person · Reporting owner

Newell Tracey

Disclosed activity across 4 companies

Tapewire entity: 41035
SEC CIK: 0001527210

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
SailPoint, Inc.SAIL · Entity 3487	Director	June 04, 2026	June 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SailPoint, Inc.

Report date June 04, 2026 · Filed June 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	50,384	Reported balance After 2026-06-04 transaction · row 1 1 source row Row 1 · 2026-06-04 · Grant · Acquired 14,224 · Balance 50,384
Common StockSEC Table I · non-derivative	IndirectBy Newell Enterprises LLC	18,283	Reported balance Holding disclosure · report date 2026-06-04 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 18,283 F1: The Reporting Person is a Manager of Newell Enterprises LLC (the "LLC") and may be deemed to beneficially own all of the shares held by the LLC; however, the Reporting Person disclaims beneficial ownership of the shares held by the LLC except to the extent of her pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person is a Manager of Newell Enterprises LLC (the "LLC") and may be deemed to beneficially own all of the shares held by the LLC; however, the Reporting Person disclaims beneficial ownership of the shares held by the LLC except to the extent of her pecuniary interest therein.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PROOFPOINT INC

Report date June 01, 2018 · Filed June 05, 2018

Section 16 reporting ended · disclosed 2018-06-05. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	28,388	Ending reported balance After 2018-06-01 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2018-06-01 · Exercise / conversion · Acquired 2,500 · Balance 28,368 F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. Row 2 · 2018-06-01 · Exercise / conversion · Acquired 2,500 · Balance 30,868 F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. Row 3 · 2018-06-01 · Tax withholding · Disposed 2,480 · Balance 28,388 F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs or PRSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	8,000	Reported balance After 2018-06-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-06-01 · Grant · Acquired 8,000 · Balance 8,000 F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4: Represents PRSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	8,000	Reported balance After 2018-06-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-06-01 · Grant · Acquired 8,000 · Balance 8,000 F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4: Represents PRSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	5,500	Reported balance After 2018-06-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2018-06-01 · Exercise / conversion · Disposed 2,500 · Balance 5,500 F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	5,500	Reported balance After 2018-06-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2018-06-01 · Exercise / conversion · Disposed 2,500 · Balance 5,500 F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria. F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria.

F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs or PRSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F4: Represents PRSUs earned by the Reporting Person on June 1, 2018 as a result of the Reporting Person having met certain performance criteria.

F5: The RSUs vest as to 5/16th of the total number of shares on June 1, 2018; 3/16th of the total number of shares on February 2, 2019; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on February 2, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

Sailpoint Technologies Holdings, Inc.

Report date August 16, 2022 · Filed August 16, 2022

Section 16 reporting ended · disclosed 2022-08-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2022-08-16 transaction · row 1 1 source row Row 1 · 2022-08-16 · Disposition to issuer · Disposed 19,492 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes. F2: These shares include restricted stock units. At the Effective Time, each restricted stock unit award in respect of shares of Issuer common stock (RSU) that was outstanding as of immediately prior to the Effective Time and held by a non-employee member of the Board of Directors as of the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated April 10, 2022 (the Merger Agreement), by and among SailPoint Technologies Holdings, Inc. (Issuer), SailPoint Intermediate Holdings III, LP (f/k/a Project Hotel California Holdings, LP) (Parent) and Project Hotel California Merger Sub, Inc. (Merger Sub), on August 16, 2022, Merger Sub merged with and into Issuer, with Issuer surviving the merger as a wholly-owned subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the Merger). At the effective time of the Merger, each then outstanding share of Issuer common stock was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $65.25, without interest thereon and less any applicable withholding taxes.

F2: These shares include restricted stock units. At the Effective Time, each restricted stock unit award in respect of shares of Issuer common stock (RSU) that was outstanding as of immediately prior to the Effective Time and held by a non-employee member of the Board of Directors as of the Effective Time (Vested RSU) was automatically cancelled and converted into the right to receive an amount in cash, without interest, equal to $65.25 multiplied by the total number of shares of such Vested RSU, subject to any required withholding of taxes.

Sumo Logic, Inc.

