Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avaya Holdings Corp.AVYA · Entity 117306 | EVP and CAO | May 15, 2022 | May 17, 2022 |
| Bristow Group Inc.VTOL · Entity 32 | Director | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avaya Holdings Corp.
Report date May 15, 2022 · Filed May 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 70,846 |
Reported balance
After 2022-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-15 · Exercise / conversion · Disposed 7,586 · Balance 70,846 F1: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F2: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 131,032 |
Last balance in matching sequence
After 2022-05-15 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2022-05-15 · Grant · Acquired 7,586 · Balance 133,925 F1: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F3: These securities represent the total number of Common Stock owned, which includes 1,284 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP. Row 3 · 2022-05-15 · Tax withholding · Disposed 2,893 · Balance 131,032 F4: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. F3: These securities represent the total number of Common Stock owned, which includes 1,284 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4.
F2: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.
F3: These securities represent the total number of Common Stock owned, which includes 1,284 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.
F4: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs.
Bristow Group Inc.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,113 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 3,618 · Balance 13,113 F1: Pursuant to the Bristow Group Inc. 2021 Equity Incentive Plan, as amended, the reporting person was granted restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of Bristow Group Inc. The RSUs vest in full on June 3, 2027, subject to the reporting person's continued status as a director of Bristow Group Inc. as of the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Bristow Group Inc. 2021 Equity Incentive Plan, as amended, the reporting person was granted restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of Bristow Group Inc. The RSUs vest in full on June 3, 2027, subject to the reporting person's continued status as a director of Bristow Group Inc. as of the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2026 Filed Jun 5, 2026 23:51 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantCommon Stock | 3,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-260233 · ownership.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,113 F1 · shares: Pursuant to the Bristow Group Inc. 2021 Equity Incentive Plan, as amended, the reporting person was granted restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of Bristow Group Inc. The RSUs vest in full on June 3, 2027, subject to the reporting person's continued status as a director of Bristow Group Inc. as of the vesting date. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 21:19 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantCommon Stock | 5,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017001 · form4.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,495 Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:17 UTC | Bristow Group Inc. VTOL · Entity 32 | GrantCommon Stock | 4,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-018168 · form4.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,416 F1 · shares: Pursuant to the Bristow Group Inc. 2021 Equity Incentive Plan, as amended, the reporting person was granted restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of Bristow Group Inc. The RSUs vest in full on June 5, 2025, subject to the reporting person's continued status as a director of Bristow Group Inc. as of the vesting date. Read SEC document |
| May 15, 2022 Filed May 17, 2022 16:52 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 2,893 | $6.33 | $18,312.69 |
DisclosureSEC source: 0001418100-22-000054 · wf-form4_165282066611519.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,032 F4 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 1,284 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP. Read SEC document |
| May 15, 2022 Filed May 17, 2022 16:52 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 7,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-22-000054 · wf-form4_165282066611519.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,925 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 1,284 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP. Read SEC document |
| May 15, 2022 Filed May 17, 2022 16:52 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 7,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-22-000054 · wf-form4_165282066611519.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 17:26 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 4,516 | $14.22 | $64,217.52 |
DisclosureSEC source: 0001418100-22-000015 · wf-form4_164505039783219.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,055 F3 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 17:26 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 10,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-22-000015 · wf-form4_164505039783219.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,571 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 17:26 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 10,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-22-000015 · wf-form4_164505039783219.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 16:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 13,980 | $18.57 | $259,608.60 |
DisclosureSEC source: 0001418100-21-000119 · wf-form4_163891175193747.xml · nonDerivative · entry 4 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,622 F5 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the receipt of shares pursuant to the Stock Bonus Program. Pursuant to the terms of the Stock Bonus Program, withholding taxes were calculated based on the closing price of Common Stock on December 3, 2021. F5 · price: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the receipt of shares pursuant to the Stock Bonus Program. Pursuant to the terms of the Stock Bonus Program, withholding taxes were calculated based on the closing price of Common Stock on December 3, 2021. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 16:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 6,783 | $19.21 | $130,301.43 |
