Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SailPoint, Inc.SAIL · Entity 3487 | Director | June 04, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SailPoint, Inc.
Report date June 04, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,384 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 14,224 · Balance 50,384 |
| Common StockSEC Table I · non-derivative | IndirectBy Newell Enterprises LLC | 18,283 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,283 F1: The Reporting Person is a Manager of Newell Enterprises LLC (the "LLC") and may be deemed to beneficially own all of the shares held by the LLC; however, the Reporting Person disclaims beneficial ownership of the shares held by the LLC except to the extent of her pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a Manager of Newell Enterprises LLC (the "LLC") and may be deemed to beneficially own all of the shares held by the LLC; however, the Reporting Person disclaims beneficial ownership of the shares held by the LLC except to the extent of her pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PROOFPOINT INC
Report date June 01, 2018 · Filed June 05, 2018
Section 16 reporting ended · disclosed 2018-06-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,388 |
Ending reported balance
After 2018-06-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-06-01 · Exercise / conversion · Acquired 2,500 · Balance 28,368 F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. Row 2 · 2018-06-01 · Exercise / conversion · Acquired 2,500 · Balance 30,868 F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. Row 3 · 2018-06-01 · Tax withholding · Disposed 2,480 · Balance 28,388 F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs or PRSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,000 |
Reported balance
After 2018-06-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-06-01 · Grant · Acquired 8,000 · Balance 8,000 F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4: Represents PRSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,000 |
Reported balance
After 2018-06-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-06-01 · Grant · Acquired 8,000 · Balance 8,000 F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4: Represents PRSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,500 |
Reported balance
After 2018-06-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-06-01 · Exercise / conversion · Disposed 2,500 · Balance 5,500 F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,500 |
Reported balance
After 2018-06-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-06-01 · Exercise / conversion · Disposed 2,500 · Balance 5,500 F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria.
F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs or PRSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F4: Represents PRSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria.
F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
Sailpoint Technologies Holdings, Inc.
Report date August 16, 2022 · Filed August 16, 2022
Section 16 reporting ended · disclosed 2022-08-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-16 transaction · row 1
1 source rowRow 1 · 2022-08-16 · Disposition to issuer · Disposed 19,492 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes. F2: These shares include restricted stock units. At the Effective Time, each restricted stock unit award in respect of shares of Issuer common stock (RSU) that was outstanding as of immediately prior to the Effective Time and held by a non-employee member of the Board of Directors as of the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.
F2: These shares include restricted stock units. At the Effective Time, each restricted stock unit award in respect of shares of Issuer common stock (RSU) that was outstanding as of immediately prior to the Effective Time and held by a non-employee member of the Board of Directors as of the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes.
Sumo Logic, Inc.
Report date May 12, 2023 · Filed May 12, 2023
Section 16 reporting ended · disclosed 2023-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-05-12 transaction · row 1
1 source rowRow 1 · 2023-05-12 · Disposition to issuer · Disposed 56,355 · Balance 0 F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement. F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price. F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. |
Filing footnotes · ownership attribution and instrument terms
F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement.
F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price.
F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2017 Filed May 3, 2017 21:40 UTC | PROOFPOINT INC PFPT · Entity 135877 | Tax withholdingCommon Stock | 3,133 | $75.76 | $237,356.08 |
DisclosureSEC source: 0001140361-17-018344 · doc1.xml · nonDerivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,213 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs or PRSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:40 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-018344 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:40 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-018344 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:40 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-018344 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 19:05 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 8,183 | $75.28 | $616,004.78 |
DisclosureSEC source: 0001140361-17-016207 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,346 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $74.66 to $75.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 18:04 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 8,183 | $73.83 | $604,123.07 |
DisclosureSEC source: 0001140361-17-015581 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,529 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $73.32 to $74.11 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 21:03 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 1,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013672 · doc1.xml · derivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of performance-based RSUs ("RSUs") earned by the Reporting Person on June 21, 2016 as a result of the Reporting Person having met certain performance criteria. F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total number of shares on June 21, 2016 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: The RSUs vest as to 1/4th of the total number of shares on June 21, 2016 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 21:03 UTC | PROOFPOINT INC PFPT · Entity 135877 | Tax withholdingCommon Stock | 906 | $73.37 | $66,473.22 |
DisclosureSEC source: 0001140361-17-013672 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,712 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 21:03 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013672 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based RSUs ("RSUs") earned by the Reporting Person on June 21, 2016 as a result of the Reporting Person having met certain performance criteria. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 19:42 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 3,645 | $0.00 Strike: $29.44 | $0.00 |
DisclosureSEC source: 0001140361-17-008711 · doc1.xml · derivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,883 Underlying: Common Stock · 3,645 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F5 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 19:42 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 400 | $81.68 | $32,672.00 |
DisclosureSEC source: 0001140361-17-008711 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,868 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $81.65 to $81.70 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 19:42 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 3,245 | $81.13 | $263,266.85 |
DisclosureSEC source: 0001140361-17-008711 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,268 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $80.65 to $81.60 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 19:42 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 3,645 | $29.44 | $107,308.80 |
