Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIFECORE BIOMEDICAL, INC. \DE\LFCR · Entity 6447 | Director | June 04, 2026 | June 05, 2026 |
| SunOpta Inc.STKL · Entity 49798 | Director | May 29, 2024 | May 31, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIFECORE BIOMEDICAL, INC. \DE\
Report date June 04, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 135,319 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 25,907 · Balance 135,319 F1: The restricted stock units convert into common stock of Lifecore Biomedical, Inc. on a 1 for 1 basis. F2: Vests on earlier of June 4, 2027 or the date of the annual meeting of stockholders of the Company first held in calendar year 2027 (provided such date is no less than 50 weeks from June 4, 2026). |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units convert into common stock of Lifecore Biomedical, Inc. on a 1 for 1 basis.
F2: Vests on earlier of June 4, 2027 or the date of the annual meeting of stockholders of the Company first held in calendar year 2027 (provided such date is no less than 50 weeks from June 4, 2026).
SunOpta Inc.
Report date May 29, 2024 · Filed May 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 216,869 |
Reported balance
After 2024-05-30 transaction · row 1
1 source rowRow 1 · 2024-05-30 · Exercise / conversion · Acquired 15,283 · Balance 216,869 F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,072 |
Reported balance
After 2024-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-29 · Grant · Acquired 20,072 · Balance 20,072 F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2: The Restricted Stock Units do not have an expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-30 · Exercise / conversion · Disposed 15,283 · Balance 0 F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2: The Restricted Stock Units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: The Restricted Stock Units do not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 4, 2020 23:30 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 4,635 | $2.49 | $11,541.15 |
DisclosureSEC source: 0001209191-20-006606 · doc4.xml · nonDerivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,132 F2 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 25, 2019 Filed Feb 4, 2020 23:30 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 7,197 | $1.84 | $13,242.48 |
DisclosureSEC source: 0001209191-20-006606 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,497 F1 · date: Due to an administrative oversight, the filing was not immediately completed after the date of grant. F2 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 19:14 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 | GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 7,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-012370 · wf-form4_157133965395072.xml · derivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,334 Underlying: Common Stock · 7,334 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 22:48 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 4,254 | $3.29 | $13,995.66 |
DisclosureSEC source: 0001209191-19-042923 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,300 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 21:03 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 24,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037748 · doc4.xml · derivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,194 Underlying: Common Shares · 24,194 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 24, 2019 Filed May 29, 2019 23:31 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033332 · doc4.xml · derivative · entry 6 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on May 24, 2017. F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning on May 24, 2017. Read SEC document |
| May 24, 2019 Filed May 29, 2019 23:31 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 11,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033332 · doc4.xml · derivative · entry 5 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 24, 2019 Filed May 29, 2019 23:31 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 3,212 | $4.23 | $13,586.76 |
DisclosureSEC source: 0001209191-19-033332 · doc4.xml · nonDerivative · entry 4 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,046 Read SEC document |
| May 24, 2019 Filed May 29, 2019 23:31 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-033332 · doc4.xml · nonDerivative · entry 3 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 24, 2019 Filed May 29, 2019 23:31 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 6,257 | $4.23 | $26,467.11 |
DisclosureSEC source: 0001209191-19-033332 · doc4.xml · nonDerivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,258 Read SEC document |
| May 24, 2019 Filed May 29, 2019 23:31 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 11,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-033332 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 23:47 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 3,832 | $3.46 | $13,258.72 |
DisclosureSEC source: 0001209191-19-026499 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,827 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:57 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 43,100 | $3.44 | $148,264.00 |
DisclosureSEC source: 0001209191-19-017813 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,995 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.39 to $3.46, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| January 17, 2019 Filed Jan 19, 2019 01:14 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 3,877 | $4.18 | $16,205.86 |
DisclosureSEC source: 0001209191-19-004651 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,895 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 16:59 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,827 | $7.35 | $13,428.45 |
DisclosureSEC source: 0001209191-18-055628 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,018 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 21:33 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,543 | $8.40 | $12,961.20 |