DisclosureSEC source: 0001418100-21-000119 · wf-form4_163891175193747.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,602 F4 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Pursuant to the terms and conditions of the Avaya Holdings Corp. 2019 Equity Incentive Plan, withholding taxes were calculated based on the closing price of Common Stock on December 2, 2021, the date immediately preceding the December 3rd vesting date. F4 · price: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Pursuant to the terms and conditions of the Avaya Holdings Corp. 2019 Equity Incentive Plan, withholding taxes were calculated based on the closing price of Common Stock on December 2, 2021, the date immediately preceding the December 3rd vesting date. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 16:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 39,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000119 · wf-form4_163891175193747.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,385 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F3 · shares: Includes (i) 26,267 shares of Common Stock granted to the reporting person pursuant to such person's election, pursuant to the Avaya Holdings Corp. Stock Bonus Program (the "Stock Bonus Program"), to receive a portion of their Annual Incentive Bonus award for fiscal 2021 as Common Stock and (ii) the 12,744 shares issued upon the vesting of RSUs noted in footnote 1. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 16:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 12,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000119 · wf-form4_163891175193747.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F2 · balance_after: Consists of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 16:17 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 38,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000110 · wf-form4_163847981703294.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,125 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). F2 · shares: Represents RSUs granted pursuant to to the Avaya Holdings Corp. 2019 Equity Incentive Plan, which are scheduled to vest in one-third installments on the first, second and third anniversaries of the grant date. F3 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 16:07 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | SaleCommon Stock, par value $0.01 per share | 25,000 | $21.74 | $543,500.00 |
DisclosureSEC source: 0001418100-21-000100 · wf-form4_163822001018573.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,374 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.58 to $21.87. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 16:55 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 4,129 | $21.00 | $86,709.00 |
DisclosureSEC source: 0001418100-21-000088 · wf-form4_163709948903380.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,374 F3 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 16:55 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 7,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000088 · wf-form4_163709948903380.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,503 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 16:55 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 7,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000088 · wf-form4_163709948903380.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 17:43 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 3,452 | $20.36 | $70,282.72 |
DisclosureSEC source: 0001418100-21-000071 · wf-form4_162923660498817.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,747 F4 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 248 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any remaining fractional shares acquired through the ESPP. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 17:43 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 7,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000071 · wf-form4_162923660498817.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,199 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 248 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any remaining fractional shares acquired through the ESPP. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 17:43 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 7,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000071 · wf-form4_162923660498817.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| May 15, 2021 Filed May 18, 2021 16:39 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 2,965 | $26.40 | $78,276.00 |
DisclosureSEC source: 0001418100-21-000052 · wf-form4_162137028983331.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,195 F4 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 948 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP. Read SEC document |
| May 15, 2021 Filed May 18, 2021 16:39 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 7,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000052 · wf-form4_162137028983331.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,160 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F3 · balance_after: These securities represent the total number of Common Stock owned, which includes 948 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP. Read SEC document |
| May 15, 2021 Filed May 18, 2021 16:39 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 7,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000052 · wf-form4_162137028983331.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| February 15, 2021 Filed Feb 16, 2021 19:34 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 8,159 | $31.52 | $257,171.68 |
DisclosureSEC source: 0001418100-21-000018 · wf-form4_161352202010271.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,457 F3 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 15, 2021 Filed Feb 16, 2021 19:34 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 20,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000018 · wf-form4_161352202010271.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,616 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. Read SEC document |
| February 15, 2021 Filed Feb 16, 2021 19:34 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 20,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000018 · wf-form4_161352202010271.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 16:11 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 10,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000003 · wf-form4_160979468682611.xml · derivative · entry 4 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 10,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of Common Stock. These Restricted Stock Units were granted on December 15, 2017 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II. F4 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F5 · derivative.exercise_date: 33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter. F5 · derivative.expiration_date: 33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 16:11 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 5,400 | $19.00 | $102,600.00 |
DisclosureSEC source: 0001418100-21-000003 · wf-form4_160979468682611.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,648 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 16:11 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 10,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001418100-21-000003 · wf-form4_160979468682611.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 16:32 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 38,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000155 · wf-form4_160737675666194.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,840 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). F2 · shares: Represents RSUs granted pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan, with 33.34% vesting on the first anniversary of the grant date and 8.33% vesting each February 15, May 15, August 15 and November 15 commencing with the first such date in the fiscal quarter following the first anniversary of the grant date. F3 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 16:44 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 1,283 | $18.72 | $24,017.76 |