DisclosureSEC source: 0001140361-17-008711 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 17:24 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantRestricted Stock Units · Derivative | 16,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004630 · doc1.xml · derivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs will vest as to 1/4th of the total number of shares on February 1, 2018 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F2 · derivative.expiration_date: The RSUs will vest as to 1/4th of the total number of shares on February 1, 2018 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004427 · doc1.xml · derivative · entry 7 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · kind: Vesting of RSUs granted to the Reporting Person on March 29, 2016. F8 · derivative.exercise_date: The RSUs vest as to 1/4th of the total number of shares on February 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F8 · derivative.expiration_date: The RSUs vest as to 1/4th of the total number of shares on February 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 2,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004427 · doc1.xml · derivative · entry 6 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · kind: Vesting of RSUs granted to the Reporting Person on March 24, 2015. F7 · derivative.exercise_date: The RSUs vest as to 1/4th of the total number of shares on February 1, 2016 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F7 · derivative.expiration_date: The RSUs vest as to 1/4th of the total number of shares on February 1, 2016 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004427 · doc1.xml · derivative · entry 5 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 17, 2014. F6 · derivative.exercise_date: The RSUs vest as to 1/4th of the total number of shares on February 1, 2015 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 1/4th of the total number of shares on February 1, 2015 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | Tax withholdingCommon Stock | 2,912 | $80.09 | $233,222.08 |
DisclosureSEC source: 0001140361-17-004427 · doc1.xml · nonDerivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,868 F4 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004427 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the Reporting Person on March 29, 2016. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004427 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of RSUs granted to the Reporting Person on March 24, 2015. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004427 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 17, 2014. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 17:10 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 3,645 | $0.00 Strike: $29.44 | $0.00 |
DisclosureSEC source: 0001140361-17-002303 · doc1.xml · derivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,528 Underlying: Common Stock · 3,645 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F5 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 17:10 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 3,645 | $80.71 | $294,195.24 |
DisclosureSEC source: 0001140361-17-002303 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,030 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F3 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $80.32 to $81.27 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 17:10 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 3,645 | $29.44 | $107,308.80 |
DisclosureSEC source: 0001140361-17-002303 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F2 · balance_after: Includes 916 shares acquired under the issuer's employee stock purchase plan (the "ESPP") on November 1, 2013, 760 shares acquired under the ESPP on May 16, 2014, 544 shares acquired under the ESPP on November 16, 2014, 26 shares acquired under the ESPP on May 18, 2015, and 351 shares acquired under the ESPP on November 16, 2015. Read SEC document |
| January 17, 2017 Filed Jan 18, 2018 18:00 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 3,600 | $95.97 | $345,478.68 |
DisclosureSEC source: 0001140361-18-002453 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,401 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $95.36 to $96.35 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:33 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 3,645 | $0.00 Strike: $29.44 | $0.00 |
DisclosureSEC source: 0001140361-16-090490 · doc1.xml · derivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,173 Underlying: Common Stock · 3,645 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F4 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:33 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 100 | $71.09 | $7,109.00 |
DisclosureSEC source: 0001140361-16-090490 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,433 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:33 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 3,545 | $70.53 | $250,035.59 |
DisclosureSEC source: 0001140361-16-090490 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,533 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $70 to $70.9725 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 16:33 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 3,645 | $29.44 | $107,308.80 |
DisclosureSEC source: 0001140361-16-090490 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:15 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 3,645 | $0.00 Strike: $29.44 | $0.00 |
DisclosureSEC source: 0001140361-16-087459 · doc1.xml · derivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,818 Underlying: Common Stock · 3,645 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F4 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:15 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 3,645 | $86.24 | $314,328.76 |
DisclosureSEC source: 0001140361-16-087459 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,433 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $85.63 to $86.88 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:15 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 3,645 | $29.44 | $107,308.80 |
DisclosureSEC source: 0001140361-16-087459 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 18:15 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 3,645 | $0.00 Strike: $29.44 | $0.00 |
DisclosureSEC source: 0001140361-16-083015 · doc1.xml · derivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,463 Underlying: Common Stock · 3,645 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F4 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 18:15 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 3,645 | $70.54 | $257,128.14 |
DisclosureSEC source: 0001140361-16-083015 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,433 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $70.31 to $70.83 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 18:15 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 3,645 | $29.44 | $107,308.80 |
DisclosureSEC source: 0001140361-16-083015 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 17:22 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 9,892 | $0.00 Strike: $29.44 | $0.00 |
DisclosureSEC source: 0001140361-16-080336 · doc1.xml · derivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,108 Underlying: Common Stock · 9,892 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F5 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 17:22 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 7,892 | $77.24 | $609,560.72 |
DisclosureSEC source: 0001140361-16-080336 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,433 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $76.68 to $77.53 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 17:22 UTC | PROOFPOINT INC PFPT · Entity 135877 | SaleCommon Stock | 2,000 | $76.01 | $152,026.60 |
DisclosureSEC source: 0001140361-16-080336 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,325 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $75.61 to $76.60 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 17:22 UTC | PROOFPOINT INC PFPT · Entity 135877 | Exercise / conversionCommon Stock | 9,892 | $29.44 | $291,220.48 |
DisclosureSEC source: 0001140361-16-080336 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.