Alemany Ellen R

SEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 9

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · kind: For Ms. Alemany, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the "CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 17,012 shares of BancShares Class A Common Stock multiplied by the Exchange Ratio less fractional shares paid in cash.

F5 · price: For Ms. Alemany, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the "CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 17,012 shares of BancShares Class A Common Stock multiplied by the Exchange Ratio less fractional shares paid in cash.

SEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 8

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,351.917

F3 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F4 · price: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

SEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 7

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab March 2021 GRAT

Disclosed balance after: 0

F3 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F3 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

SEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 6

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab September 2020 GRAT #2 (CIT) u/a/d 9/25/2020

Disclosed balance after: 0

F3 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F3 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

SEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 5

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab July 2020 GRAT #1 u/a/d 7/29/2020

Disclosed balance after: 0

F3 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F3 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

SEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 4

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab June 2020 GRAT #1 (CIT) u/a/d 6/18/2020

Disclosed balance after: 0

F3 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F3 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

SEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 3

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab March 2020 GRAT #1 (CIT) u/a/d 3/31/2020

Disclosed balance after: 0

F3 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F3 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

SEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 2

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: For Ms. Alemany, pursuant to the Merger Agreement, the unvested performance-based restricted stock units in respect of shares of CIT Common Stock (the "CIT PBRSUs") were converted into 3,068 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PBRSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share.

F2 · price: Each CIT PBRSU had the economic equivalent of one share of CIT Common Stock.

SEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,475.559

F1 · kind: For Ms. Alemany, pursuant to the Merger Agreement, the unvested performance-based restricted stock units in respect of shares of CIT Common Stock (the "CIT PBRSUs") were converted into 3,068 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PBRSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share.

F2 · price: Each CIT PBRSU had the economic equivalent of one share of CIT Common Stock.

SEC source: 0001127602-21-031695 · form4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,467.637

F1 · kind: Performance-Based Restricted Stock Units (PBRSU) are scheduled to settle 100% in stock and will vest 100% at the earlier of (1) third anniversary of the grant and (2) second anniversary of the Closing (together, the Scheduled Vesting Date), and are subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board.)

F1 · price: Performance-Based Restricted Stock Units (PBRSU) are scheduled to settle 100% in stock and will vest 100% at the earlier of (1) third anniversary of the grant and (2) second anniversary of the Closing (together, the Scheduled Vesting Date), and are subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board.)

SEC source: 0001136893-21-000192 · wf-form4_162931820995558.xml · nonDerivative · entry 2

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,265

SEC source: 0001136893-21-000192 · wf-form4_162931820995558.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 GRAT

Disclosed balance after: 18,576

F1 · kind: Shares of the Issuer's common stock at $133.58 per share were transferred from the 2020 Grantor Retained Annuity Trust to the reporting person's personal account.

SEC source: 0001225208-21-011276 · doc4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,607

F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant

SEC source: 0001136893-21-000141 · wf-form4_162266516888436.xml · derivative · entry 3

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.

F2 · derivative.expiration_date: These restricted stock units vest and distribute in full on May 28, 2021

SEC source: 0001136893-21-000141 · wf-form4_162266516888436.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001136893-21-000129 · wf-form4_162197815672511.xml · derivative · entry 3

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

Underlying: Common Stock · 592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date.

F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date.

SEC source: 0001136893-21-000129 · wf-form4_162197815672511.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001136893-21-000114 · wf-form4_162162848244474.xml · derivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457

Underlying: Common Stock · 1,457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.

F2 · derivative.exercise_date: These restricted stock units vest in full on May 19, 2022.

F2 · derivative.expiration_date: These restricted stock units vest in full on May 19, 2022.

SEC source: 0001136893-21-000068 · wf-form4_161722391856056.xml · derivative · entry 3

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date.

F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date.

SEC source: 0001136893-21-000068 · wf-form4_161722391856056.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-008972 · form4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,499.596

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

SEC source: 0001127602-21-005100 · form4.xml · nonDerivative · entry 2

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,285.596

F2 · kind: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest fully on March 1, 2024, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board).

F2 · price: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest fully on March 1, 2024, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board).

SEC source: 0001127602-21-005100 · form4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,642.064

F1 · kind: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest one-third per year on March 1, 2022, 2023, and 2024, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board).

F1 · price: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and will vest one-third per year on March 1, 2022, 2023, and 2024, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board).

