manhard is a trustee of the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012 and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 21:52 UTC Inhibrx Biosciences, Inc. INBX · Entity 4576 SaleCommon Stock 500 $111.78 $55,887.50
Disclosure

SEC source: 0001202094-26-000006 · wk-form4_1789509175.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012

Disclosed balance after: 8,500

F1 · ownership.nature: These securities are directly owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012. Kimberly Manhard is a trustee of the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012 and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012.

Read SEC document
September 09, 2026 Filed Sep 10, 2026 23:06 UTC Inhibrx Biosciences, Inc. INBX · Entity 4576 SaleCommon Stock 500 $115.80 $57,897.50
Disclosure

SEC source: 0001202094-26-000004 · wk-form4_1789081560.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012

Disclosed balance after: 9,000

F1 · ownership.nature: These securities are directly owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012. Kimberly Manhard is a trustee of the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012 and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:06 UTC Inhibrx Biosciences, Inc. INBX · Entity 4576 SaleCommon Stock 500 $115.14 $57,570.00
Disclosure

SEC source: 0001202094-26-000004 · wk-form4_1789081560.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012

Disclosed balance after: 9,500

F1 · ownership.nature: These securities are directly owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012. Kimberly Manhard is a trustee of the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012 and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012.

Read SEC document
June 03, 2026 Filed Sep 18, 2026 20:22 UTC Amendment Inhibrx Biosciences, Inc. INBX · Entity 4576 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $95.22 $0.00
Disclosure

SEC source: 0001202094-26-000009 · wk-form4a_1789762944.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2036-06-03

F1 · derivative.exercise_date: This stock option will be fully exercisable on June 3, 2027, subject to the reporting person's continued service through such date.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 21:28 UTC Inhibrx Biosciences, Inc. INBX · Entity 4576 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $95.22 $0.00
Disclosure

SEC source: 0001202094-26-000002 · wk-form4_1780608525.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2036-06-03

F1 · derivative.exercise_date: This stock option will be fully exercisable on June 3, 2027, subject to the reporting person's continued service through such date.

Read SEC document
May 28, 2025 Filed May 29, 2025 20:35 UTC Inhibrx Biosciences, Inc. INBX · Entity 4576 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $12.91 $0.00
Disclosure

SEC source: 0002007919-25-000072 · wk-form4_1748550943.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2035-05-28

F1 · derivative.exercise_date: This stock option will be fully exercisable on May 28, 2026, subject to the reporting person's continued service through such date.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 20:16 UTC Inhibrx Biosciences, Inc. INBX · Entity 4576 PurchaseCommon Stock 10,000 $13.98 $139,800.00
Disclosure

SEC source: 0002007919-24-000042 · wk-form4_1725048989.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012

Disclosed balance after: 10,000

F1 · price: The shares were purchased in multiple transactions at prices ranging from $13.925 to $14.04, inclusive. The reported price reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: These securities are directly owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012. Kimberly Manhard is a trustee of the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012 and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Kimberly Joan Manhard Revocable Trust, Dtd 6/4/2012.

Read SEC document
May 30, 2024 Filed May 30, 2024 22:23 UTC Inhibrx, Inc. INBX · Entity 90351 Disposition to issuerStock Option (right to buy) · Derivative 17,259 Not disclosed Strike: $20.43 Not disclosed
Disclosure

SEC source: 0000950142-24-001501 · es240484813_4-manhard.xml · derivative · entry 5

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,259 shares

Expires 2030-08-20

F1 · kind: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3 · price: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F7 · derivative.exercise_date: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on June 23, 2021, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Read SEC document
May 30, 2024 Filed May 30, 2024 22:23 UTC Inhibrx, Inc. INBX · Entity 90351 Disposition to issuerStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $24.78 Not disclosed
Disclosure

SEC source: 0000950142-24-001501 · es240484813_4-manhard.xml · derivative · entry 4

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2031-06-07

F1 · kind: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3 · price: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F6 · derivative.exercise_date: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on June 7, 2022, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Read SEC document
May 30, 2024 Filed May 30, 2024 22:23 UTC Inhibrx, Inc. INBX · Entity 90351 Disposition to issuerStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $12.57 Not disclosed
Disclosure

SEC source: 0000950142-24-001501 · es240484813_4-manhard.xml · derivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2032-05-25

F1 · kind: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3 · price: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F5 · derivative.exercise_date: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on May 25, 2023, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Read SEC document
May 30, 2024 Filed May 30, 2024 22:23 UTC Inhibrx, Inc. INBX · Entity 90351 Disposition to issuerStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $23.03 Not disclosed
Disclosure

SEC source: 0000950142-24-001501 · es240484813_4-manhard.xml · derivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2033-05-25

F1 · kind: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3 · price: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F4 · derivative.exercise_date: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on May 25, 2024, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Read SEC document
May 30, 2024 Filed May 30, 2024 22:23 UTC Inhibrx, Inc. INBX · Entity 90351 Disposition to issuerStock Option (right to buy) · Derivative 3,500 Not disclosed Strike: $17.44 Not disclosed
Disclosure

