Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST CITIZENS BANCSHARES INC /DE/FCNCA · Entity 3195 | Director | June 04, 2026 | June 08, 2026 |
| WEX Inc.WEX · Entity 2285 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST CITIZENS BANCSHARES INC /DE/
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | IndirectAlemany August 2024 GRAT | 1,142 |
Reported balance
After 2026-06-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-06-04 · Sale · Disposed 183 · Balance 1,142 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,033.32 to $2,033.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5). |
| Class A CommonSEC Table I · non-derivative | IndirectAlemany August 2024 GRAT | 538 |
Reported balance
After 2026-06-04 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-06-04 · Sale · Disposed 604 · Balance 538 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,048.19 to $2,048.49, inclusive. |
| Class A CommonSEC Table I · non-derivative | IndirectAlemany August 2024 GRAT | 82 |
Reported balance
After 2026-06-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-06-04 · Sale · Disposed 456 · Balance 82 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,050.36 to $2,051.24, inclusive. |
| Class A CommonSEC Table I · non-derivative | IndirectAlemany August 2024 GRAT | 45 |
Reported balance
After 2026-06-04 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-06-04 · Sale · Disposed 37 · Balance 45 |
| Class A CommonSEC Table I · non-derivative | IndirectAlemany September 2025 GRAT | 4,623 |
Reported balance
After 2026-06-04 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-06-04 · Sale · Disposed 93 · Balance 4,623 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,033.38 to $2,033.70, inclusive. |
| Class A CommonSEC Table I · non-derivative | IndirectAlemany September 2025 GRAT | 3,487 |
Reported balance
After 2026-06-04 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2026-06-04 · Sale · Disposed 1,136 · Balance 3,487 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,048.19 to $2,048.52, inclusive. |
| Class A CommonSEC Table I · non-derivative | IndirectAlemany September 2025 GRAT | 3,477 |
Reported balance
After 2026-06-04 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2026-06-04 · Sale · Disposed 10 · Balance 3,477 |
| Class A CommonSEC Table I · non-derivative | IndirectAlemany September 2025 GRAT | 3,476 |
Reported balance
After 2026-06-04 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2026-06-04 · Sale · Disposed 1 · Balance 3,476 |
| Class A CommonSEC Table I · non-derivative | Direct | 1,985 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,985 |
| Class A CommonSEC Table I · non-derivative | IndirectFamily GST Exempt Trust | 4,559 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 4,559 |
| Class A CommonSEC Table I · non-derivative | IndirectFamily Non-GST Exempt Trust | 4,660 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 4,660 |
| Class C Preferred StockSEC Table I · non-derivative | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 30,000 |
| Depositary SharesSEC Table I · non-derivative | Direct | 300 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 300 F6: Each Depositary Share represents a 1/100th interest in a share of the Issuer's 7% Non-Cumulative Perpetual Preferred Stock, Series D. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,033.32 to $2,033.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,048.19 to $2,048.49, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,050.36 to $2,051.24, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,033.38 to $2,033.70, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,048.19 to $2,048.52, inclusive.
F6: Each Depositary Share represents a 1/100th interest in a share of the Issuer's 7% Non-Cumulative Perpetual Preferred Stock, Series D.
WEX Inc.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,352 |
Reported balance
After 2026-05-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 2,352 · Balance 2,352 F1: Restricted Stock Units ("RSUs") will vest in total on May 14, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSUs") will vest in total on May 14, 2027.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CIT GROUP INC
Report date January 03, 2022 · Filed January 05, 2022
Section 16 reporting ended · disclosed 2022-01-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,475.559 |
Reported balance
After 2022-01-03 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 49,475.559 · Balance 49,475.559 F1: For Ms. Alemany, pursuant to the Merger Agreement, the unvested performance-based restricted stock units in respect of shares of CIT Common Stock (the "CIT PBRSUs") were converted into 3,068 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PBRSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share. F2: Each CIT PBRSU had the economic equivalent of one share of CIT Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2022-01-03 · Disposition to issuer · Disposed 49,475.559 · Balance 0 F1: For Ms. Alemany, pursuant to the Merger Agreement, the unvested performance-based restricted stock units in respect of shares of CIT Common Stock (the "CIT PBRSUs") were converted into 3,068 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PBRSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share. F2: Each CIT PBRSU had the economic equivalent of one share of CIT Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 274,351.917 |
Reported balance
After 2022-01-03 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2022-01-03 · Disposition to issuer · Disposed 37,965.72 · Balance 274,351.917 F3: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. F4: Each CIT RSU had the economic equivalent of one share of CIT Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 9
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 9 · 2022-01-03 · Disposition to issuer · Disposed 274,351.917 · Balance 0 F5: For Ms. Alemany, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the "CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 17,012 shares of BancShares Class A Common Stock multiplied by the Exchange Ratio less fractional shares paid in cash. |
| Common StockSEC Table I · non-derivative | IndirectSchwab March 2020 GRAT #1 (CIT) u/a/d 3/31/2020 | 0 |
Reported balance
After 2022-01-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-01-03 · Disposition to issuer · Disposed 122,000 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. |
| Common StockSEC Table I · non-derivative | IndirectSchwab June 2020 GRAT #1 (CIT) u/a/d 6/18/2020 | 0 |
Reported balance
After 2022-01-03 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-01-03 · Disposition to issuer · Disposed 31,050 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. |
| Common StockSEC Table I · non-derivative | IndirectSchwab July 2020 GRAT #1 u/a/d 7/29/2020 | 0 |
Reported balance