DisclosureSEC source: 0001209191-18-042684 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,191 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| May 24, 2018 Filed May 30, 2018 00:22 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034038 · doc4.xml · derivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,474 shares Expires 2018-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 24, 2018 Filed May 30, 2018 00:22 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-034038 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 24, 2018 Filed May 31, 2018 22:01 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-034452 · doc4a.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · balance_after: The original Form 4 incorrectly reported the amount as 100,695 due to a clerical error. Read SEC document |
| May 24, 2018 Filed Jul 16, 2018 21:33 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 11,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042684 · doc4.xml · derivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,688 Underlying: common shares · 11,688 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · date: Due to an administrative oversight, the filing was not immediately completed after the date of grant. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 12, 2018 Filed May 16, 2018 00:09 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 2,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030348 · doc4.xml · derivative · entry 3 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 8,929 Restricted Stock Units vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 8,929 Restricted Stock Units vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 12, 2018 Filed May 16, 2018 00:09 UTC | SunOpta Inc. STKL · Entity 49798 | SaleCommon Shares | 1,047 | $7.15 | $7,486.05 |
DisclosureSEC source: 0001209191-18-030348 · doc4.xml · nonDerivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,174 Read SEC document |
| May 12, 2018 Filed May 16, 2018 00:09 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 2,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-030348 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 12, 2018 Filed May 31, 2018 21:52 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 1,047 | $7.15 | $7,486.05 |
DisclosureSEC source: 0001209191-18-034445 · doc4a.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,174 F1 · kind: The Form 4 originally filed is being amended for the purpose of correcting the Code from S to F. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:26 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon shares | 1,721 | $7.10 | $12,219.10 |
DisclosureSEC source: 0001209191-18-024385 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,245 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 21:44 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon shares | 1,770 | $7.75 | $13,717.50 |
DisclosureSEC source: 0001209191-18-003978 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,524 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 22:57 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,589 | $8.70 | $13,824.30 |
DisclosureSEC source: 0001209191-17-057213 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,754 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 18:36 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon shares | 1,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045812 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,165 Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:18 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035810 · doc4.xml · derivative · entry 3 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Shares · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on May 24, 2017. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning on May 24, 2017. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:18 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 2,110 | $9.50 | $20,045.00 |
DisclosureSEC source: 0001209191-17-035810 · doc4.xml · nonDerivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,822 Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:18 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-035810 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:57 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035793 · doc4.xml · derivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: common shares · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 13, 2017 Filed May 16, 2017 22:31 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 2,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032871 · doc4.xml · derivative · entry 3 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: (1) Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 13, 2014 the reporting person was granted 7,826 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On May 13, 2014 the reporting person was granted 7,826 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 13, 2017 Filed May 16, 2017 22:31 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 918 | $8.35 | $7,665.30 |
DisclosureSEC source: 0001209191-17-032871 · doc4.xml · nonDerivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,932 Read SEC document |
| May 13, 2017 Filed May 16, 2017 22:31 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 2,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-032871 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: (1) Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| May 12, 2017 Filed May 16, 2017 22:11 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032858 · doc4.xml · derivative · entry 3 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,976 Underlying: Common Shares · 2,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: (1) Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 12, 2015 the reporting person was granted 8,929 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On May 12, 2015 the reporting person was granted 8,929 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 22:11 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 1,047 | $8.35 | $8,742.45 |
DisclosureSEC source: 0001209191-17-032858 · doc4.xml · nonDerivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,241 Read SEC document |
| May 12, 2017 Filed May 16, 2017 22:11 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 2,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-032858 · doc4.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: (1) Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:25 UTC | SunOpta Inc. STKL · Entity 49798 | GrantStock Option (right to buy) · Derivative | 5,322 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-16-149421 · doc4.xml · derivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,884 Underlying: common shares · 5,322 shares Expires 2026-11-08 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.