SEC source: 0000950142-24-001501 · es240484813_4-manhard.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2030-10-02

F1 · kind: Under the Agreement and Plan of Merger, dated January 22, 2024 (the "Merger Agreement"), by and among Inhibrx, Inc. (the "Issuer"), Aventis Inc., a Pennsylvania corporation ("Parent") and wholly owned subsidiary of Sanofi, and Art Acquisition Sub, Inc., a Delaware corporation ("Merger Sub") and wholly owned subsidiary of Parent, following satisfaction or waiver of the closing conditions set forth in the Merger Agreement, on May 30, 2024, Merger Sub merged with and into the Issuer with the Issuer surviving as the surviving company (the "Merger").

F3 · price: This stock option was cancelled in the Merger and converted into the right to receive (A) an amount in cash, without interest and less any applicable withholding taxes, equal to the product of (x) the total number of shares of the Issuer's common stock subject to such stock option immediately prior to the effective time, multiplied by (y) the excess of (I) an amount in cash equal to $30.00, without interest thereon over (II) the exercise price payable per share of the Issuer common stock under such stock option and (B) one (1) contractual contingent value right for each share of the Issuer common stock subject to such stock option.

F2 · derivative.exercise_date: Twenty-five percent (25%) of the total shares subject to the stock option became exercisable on October 2, 2021, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Read SEC document
May 30, 2024 Filed May 30, 2024 22:11 UTC Inhibrx Biosciences, Inc. INXB · Entity 4576 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $15.86 $0.00
Disclosure

SEC source: 0000950142-24-001494 · es240484864_4-manhard.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-05-30

F1 · date: This stock option was granted following the consummation of the merger of Inhibrx, Inc. with a wholly owned indirect subsidiary of Sanofi.

F2 · derivative.exercise_date: This stock option will be fully exercisable on May 30, 2025, subject to the reporting person's continued service through such date.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:08 UTC Inhibrx, Inc. INBX · Entity 90351 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $23.03 $0.00
Disclosure

SEC source: 0001739614-23-000052 · wk-form4_1685477312.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-25

F1 · derivative.exercise_date: Twenty-five percent (25%) of the total shares subject to the stock option become exercisable on May 25, 2024, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 21:26 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 4,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024497 · doc4.xml · derivative · entry 5

MANHARD KIMBERLY · CIK 0001202094 · EVP, Drug Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,936

Underlying: Common Stock · 4,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

F4 · derivative.expiration_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

Read SEC document
April 13, 2023 Filed Apr 17, 2023 21:26 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024497 · doc4.xml · derivative · entry 4

MANHARD KIMBERLY · CIK 0001202094 · EVP, Drug Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

F3 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

Read SEC document
April 13, 2023 Filed Apr 17, 2023 21:26 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Tax withholdingCommon Stock 1,417 $2.88 $4,080.96
Disclosure

SEC source: 0001209191-23-024497 · doc4.xml · nonDerivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · EVP, Drug Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,330

F2 · acquired: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 21:26 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 4,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-024497 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · EVP, Drug Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 21:26 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-024497 · doc4.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · EVP, Drug Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:08 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 GrantPerformance Stock Units · Derivative 149,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004299 · doc4.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,365

Underlying: Common Stock · 149,365 shares

Expires not disclosed

F1 · derivative.exercise_date: On July 25, 2022, the Compensation Committee of the Issuer (the "Committee") granted the Reporting Person Performance Stock Units ("PSUs"), the vesting of which was subject to the achievement of certain corporate performance goals and time-based vesting. On January 18, 2023, the Committee determined that certain performance goals of the PSUs had been achieved. The PSUs are further subject to a time-based vesting schedule. The PSUs will vest in full on the first anniversary of the grant date subject to continued employment through such date. Upon vesting and settlement of the PSUs, the Reporting Person will receive a number of shares of common stock of the Issuer equal to the number of PSUs that have vested.

F1 · derivative.expiration_date: On July 25, 2022, the Compensation Committee of the Issuer (the "Committee") granted the Reporting Person Performance Stock Units ("PSUs"), the vesting of which was subject to the achievement of certain corporate performance goals and time-based vesting. On January 18, 2023, the Committee determined that certain performance goals of the PSUs had been achieved. The PSUs are further subject to a time-based vesting schedule. The PSUs will vest in full on the first anniversary of the grant date subject to continued employment through such date. Upon vesting and settlement of the PSUs, the Reporting Person will receive a number of shares of common stock of the Issuer equal to the number of PSUs that have vested.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 22:34 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 4,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003560 · doc4.xml · derivative · entry 6

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 4,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

F5 · derivative.expiration_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

Read SEC document
January 13, 2023 Filed Jan 17, 2023 22:34 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003560 · doc4.xml · derivative · entry 5

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

F4 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

Read SEC document
January 13, 2023 Filed Jan 17, 2023 22:34 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Tax withholdingCommon Stock 2,012 $3.17 $6,378.04
Disclosure

SEC source: 0001209191-23-003560 · doc4.xml · nonDerivative · entry 4

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,933

F3 · acquired: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 22:34 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 4,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-003560 · doc4.xml · nonDerivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 22:34 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-003560 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 31, 2022 Filed Jan 17, 2023 22:34 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 OtherCommon Stock 1,655 $3.27 $5,415.99
Disclosure

SEC source: 0001209191-23-003560 · doc4.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,131

F1 · kind: Represents shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan on October 31, 2022.