SEC source: 0001127602-21-000272 · form4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,998.532

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

SEC source: 0001127602-20-027329 · form4.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,296.532

F1 · kind: Performance-based RSUs settle 100% on December 31, 2020, in shares of CIT Common stock and are subject to 90 day transfer restrictions.

F2 · price: Each performance based restricted stock unit ("PBRSU") has the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 12

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab September 2020 GRAT #2 (CIT) u/a/d 9/25/2020

Disclosed balance after: 59,200

F6 · kind: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab September 2020 GRAT #2 (CIT).

F6 · price: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab September 2020 GRAT #2 (CIT).

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 11

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,998.532

F6 · kind: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab September 2020 GRAT #2 (CIT).

F6 · price: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab September 2020 GRAT #2 (CIT).

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 6

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,998.532

F3 · kind: Shares of CIT common stock were transferred from the Alemany August 2019 GRAT #1 to Ellen R. Alemany's personal account.

F3 · price: Shares of CIT common stock were transferred from the Alemany August 2019 GRAT #1 to Ellen R. Alemany's personal account.

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 5

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · August 2019 GRAT #1

Disclosed balance after: 0

F3 · kind: Shares of CIT common stock were transferred from the Alemany August 2019 GRAT #1 to Ellen R. Alemany's personal account.

F3 · price: Shares of CIT common stock were transferred from the Alemany August 2019 GRAT #1 to Ellen R. Alemany's personal account.

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 10

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab July 2020 GRAT #1 u/a/d 7/29/2020

Disclosed balance after: 15,255

F5 · kind: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab July 2020 GRAT #1.

F5 · price: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab July 2020 GRAT #1.

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 9

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,998.532

F5 · kind: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab July 2020 GRAT #1.

F5 · price: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab July 2020 GRAT #1.

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 8

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,998.532

F4 · kind: Shares of CIT common stock were transferred from the Alemany July 2018 GRAT #3 to Ellen R. Alemany's personal account.

F4 · price: Shares of CIT common stock were transferred from the Alemany July 2018 GRAT #3 to Ellen R. Alemany's personal account.

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 7

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Alemany GRAT 2018 #3 u/a/d July 27, 2018

Disclosed balance after: 0

F4 · kind: Shares of CIT common stock were transferred from the Alemany July 2018 GRAT #3 to Ellen R. Alemany's personal account.

F4 · price: Shares of CIT common stock were transferred from the Alemany July 2018 GRAT #3 to Ellen R. Alemany's personal account.

SEC source: 0001136893-20-000184 · wf-form4_159347123262643.xml · nonDerivative · entry 2

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 GRAT

Disclosed balance after: 34,001

F1 · kind: Establishment of Grantor Retained Annuity Trust (GRAT) for estate planning purposes.

SEC source: 0001136893-20-000184 · wf-form4_159347123262643.xml · nonDerivative · entry 1

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 16

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,998.532

F8 · kind: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab June 2020 GRAT #1 (CIT).

F8 · price: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab June 2020 GRAT #1 (CIT).

SEC source: 0001127602-21-005088 · form5.xml · nonDerivative · entry 15

Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab June 2020 GRAT #1 (CIT) u/a/d 6/18/2020

Disclosed balance after: 38,800

F8 · kind: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab June 2020 GRAT #1 (CIT).

F8 · price: Shares of CIT common stock were transferred from Ellen R. Alemany to the Schwab June 2020 GRAT #1 (CIT).

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · nonDerivative · entry 12

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,037

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · nonDerivative · entry 11

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 GRAT

Disclosed balance after: 0

F4 · shares: Distribution of shares from GRAT account for estate planning purposes.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · derivative · entry 17

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,337 shares

Expires 2023-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · derivative · entry 16

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,513 shares

Expires 2021-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · derivative · entry 15

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,245 shares

Expires 2022-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · derivative · entry 14

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,730 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested in full on February 23, 2018.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · derivative · entry 13

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,463 shares

Expires 2024-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in full on March 29, 2020.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · nonDerivative · entry 10

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,636

F3 · price: The transaction was executed in multiple trades at prices ranging from $141.49 to $141.52. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · nonDerivative · entry 9

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · nonDerivative · entry 8

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,902

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · nonDerivative · entry 7

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · nonDerivative · entry 6

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,622

F2 · price: The transaction was executed in multiple trades at prices ranging from $141.36 to $141.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

SEC source: 0001136893-20-000158 · wf-form4_159182186719181.xml · nonDerivative · entry 5

Alemany Ellen R · CIK 0001537972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.