DisclosureSEC source: 0001418100-20-000136 · wf-form4_160564946695974.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,428 F3 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 16:44 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000136 · wf-form4_160564946695974.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,711 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to a Restricted Stock Unit (each, an "RSU") award. The RSUs were granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and were previously reported on Table I on a Form 4. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 16:44 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000136 · wf-form4_160564946695974.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to a Restricted Stock Unit (each, an "RSU") award. The RSUs were granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and were previously reported on Table I on a Form 4. F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:12 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 10,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000119 · wf-form4_160158673408494.xml · derivative · entry 4 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,146 Underlying: Common Stock, par value $0.01 per share · 10,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of Common Stock. These Restricted Stock Units were granted on December 15, 2017 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II. F5 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F6 · derivative.exercise_date: 33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter. F6 · derivative.expiration_date: 33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:12 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 3,878 | $15.06 | $58,402.68 |
DisclosureSEC source: 0001418100-20-000119 · wf-form4_160158673408494.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,357 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:12 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 10,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001418100-20-000119 · wf-form4_160158673408494.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II. F2 · balance_after: These securities represent the total number of Common Stock owned, which includes 1,208 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 16:28 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 1,283 | $16.42 | $21,066.86 |
DisclosureSEC source: 0001418100-20-000101 · wf-form4_159778247178273.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,881 F3 · shares: Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 16:28 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000101 · wf-form4_159778247178273.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,164 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to a Restricted Stock Unit (each, an "RSU") award. The RSUs were granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and were previously reported on Table I on a Form 4. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 16:28 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000101 · wf-form4_159778247178273.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to a Restricted Stock Unit (each, an "RSU") award. The RSUs were granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and were previously reported on Table I on a Form 4. F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 16:11 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 10,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000087 · wf-form4_159363424530646.xml · derivative · entry 4 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,292 Underlying: Common Stock, par value $0.01 per share · 10,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of Common Stock. These Restricted Stock Units were granted on December 15, 2017 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II. F4 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F5 · derivative.exercise_date: 33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter. F5 · derivative.expiration_date: 33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 16:11 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 3,879 | $12.56 | $48,720.24 |
DisclosureSEC source: 0001418100-20-000087 · wf-form4_159363424530646.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,810 Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 16:11 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 10,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001418100-20-000087 · wf-form4_159363424530646.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II. Read SEC document |
| May 15, 2020 Filed May 18, 2020 18:58 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 1,283 | $12.96 | $16,627.68 |
DisclosureSEC source: 0001418100-20-000080 · wf-form4_158984270179226.xml · nonDerivative · entry 3 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,543 F3 · shares: Represents the number of shares of Common Stock withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 15, 2020 Filed May 18, 2020 18:58 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock, par value $0.01 per share | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000080 · wf-form4_158984270179226.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,826 F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to a Restricted Stock Unit (each, an "RSU") award. The RSUs were granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and were previously reported on Table I on a Form 4. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| May 15, 2020 Filed May 18, 2020 18:58 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock - Restricted Stock Units | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000080 · wf-form4_158984270179226.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to a Restricted Stock Unit (each, an "RSU") award. The RSUs were granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and were previously reported on Table I on a Form 4. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. F2 · balance_after: These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 07:34 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 10,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-20-000064 · wf-form4_158582722742979.xml · derivative · entry 4 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,438 Underlying: Common Stock, par value $0.01 per share · 10,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of Common Stock. These Restricted Stock Units were granted on December 15, 2017 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II. F4 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F5 · derivative.exercise_date: 33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter. F5 · derivative.expiration_date: 33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 07:34 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 3,879 | $8.67 | $33,630.93 |
DisclosureSEC source: 0001418100-20-000064 · wf-form4_158582722742979.xml · nonDerivative · entry 2 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,472 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 07:34 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 10,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001418100-20-000064 · wf-form4_158582722742979.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II. Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 16:43 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $9.14 | $91,350.00 |
DisclosureSEC source: 0001418100-20-000058 · wf-form4_158387297273944.xml · nonDerivative · entry 1 Shah Shefali A · CIK 0001405622 · EVP, CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,881 F1 · balance_after: These securities consist of (i) 67,205 shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") and (ii) 79,676 Restricted Stock Units (each, an "RSU") which were previously reported on a Form 4 in Table I. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.