Report date May 12, 2023 · Filed May 12, 2023

Section 16 reporting ended · disclosed 2023-05-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2023-05-12 transaction · row 1 1 source row Row 1 · 2023-05-12 · Disposition to issuer · Disposed 56,355 · Balance 0 F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement. F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price. F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.

Filing footnotes · ownership attribution and instrument terms

F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement.

F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price.

F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 17, 2018 Filed Jan 18, 2018 18:00 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	1,625	$0.00 Strike: $50.93	$0.00	Disclosure SEC source: 0001140361-18-002453 · doc1.xml · derivative · entry 7 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,375 Underlying: Common Stock · 1,625 shares Expires 2026-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F7 · derivative.exercise_date: The stock option vests as to 1/4th of the total number of shares on February 1, 2017 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
January 17, 2018 Filed Jan 18, 2018 18:00 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	6,558	$0.00 Strike: $57.49	$0.00	Disclosure SEC source: 0001140361-18-002453 · doc1.xml · derivative · entry 6 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,687 Underlying: Common Stock · 6,558 shares Expires 2025-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F6 · derivative.exercise_date: The stock option vests as to 1/4th of the total number of shares on February 1, 2016 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
January 17, 2018 Filed Jan 18, 2018 18:00 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	1,083	$97.46	$105,544.31	Disclosure SEC source: 0001140361-18-002453 · doc1.xml · nonDerivative · entry 5 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $97.39 to $97.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
January 17, 2018 Filed Jan 18, 2018 18:00 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	3,500	$96.86	$338,993.20	Disclosure SEC source: 0001140361-18-002453 · doc1.xml · nonDerivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,901 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $96.38 to $97.37 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
January 17, 2018 Filed Jan 18, 2018 18:00 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	1,625	$50.93	$82,761.25	Disclosure SEC source: 0001140361-18-002453 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
January 17, 2018 Filed Jan 18, 2018 18:00 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	6,558	$57.49	$377,019.42	Disclosure SEC source: 0001140361-18-002453 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
December 18, 2017 Filed Dec 19, 2017 19:25 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	8,183	$0.00 Strike: $57.49	$0.00	Disclosure SEC source: 0001140361-17-046804 · doc1.xml · derivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,245 Underlying: Common Stock · 8,183 shares Expires 2025-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F5 · derivative.exercise_date: The stock option will vest as to 1/4th of the total number of shares on February 1, 2016 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
December 18, 2017 Filed Dec 19, 2017 19:25 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	2,047	$91.70	$187,701.10	Disclosure SEC source: 0001140361-17-046804 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $91.645 to $92.03 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
December 18, 2017 Filed Dec 19, 2017 19:25 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	6,136	$91.09	$558,911.67	Disclosure SEC source: 0001140361-17-046804 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,865 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $90.43 to $91.37 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
December 18, 2017 Filed Dec 19, 2017 19:25 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	8,183	$57.49	$470,440.67	Disclosure SEC source: 0001140361-17-046804 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
November 17, 2017 Filed Nov 21, 2017 18:40 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	572	$0.00 Strike: $57.49	$0.00	Disclosure SEC source: 0001140361-17-043591 · doc1.xml · derivative · entry 6 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,428 Underlying: Common Stock · 572 shares Expires 2025-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F6 · derivative.exercise_date: The stock option will vest as to 1/4th of the total number of shares on February 1, 2016 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
November 17, 2017 Filed Nov 21, 2017 18:40 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	7,611	$0.00 Strike: $36.00	$0.00	Disclosure SEC source: 0001140361-17-043591 · doc1.xml · derivative · entry 5 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375 Underlying: Common Stock · 7,611 shares Expires 2024-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F5 · derivative.exercise_date: The stock option will vest as to 1/4th of the total number of shares on February 1, 2015 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
November 17, 2017 Filed Nov 21, 2017 18:40 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	4,983	$90.59	$451,391.03	Disclosure SEC source: 0001140361-17-043591 · doc1.xml · nonDerivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $90.04 to $90.89 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
November 17, 2017 Filed Nov 21, 2017 18:40 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	3,200	$89.00	$284,784.64	Disclosure SEC source: 0001140361-17-043591 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,801 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $88.79 to $89.495 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
November 17, 2017 Filed Nov 21, 2017 18:40 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	572	$57.49	$32,884.28	Disclosure SEC source: 0001140361-17-043591 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
November 17, 2017 Filed Nov 21, 2017 18:40 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	7,611	$36.00	$273,996.00	Disclosure SEC source: 0001140361-17-043591 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
