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person · Reporting owner

NICHOLS JOHN DRAKE

Disclosed activity across 4 companies

Tapewire entity
41273
SEC CIK
0001256130

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AXIS CAPITAL HOLDINGS LTDAXS · Entity 3686CEO, AXIS ReFebruary 04, 2017February 07, 2017
Hippo Holdings Inc.HIPO · Entity 5057DirectorJune 02, 2026June 05, 2026
National General Holdings Corp.NGHC · Entity 144209DirectorJanuary 04, 2021January 04, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AXIS CAPITAL HOLDINGS LTD

Report date February 04, 2017 · Filed February 07, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect162,691 Reported balance After 2017-02-04 transaction · row 1
1 source row

Row 1 · 2017-02-04 · Tax withholding · Disposed 3,433 · Balance 162,691

Hippo Holdings Inc.

Report date June 02, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,563 Reported balance After 2026-06-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-02 · Grant · Acquired 4,738 · Balance 16,563

F1: Vesting/settlement of 4,738 RSUs originally granted on June 3, 2025 into Common Stock

Common StockSEC Table I · non-derivativeDirect21,371 Reported balance After 2026-06-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-06-02 · Grant · Acquired 4,808 · Balance 21,371

F2: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs will vest in full upon the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting that occurs following the date of grant, subject to the Reporting Person continuing in service to the Issuer and its subsidiaries through such vesting date.

F3: Includes 4,808 RSUs.

Common StockSEC Table I · non-derivativeIndirectSee FootNote50,000 Reported balance Holding disclosure · report date 2026-06-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 50,000

F4: Shares held by Janajasa Associates L.P.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting/settlement of 4,738 RSUs originally granted on June 3, 2025 into Common Stock

F2: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs will vest in full upon the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting that occurs following the date of grant, subject to the Reporting Person continuing in service to the Issuer and its subsidiaries through such vesting date.

F3: Includes 4,808 RSUs.

F4: Shares held by Janajasa Associates L.P.

National General Holdings Corp.

Report date January 04, 2021 · Filed January 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2021-01-04 transaction · row 1
1 source row

Row 1 · 2021-01-04 · Disposition to issuer · Disposed 27,500 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-01-04 · Disposition to issuer · Disposed 1,500 · Balance 0

F2: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock.

F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes.

F4: On April 29, 2020, Mr. Nichols received restricted stock units subject to a one-year vesting schedule, vesting on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration").

F2: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock.

F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes.

F4: On April 29, 2020, Mr. Nichols received restricted stock units subject to a one-year vesting schedule, vesting on the first anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Protective Insurance Corp

Report date June 01, 2021 · Filed June 03, 2021

Section 16 reporting ended · disclosed 2021-06-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-06-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-06-01 · Disposition to issuer · Disposed 83,303 · Balance 21,250

F1: Pursuant to the Agreement and Plan of Merger, dated as of February 14, 2021 (the "Merger Agreement"), by and among Protective Insurance Corporation (the "Company"), The Progressive Corporation ("Progressive") and Carnation Merger Sub Inc., a wholly-owned indirect subsidiary of Progressive ("Merger Sub"), at the effective time (the "Effective Time") of the merger of Merger Sub with and into the Company, which Effective Time occurred on June 1, 2021, each outstanding share of the Company's Class A Common Stock and Class B Common Stock (other than certain excluded shares and the outstanding time-based restricted stock awards granted under the Company's equity incentive plan (the "Company RSAs")) was cancelled and automatically converted into the right to receive an amount in cash equal to $23.30, without interest and less any applicable withholding taxes.