Read SEC document
October 13, 2022 Filed Oct 17, 2022 20:36 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 4,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053827 · doc4.xml · derivative · entry 5

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,064

Underlying: Common Stock · 4,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

F4 · derivative.expiration_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

Read SEC document
October 13, 2022 Filed Oct 17, 2022 20:36 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053827 · doc4.xml · derivative · entry 4

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

F3 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

Read SEC document
October 13, 2022 Filed Oct 17, 2022 20:36 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Tax withholdingCommon Stock 2,012 $3.76 $7,565.12
Disclosure

SEC source: 0001209191-22-053827 · doc4.xml · nonDerivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,476

F2 · acquired: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.

Read SEC document
October 13, 2022 Filed Oct 17, 2022 20:36 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 4,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053827 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 13, 2022 Filed Oct 17, 2022 20:36 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053827 · doc4.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 22:21 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 GrantEmployee Stock Option (Right to Buy) · Derivative 165,961 $0.00 Strike: $3.17 $0.00
Disclosure

SEC source: 0001209191-22-043288 · doc4.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,961

Underlying: Common Stock · 165,961 shares

Expires 2032-07-25

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 8 equal quarterly installments beginning one quarter after the date of grant (07/25/2022).

Read SEC document
July 13, 2022 Filed Jul 15, 2022 20:55 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 4,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042259 · doc4.xml · derivative · entry 5

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,628

Underlying: Common Stock · 4,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

F4 · derivative.expiration_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

Read SEC document
July 13, 2022 Filed Jul 15, 2022 20:55 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042259 · doc4.xml · derivative · entry 4

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

F3 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

Read SEC document
July 13, 2022 Filed Jul 15, 2022 20:55 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Tax withholdingCommon Stock 2,012 $3.01 $6,056.12
Disclosure

SEC source: 0001209191-22-042259 · doc4.xml · nonDerivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,674

F2 · acquired: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 20:55 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 4,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-042259 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 20:55 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-042259 · doc4.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2022 Filed May 26, 2022 20:31 UTC Inhibrx, Inc. INBX · Entity 90351 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $12.57 $0.00
Disclosure

SEC source: 0001739614-22-000061 · wf-form4_165359702607100.xml · derivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,759

Underlying: Common Stock · 15,000 shares

Expires 2032-05-25

F1 · derivative.exercise_date: Twenty-five percent (25%) of the total shares subject to the stock option become exercisable on May 25, 2023, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.

Read SEC document
May 03, 2022 Filed May 4, 2022 23:01 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 SaleCommon Stock 1,504 $4.76 $7,153.63
Disclosure

SEC source: 0001209191-22-027232 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,872

F2 · kind: The sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan dated as of September 13, 2021.

F3 · price: The range of sales prices received was $4.695 to $4.835. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.

Read SEC document
April 29, 2022 Filed May 4, 2022 23:01 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 OtherCommon Stock 1,504 $3.84 $5,778.37
Disclosure

SEC source: 0001209191-22-027232 · doc4.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,376

F1 · kind: Represents shares acquired under the Heron Therapeutics, Inc. 1997 Employee Stock Purchase Plan on April 29, 2022.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 21:03 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 4,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024519 · doc4.xml · derivative · entry 5

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,192

Underlying: Common Stock · 4,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

F4 · derivative.expiration_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

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April 13, 2022 Filed Apr 15, 2022 21:03 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024519 · doc4.xml · derivative · entry 4

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

F3 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

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April 13, 2022 Filed Apr 15, 2022 21:03 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Tax withholdingCommon Stock 2,012 $6.07 $12,212.84
Disclosure

SEC source: 0001209191-22-024519 · doc4.xml · nonDerivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,872

F2 · acquired: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.

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April 13, 2022 Filed Apr 15, 2022 21:03 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 4,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024519 · doc4.xml · nonDerivative · entry 2

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 21:03 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024519 · doc4.xml · nonDerivative · entry 1

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 22:05 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 4,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003358 · doc4.xml · derivative · entry 5

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,756

Underlying: Common Stock · 4,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant.

F4 · derivative.expiration_date: The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 22:05 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003358 · doc4.xml · derivative · entry 4

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

F3 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

Read SEC document
January 13, 2022 Filed Jan 14, 2022 22:05 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 Tax withholdingCommon Stock 2,012 $8.30 $16,699.60
Disclosure

SEC source: 0001209191-22-003358 · doc4.xml · nonDerivative · entry 3

MANHARD KIMBERLY · CIK 0001202094 · Director · EVP, Drug Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,070

F2 · acquired: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.