October 17, 2017 Filed Oct 18, 2017 21:13 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	8,183	$0.00 Strike: $36.00	$0.00	Disclosure SEC source: 0001140361-17-039030 · doc1.xml · derivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,986 Underlying: Common Stock · 8,183 shares Expires 2024-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F5 · derivative.exercise_date: The stock option will vest as to 1/4th of the total number of shares on February 1, 2015 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
October 17, 2017 Filed Oct 18, 2017 21:13 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	6,283	$94.96	$596,620.49	Disclosure SEC source: 0001140361-17-039030 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $94.74 to $95.31 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
October 17, 2017 Filed Oct 18, 2017 21:13 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	1,900	$94.37	$179,309.08	Disclosure SEC source: 0001140361-17-039030 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,101 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $93.73 to $94.71 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
October 17, 2017 Filed Oct 18, 2017 21:13 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	8,183	$36.00	$294,588.00	Disclosure SEC source: 0001140361-17-039030 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:21 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	4,831	$0.00 Strike: $36.00	$0.00	Disclosure SEC source: 0001140361-17-036035 · doc1.xml · derivative · entry 6 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,169 Underlying: Common Stock · 4,831 shares Expires 2024-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F6 · derivative.exercise_date: The stock option will vest as to 1/4th of the total number of shares on February 1, 2015 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:21 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	3,352	$0.00 Strike: $29.44	$0.00	Disclosure SEC source: 0001140361-17-036035 · doc1.xml · derivative · entry 5 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,352 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F5 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:21 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	372	$90.71	$33,745.09	Disclosure SEC source: 0001140361-17-036035 · doc1.xml · nonDerivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $90.60 to $90.86 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:21 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	7,811	$90.28	$705,189.58	Disclosure SEC source: 0001140361-17-036035 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,190 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $89.59 to $90.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:21 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	4,831	$36.00	$173,916.00	Disclosure SEC source: 0001140361-17-036035 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:21 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	3,352	$29.44	$98,682.88	Disclosure SEC source: 0001140361-17-036035 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
August 17, 2017 Filed Aug 18, 2017 17:31 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	8,183	$0.00 Strike: $29.44	$0.00	Disclosure SEC source: 0001140361-17-032729 · doc1.xml · derivative · entry 8 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,352 Underlying: Common Stock · 8,183 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F10 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
August 17, 2017 Filed Aug 18, 2017 17:31 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	1,000	$89.64	$89,635.10	Disclosure SEC source: 0001140361-17-032729 · doc1.xml · nonDerivative · entry 6 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818 F3 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F4 · shares: Represents the aggregate of sales effected on the same day at different prices. F7 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $89.47 to $89.725 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
August 17, 2017 Filed Aug 18, 2017 17:31 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	3,798	$88.95	$337,850.71	Disclosure SEC source: 0001140361-17-032729 · doc1.xml · nonDerivative · entry 5 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,818 F3 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F4 · shares: Represents the aggregate of sales effected on the same day at different prices. F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $88.44 to $89.40 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
August 17, 2017 Filed Aug 18, 2017 17:31 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	3,385	$87.88	$297,478.54	Disclosure SEC source: 0001140361-17-032729 · doc1.xml · nonDerivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,616 F3 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F4 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $87.43 to $88.40 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
August 17, 2017 Filed Aug 18, 2017 17:31 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	8,183	$29.44	$240,907.52	Disclosure SEC source: 0001140361-17-032729 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
August 16, 2017 Filed Aug 18, 2017 17:31 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionRestricted Stock Units · Derivative	18,750	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-032729 · doc1.xml · derivative · entry 7 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on October 1, 2013. F9 · derivative.exercise_date: The RSUs vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F9 · derivative.expiration_date: The RSUs vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
August 16, 2017 Filed Aug 18, 2017 17:31 UTC	PROOFPOINT INC PFPT · Entity 135877	Tax withholdingCommon Stock	8,944	$89.01	$796,105.44	Disclosure SEC source: 0001140361-17-032729 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document
August 16, 2017 Filed Aug 18, 2017 17:31 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	18,750	$0.00	$0.00	Disclosure SEC source: 0001140361-17-032729 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on October 1, 2013. Read SEC document