Row 2 · 2021-06-01 · Disposition to issuer · Disposed 21,250 · Balance 0

F2: Includes the following Company RSAs: 21,250 restricted shares that were to vest on October 17, 2021.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, the restrictions on each of these Company RSAs automatically lapsed and each Company RSA was canceled and automatically converted into the right to receive an amount in cash equal to the product of (i) the total number of shares of the Company's Class B Common subject to the Company RSA, multiplied by (ii) an amount in cash, without interest, equal to $23.30, plus any cash dividends or cash dividend equivalents accrued on such Company RSA, less any applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of February 14, 2021 (the "Merger Agreement"), by and among Protective Insurance Corporation (the "Company"), The Progressive Corporation ("Progressive") and Carnation Merger Sub Inc., a wholly-owned indirect subsidiary of Progressive ("Merger Sub"), at the effective time (the "Effective Time") of the merger of Merger Sub with and into the Company, which Effective Time occurred on June 1, 2021, each outstanding share of the Company's Class A Common Stock and Class B Common Stock (other than certain excluded shares and the outstanding time-based restricted stock awards granted under the Company's equity incentive plan (the "Company RSAs")) was cancelled and automatically converted into the right to receive an amount in cash equal to $23.30, without interest and less any applicable withholding taxes.

F2: Includes the following Company RSAs: 21,250 restricted shares that were to vest on October 17, 2021.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, the restrictions on each of these Company RSAs automatically lapsed and each Company RSA was canceled and automatically converted into the right to receive an amount in cash equal to the product of (i) the total number of shares of the Company's Class B Common subject to the Company RSA, multiplied by (ii) an amount in cash, without interest, equal to $23.30, plus any cash dividends or cash dividend equivalents accrued on such Company RSA, less any applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 5, 2026 00:27 UTC Hippo Holdings Inc. HIPO · Entity 5057 GrantCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0001256130-26-000001 · primarydocument.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,371

F2 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs will vest in full upon the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting that occurs following the date of grant, subject to the Reporting Person continuing in service to the Issuer and its subsidiaries through such vesting date.

F3 · balance_after: Includes 4,808 RSUs.

Read SEC document
June 02, 2026 Filed Jun 5, 2026 00:27 UTC Hippo Holdings Inc. HIPO · Entity 5057 GrantCommon Stock 4,738 $25.40 $120,345.20
Disclosure

SEC source: 0001256130-26-000001 · primarydocument.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,563

F1 · shares: Vesting/settlement of 4,738 RSUs originally granted on June 3, 2025 into Common Stock

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:30 UTC Hippo Holdings Inc. HIPO · Entity 5057 GiftCommon Stock 4,935 $0.00 $0.00
Disclosure

SEC source: 0001256130-25-000003 · primarydocument.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,563

F1 · shares: The reporting person donated the shares to multiple charitable organizations for no consideration.

F2 · balance_after: Includes 4,738 RSUs.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:49 UTC Hippo Holdings Inc. HIPO · Entity 5057 GrantCommon Stock 4,738 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004499 · primarydocument.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,498

F2 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs will vest in full upon the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting that occurs following the date of grant, subject to the Reporting Person continuing in service to the Issuer and its subsidiaries through such vesting date.

F3 · balance_after: Includes 4,738 RSUs.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:49 UTC Hippo Holdings Inc. HIPO · Entity 5057 GrantCommon Stock 5,801 $24.35 $141,254.35
Disclosure

SEC source: 0001562180-25-004499 · primarydocument.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,760

F1 · shares: Vesting/settlement of 5,801 RSUs originally granted on June 4, 2024 into Common Stock

Read SEC document
June 04, 2024 Filed Jun 7, 2024 00:41 UTC Hippo Holdings Inc. HIPO · Entity 5057 GrantCommon Stock 5,801 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004787 · primarydocument.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,760

F2 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs will vest in full upon the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting that occurs following the date of grant, subject to the Reporting Person continuing in service to the Issuer and its subsidiaries through such vesting date.

F3 · balance_after: Includes 5,801 RSUs.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 00:41 UTC Hippo Holdings Inc. HIPO · Entity 5057 GrantCommon Stock 6,170 $17.73 $109,394.10
Disclosure

SEC source: 0001562180-24-004787 · primarydocument.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,959

F1 · shares: Vesting/settlement of 6,170 RSUs originally granted on June 7, 2023 into Common Stock

Read SEC document
August 21, 2023 Filed Aug 21, 2023 21:30 UTC Hippo Holdings Inc. HIPO · Entity 5057 PurchaseCommon Stock 24,141 $10.83 $261,335.98
Disclosure

SEC source: 0001562180-23-006486 · primarydocument.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 50,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.78 to $10.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Shares held by Janajasa Associates L.P.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 21:30 UTC Hippo Holdings Inc. HIPO · Entity 5057 PurchaseCommon Stock 5,432 $10.25 $55,678.00
Disclosure

SEC source: 0001562180-23-006486 · primarydocument.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 25,859

F1 · ownership.nature: Shares held by Janajasa Associates L.P.

Read SEC document
August 16, 2023 Filed Aug 16, 2023 21:22 UTC Hippo Holdings Inc. HIPO · Entity 5057 PurchaseCommon Stock 10,427 $10.25 $106,874.66
Disclosure

SEC source: 0001562180-23-006376 · primarydocument.xml · nonDerivative · entry 3

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 20,427

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.21 to $10.25. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by Janajasa Associates L.P.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 21:22 UTC Hippo Holdings Inc. HIPO · Entity 5057 PurchaseCommon Stock 9,499 $10.25 $97,350.50
Disclosure

SEC source: 0001562180-23-006376 · primarydocument.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 10,000

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.19 to $10.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by Janajasa Associates L.P.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:22 UTC Hippo Holdings Inc. HIPO · Entity 5057 PurchaseCommon Stock 501 $9.95 $4,985.25
Disclosure

SEC source: 0001562180-23-006376 · primarydocument.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 501

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.93 to $9.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by Janajasa Associates L.P.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 22:27 UTC Hippo Holdings Inc. HIPO · Entity 5057 GrantCommon Stock 6,170 $0.00 $0.00
Disclosure

SEC source: 0001828105-23-000058 · wk-form4_1686349629.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,959

F3 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs will vest in full upon the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting that occurs following the date of grant, subject to the Reporting Person continuing in service to the Issuer and its subsidiaries through such vesting date.

F4 · balance_after: Includes 6,170 RSUs.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 22:27 UTC Hippo Holdings Inc. HIPO · Entity 5057 GrantCommon Stock 4,789 $17.00 $81,413.00
Disclosure

SEC source: 0001828105-23-000058 · wk-form4_1686349629.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,789

F1 · shares: Vesting/settlement of 4,789 RSUs originally granted on Aug 8, 2022 into Common Stock

F2 · balance_after: Reflects a 1-for-25 reverse stock split effected by the Issuer on September 29, 2022.

Read SEC document
August 09, 2022 Filed Aug 25, 2022 18:59 UTC Hippo Holdings Inc. HIPO · Entity 5057 GrantCommon Stock 119,741 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016667 · doc1.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,741

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs will vest in full upon the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting that occurs following the date of grant, subject to the Reporting Person continuing in service to the Issuer and its subsidiaries through such vesting date.

F2 · balance_after: Includes 119,741 RSUs.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:21 UTC Protective Insurance Corp PTVCA/B · Entity 138741 Disposition to issuerClass B Common Stock 21,250 $23.30 $495,125.00
Disclosure

SEC source: 0000009346-21-000073 · form4.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Includes the following Company RSAs: 21,250 restricted shares that were to vest on October 17, 2021.

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, the restrictions on each of these Company RSAs automatically lapsed and each Company RSA was canceled and automatically converted into the right to receive an amount in cash equal to the product of (i) the total number of shares of the Company's Class B Common subject to the Company RSA, multiplied by (ii) an amount in cash, without interest, equal to $23.30, plus any cash dividends or cash dividend equivalents accrued on such Company RSA, less any applicable withholding taxes.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:21 UTC Protective Insurance Corp PTVCA/B · Entity 138741 Disposition to issuerClass B Common Stock 83,303 $23.30 $1,940,959.90
Disclosure