July 17, 2017 Filed Jul 19, 2017 17:14 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	8,183	$0.00 Strike: $29.44	$0.00	Disclosure SEC source: 0001140361-17-028207 · doc1.xml · derivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Underlying: Common Stock · 8,183 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F5 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
July 17, 2017 Filed Jul 19, 2017 17:14 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	1,300	$89.32	$116,113.01	Disclosure SEC source: 0001140361-17-028207 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,012 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $89.24 to $89.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
July 17, 2017 Filed Jul 19, 2017 17:14 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	6,883	$89.03	$612,813.45	Disclosure SEC source: 0001140361-17-028207 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,312 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $88.235 to $89.23 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
July 17, 2017 Filed Jul 19, 2017 17:14 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	8,183	$29.44	$240,907.52	Disclosure SEC source: 0001140361-17-028207 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
June 19, 2017 Filed Jun 21, 2017 17:25 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative	2,165	$0.00 Strike: $29.44	$0.00	Disclosure SEC source: 0001140361-17-025712 · doc1.xml · derivative · entry 4 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,718 Underlying: Common Stock · 2,165 shares Expires 2023-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F5 · derivative.exercise_date: The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document
June 19, 2017 Filed Jun 21, 2017 17:25 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	1,063	$88.13	$93,684.21	Disclosure SEC source: 0001140361-17-025712 · doc1.xml · nonDerivative · entry 3 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,012 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $88.04 to $88.20 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
June 19, 2017 Filed Jun 21, 2017 17:25 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	7,120	$87.62	$623,855.11	Disclosure SEC source: 0001140361-17-025712 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,075 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $87.04 to $88.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
June 19, 2017 Filed Jun 21, 2017 17:25 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	2,165	$29.44	$63,737.60	Disclosure SEC source: 0001140361-17-025712 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document
May 17, 2017 Filed May 18, 2017 18:14 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	1,700	$84.51	$143,665.98	Disclosure SEC source: 0001140361-17-021416 · doc1.xml · nonDerivative · entry 2 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,030 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $84.36 to $84.94 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
May 17, 2017 Filed May 18, 2017 18:14 UTC	PROOFPOINT INC PFPT · Entity 135877	SaleCommon Stock	6,483	$84.04	$544,848.82	Disclosure SEC source: 0001140361-17-021416 · doc1.xml · nonDerivative · entry 1 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,730 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $83.36 to $84.335 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document
May 01, 2017 Filed May 3, 2017 21:40 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionRestricted Stock Units · Derivative	1,250	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018344 · doc1.xml · derivative · entry 10 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F6 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:40 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionRestricted Stock Units · Derivative	1,250	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018344 · doc1.xml · derivative · entry 9 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F6 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:40 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionRestricted Stock Units · Derivative	3,500	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018344 · doc1.xml · derivative · entry 8 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of performance-based RSUs ("PRSUs") earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F5 · derivative.exercise_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:40 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantRestricted Stock Units · Derivative	4,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018344 · doc1.xml · derivative · entry 7 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · shares: Represents PRSUs earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F6 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:40 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantRestricted Stock Units · Derivative	4,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018344 · doc1.xml · derivative · entry 6 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · shares: Represents PRSUs earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F6 · derivative.exercise_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F6 · derivative.expiration_date: The RSUs vest as to 5/16th of the total number of shares on May 1, 2017; 3/16th of the total number of shares on March 29, 2018; and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 29, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
May 01, 2017 Filed May 3, 2017 21:40 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantRestricted Stock Units · Derivative	7,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001140361-17-018344 · doc1.xml · derivative · entry 5 Newell Tracey · CIK 0001527210 · EVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F4 · shares: Represents PRSUs earned by the Reporting Person on May 1, 2017 as a result of the Reporting Person having met certain performance criteria. F5 · derivative.exercise_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F5 · derivative.expiration_date: The RSUs vest as to 1/2 of the total number of shares on May 1, 2017 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments beginning on March 24, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.