SEC source: 0000009346-21-000073 · form4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 14, 2021 (the "Merger Agreement"), by and among Protective Insurance Corporation (the "Company"), The Progressive Corporation ("Progressive") and Carnation Merger Sub Inc., a wholly-owned indirect subsidiary of Progressive ("Merger Sub"), at the effective time (the "Effective Time") of the merger of Merger Sub with and into the Company, which Effective Time occurred on June 1, 2021, each outstanding share of the Company's Class A Common Stock and Class B Common Stock (other than certain excluded shares and the outstanding time-based restricted stock awards granted under the Company's equity incentive plan (the "Company RSAs")) was cancelled and automatically converted into the right to receive an amount in cash equal to $23.30, without interest and less any applicable withholding taxes.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 22:13 UTC National General Holdings Corp. NGHC · Entity 144209 Disposition to issuerRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001578735-21-000021 · wf-form4_160979839740872.xml · derivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 par value · 1,500 shares

Expires not disclosed

F2 · derivative.exercise_price: When granted, each restricted stock unit represented a contingent right to receive one share of National General Holdings Corp.'s common stock.

F3 · kind: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes.

F3 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit granted prior to July 7, 2020 was canceled in exchange for a cash payment equal to the Total Consideration of $34.50 multiplied by the number of shares of common stock underlying each such restricted stock unit, less any applicable withholding taxes.

F4 · derivative.exercise_date: On April 29, 2020, Mr. Nichols received restricted stock units subject to a one-year vesting schedule, vesting on the first anniversary of the grant date.

F4 · derivative.expiration_date: On April 29, 2020, Mr. Nichols received restricted stock units subject to a one-year vesting schedule, vesting on the first anniversary of the grant date.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 22:13 UTC National General Holdings Corp. NGHC · Entity 144209 Disposition to issuerCommon Stock, $.01 par value 27,500 $0.00 $0.00
Disclosure

SEC source: 0001578735-21-000021 · wf-form4_160979839740872.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 7, 2020, by and among National General Holdings Corp., The Allstate Corporation, and Bluebird Acquisition Corp. (the "Merger Agreement") in exchange for $32.00 per share in cash (the "Merger Consideration") plus a special dividend of $2.50 per share (the "Special Dividend," and together with the Merger Consideration, the "Total Consideration").

Read SEC document
October 17, 2020 Filed Nov 5, 2020 16:54 UTC Protective Insurance Corp PTVCA / B · Entity 138741 Tax withholdingClass B Common Stock 8,737 $14.17 $123,803.29
Disclosure

SEC source: 0000009346-20-000078 · form4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,553

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted awards granted to the reporting person.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:12 UTC National General Holdings Corp. NGHC · Entity 144209 Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001578735-20-000045 · wf-form4_158888230433966.xml · derivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 par value · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.

F3 · derivative.exercise_date: On May 6, 2019, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

F3 · derivative.expiration_date: On May 6, 2019, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:12 UTC National General Holdings Corp. NGHC · Entity 144209 Exercise / conversionCommon Stock, $.01 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001578735-20-000045 · wf-form4_158888230433966.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common stock resulting from vesting of the restricted stock units granted to Mr. Nichols on May 6, 2019.

Read SEC document
May 05, 2020 Filed May 7, 2020 16:58 UTC Protective Insurance Corp PTVCA / B · Entity 138741 GrantClass B Common Stock 4,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000009346-20-000046 · form4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,290

F1 · shares: Shares represent restricted stock granted in lieu of certain cash director's fees. Restricted stock vests and is distributable May 5, 2021.

F1 · price: Shares represent restricted stock granted in lieu of certain cash director's fees. Restricted stock vests and is distributable May 5, 2021.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 20:15 UTC National General Holdings Corp. NGHC · Entity 144209 GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001578735-20-000040 · wf-form4_158827772169356.xml · derivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, $.01 par value · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.

F2 · derivative.exercise_date: On April 29, 2020, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

F2 · derivative.expiration_date: On April 29, 2020, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

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October 17, 2019 Filed Nov 12, 2019 16:51 UTC Protective Insurance Corp PTVCA / B · Entity 138741 Tax withholdingClass B Common Stock 19,696 $16.37 $322,423.52
Disclosure

SEC source: 0000009346-19-000103 · form4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,068

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted awards granted to the reporting person.

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May 22, 2019 Filed May 22, 2019 16:49 UTC Protective Insurance Corp PTVCA/B · Entity 138741 GrantClass B Common Stock 3,541 Not disclosed Not disclosed
Disclosure

SEC source: 0000009346-19-000057 · form4.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,764

F2 · price: Shares represent a pro-rated amount of restricted stock granted in lieu of certain cash director's fees. Restricted stock vests and is distributable on May 7, 2020.

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May 21, 2019 Filed May 22, 2019 16:49 UTC Protective Insurance Corp PTVCA/B · Entity 138741 GrantClass B Common Stock 6,135 Not disclosed Not disclosed
Disclosure

SEC source: 0000009346-19-000057 · form4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,223

F1 · price: Shares represent restricted stock granted in recognition of Director Nichols' performance as Interim CEO. Restricted stock vests immediately on date of grant and is distributable on May 21, 2019.

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May 07, 2019 Filed May 7, 2019 20:39 UTC National General Holdings Corp. NGHC · Entity 144209 Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006087 · wf-form4_155726156746867.xml · derivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 par value · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.

F3 · derivative.exercise_date: On May 7, 2018, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

F3 · derivative.expiration_date: On May 7, 2018, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

Read SEC document
May 07, 2019 Filed May 7, 2019 20:39 UTC National General Holdings Corp. NGHC · Entity 144209 Exercise / conversionCommon Stock, $.01 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006087 · wf-form4_155726156746867.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common stock resulting from vesting of the restricted stock units granted to Mr. Nichols on May 7, 2018.

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May 06, 2019 Filed May 7, 2019 20:39 UTC National General Holdings Corp. NGHC · Entity 144209 GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006087 · wf-form4_155726156746867.xml · derivative · entry 3

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, $.01 par value · 1,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.

F4 · derivative.exercise_date: On May 6, 2019, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

F4 · derivative.expiration_date: On May 6, 2019, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

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March 22, 2019 Filed Mar 26, 2019 16:17 UTC Protective Insurance Corp PTVCA / B · Entity 138741 PurchaseClass B Common Stock 10,000 $18.69 $186,867.00
Disclosure

SEC source: 0000009346-19-000016 · form4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,088

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.52 to $18.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 13, 2018 Filed Nov 15, 2018 17:29 UTC Protective Insurance Corp PTVCA/B · Entity 138741 GrantClass B Common Stock 85,000 $22.27 $1,892,950.00
Disclosure

SEC source: 0000009346-18-000094 · form4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,088

F1 · shares: Shares will vest ratably over the next three years - 42,500 shares will vest on October 17, 2019; 21,500 shares will vest on October 17, 2020; 21,500 shares will vest on October 17, 2021.

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May 08, 2018 Filed May 10, 2018 17:40 UTC Protective Insurance Corp BWINA / B · Entity 138741 GrantClass B Common Stock 1,735 Not disclosed Not disclosed
Disclosure

SEC source: 0000009346-18-000047 · form4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,088

F1 · shares: Shares represent restricted stock granted in lieu of certain cash director's fees. Restricted stock vests and is distributable on May 8, 2019.

F1 · price: Shares represent restricted stock granted in lieu of certain cash director's fees. Restricted stock vests and is distributable on May 8, 2019.

Read SEC document
May 07, 2018 Filed May 9, 2018 21:21 UTC National General Holdings Corp. NGHC · Entity 144209 GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001578735-18-000048 · wf-form4_152590089745063.xml · derivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, $.01 par value · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.

F2 · derivative.exercise_date: On May 7, 2018, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

F2 · derivative.expiration_date: On May 7, 2018, Mr. Nichols received restricted stock units representing 1,500 shares subject to a one-year vesting schedule, vesting on the first anniversary of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

Read SEC document
November 27, 2017 Filed Nov 27, 2017 19:27 UTC National General Holdings Corp. NGHC · Entity 144209 PurchaseCommon Stock, $.01 par value 24,500 $20.45 $501,103.40
Disclosure

SEC source: 0001578735-17-000107 · wf-form4_151181082066988.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

F1 · price: Reflects a weighted average purchase price of $20.4532 per share, at prices ranging from $20.4150 to $20.46 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares acquired at each separate price.

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September 12, 2017 Filed Sep 13, 2017 15:15 UTC Protective Insurance Corp BWINA / B · Entity 138741 PurchaseClass B Common Stock 5,000 $22.60 $112,994.50
Disclosure

SEC source: 0001256130-17-000007 · edgar.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,353

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.45 to $22.725 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 11, 2017 Filed Sep 13, 2017 15:15 UTC Protective Insurance Corp BWINA / B · Entity 138741 PurchaseClass B Common Stock 5,000 $22.77 $113,842.00
Disclosure

SEC source: 0001256130-17-000007 · edgar.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,353

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.50 to $23.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 14:55 UTC Protective Insurance Corp BWINA / B · Entity 138741 PurchaseClass B Common Stock 115 $22.40 $2,576.00
Disclosure

SEC source: 0001256130-17-000006 · edgar.xml · nonDerivative · entry 3

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,353

Read SEC document
September 08, 2017 Filed Sep 11, 2017 14:55 UTC Protective Insurance Corp BWINA / B · Entity 138741 PurchaseClass B Common Stock 261 $22.35 $5,833.35
Disclosure

SEC source: 0001256130-17-000006 · edgar.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,238

Read SEC document
September 08, 2017 Filed Sep 11, 2017 14:55 UTC Protective Insurance Corp BWINA / B · Entity 138741 PurchaseClass B Common Stock 4,624 $22.16 $102,467.84
Disclosure

SEC source: 0001256130-17-000006 · edgar.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,977

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.30 to $22.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 07, 2017 Filed Sep 7, 2017 17:17 UTC Protective Insurance Corp BWINA / B · Entity 138741 PurchaseClass B Common Stock 5,000 $21.37 $106,847.00
Disclosure

SEC source: 0001256130-17-000005 · edgar.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.25 to $21.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 31, 2017 Filed Aug 31, 2017 16:35 UTC Protective Insurance Corp BWINA / B · Entity 138741 PurchaseClass B Common Stock 100 $22.05 $2,205.00
Disclosure

SEC source: 0001256130-17-000004 · edgar.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
August 30, 2017 Filed Aug 31, 2017 16:35 UTC Protective Insurance Corp BWINA / B · Entity 138741 PurchaseClass B Common Stock 600 $22.06 $13,234.98
Disclosure

SEC source: 0001256130-17-000004 · edgar.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253

Read SEC document
May 15, 2017 Filed May 15, 2017 16:13 UTC Protective Insurance Corp BWINA / B · Entity 138741 GrantClass B Common Stock 1,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001256130-17-000003 · edgar.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653

F1 · shares: Shares represent restricted stock granted in lieu of certain cash director's fees. Restricted stock vests and is distributable on May 9, 2018.

F1 · price: Shares represent restricted stock granted in lieu of certain cash director's fees. Restricted stock vests and is distributable on May 9, 2018.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 22:18 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Tax withholdingCommon Shares 3,433 $66.66 $228,843.78
Disclosure

SEC source: 0001209191-17-008411 · doc4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · CEO, AXIS Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,691

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:33 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 GrantCommon Shares 1,093 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007117 · doc4.xml · nonDerivative · entry 2

NICHOLS JOHN DRAKE · CIK 0001256130 · CEO, AXIS Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,124

F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 21,870 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2020.

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January 31, 2017 Filed Feb 2, 2017 21:33 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 GrantCommon Shares 12,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007117 · doc4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · CEO, AXIS Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,031

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:24 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 GrantCommon Shares 22,106 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154410 · doc4.xml · nonDerivative · entry 1

NICHOLS JOHN DRAKE · CIK 0001256130 · CEO, AXIS Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,455

F1 · shares: On December 7, 2016, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 4, 2014. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 1,579 restricted stock units which were previously reported on February 6, 2014. The restricted stock units will vest in a single installment on March 1, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.