After 2022-01-03 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-01-03 · Disposition to issuer · Disposed 12,655 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. |
| Common StockSEC Table I · non-derivative | IndirectSchwab September 2020 GRAT #2 (CIT) u/a/d 9/25/2020 | 0 |
Reported balance
After 2022-01-03 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2022-01-03 · Disposition to issuer · Disposed 50,700 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. |
| Common StockSEC Table I · non-derivative | IndirectSchwab March 2021 GRAT | 0 |
Reported balance
After 2022-01-03 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2022-01-03 · Disposition to issuer · Disposed 49,000 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. |
| Series B PreferredSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 10
1 source rowRow 10 · 2022-01-03 · Disposition to issuer · Disposed 30,000 · Balance 0 F6: For Ms. Alemany, pursuant to the Merger Agreement, each issued and outstanding share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of CIT ("CIT Series B Preferred Stock") was converted into a newly created series of preferred stock of BancShares ("BancShares Series C Preferred Stock"). |
Filing footnotes · ownership attribution and instrument terms
F1: For Ms. Alemany, pursuant to the Merger Agreement, the unvested performance-based restricted stock units in respect of shares of CIT Common Stock (the "CIT PBRSUs") were converted into 3,068 restricted stock units in respect of shares of BancShares Class A Common Stock, equal to the number of shares subject to the CIT PBRSUs determined based on target level performance as of immediately prior to the effective time multiplied by the Exchange Ratio, with the result rounded up to the nearest whole share.
F2: Each CIT PBRSU had the economic equivalent of one share of CIT Common Stock.
F3: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.
F4: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.
F5: For Ms. Alemany, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the "CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 17,012 shares of BancShares Class A Common Stock multiplied by the Exchange Ratio less fractional shares paid in cash.
F6: For Ms. Alemany, pursuant to the Merger Agreement, each issued and outstanding share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of CIT ("CIT Series B Preferred Stock") was converted into a newly created series of preferred stock of BancShares ("BancShares Series C Preferred Stock").
Dun & Bradstreet Holdings, Inc.
Report date August 26, 2025 · Filed August 26, 2025
Section 16 reporting ended · disclosed 2025-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-26 transaction · row 1
1 source rowRow 1 · 2025-08-26 · Disposition to issuer · Disposed 64,359 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger (as amended from time to time, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: Amount adjusted to reflect a transfer from the reporting person's grantor retained annuity trust to the reporting person's direct holdings. F3: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares. |
| Common StockSEC Table I · non-derivative | IndirectAlemany March 2024 GRAT No 3 | 0 |
Reported balance
After 2025-08-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-08-26 · Disposition to issuer · Disposed 5,790 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger (as amended from time to time, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: Amount adjusted to reflect a transfer from the reporting person's grantor retained annuity trust to the reporting person's direct holdings. F3: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger (as amended from time to time, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.
F2: Amount adjusted to reflect a transfer from the reporting person's grantor retained annuity trust to the reporting person's direct holdings.
F3: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.
Fidelity National Information Services, Inc.
Report date June 05, 2024 · Filed June 07, 2024
Section 16 reporting ended · disclosed 2024-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,993 |
Reported balance
After 2024-06-05 transaction · row 1
1 source rowRow 1 · 2024-06-05 · Exercise / conversion · Acquired 2,139 · Balance 5,993 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-06-05 · Exercise / conversion · Disposed 2,139 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F2: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2023 Filed Dec 19, 2023 19:12 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 125 | $1,452.93 | $181,615.75 |
DisclosureSEC source: 0000950170-23-071376 · ownership.xml · nonDerivative · entry 3 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,423 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,452.92 to $1,452.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 19:12 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 416 | $1,451.40 | $603,784.06 |
DisclosureSEC source: 0000950170-23-071376 · ownership.xml · nonDerivative · entry 2 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,548 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,451.15 to $1,451.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 19:12 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 133 | $1,450.28 | $192,886.97 |
DisclosureSEC source: 0000950170-23-071376 · ownership.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,964 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,450.00 to $1,450.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:18 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | OtherCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-23-000150 · wk-form4_1701465499.xml · nonDerivative · entry 2 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,598 F1 · kind: Annual distribution of shares from GRAT account to direct ownership for estate planning purposes. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:18 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | OtherCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-23-000150 · wk-form4_1701465499.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · GRAT 2022 Disclosed balance after: 8,891 F1 · kind: Annual distribution of shares from GRAT account to direct ownership for estate planning purposes. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:28 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 476 | $1,445.46 | $688,038.96 |
DisclosureSEC source: 0000950170-23-064411 · ownership.xml · nonDerivative · entry 6 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,097 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,445.74 to $1,445.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:28 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 144 | $1,447.81 | $208,484.64 |
DisclosureSEC source: 0000950170-23-064411 · ownership.xml · nonDerivative · entry 5 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,573 Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:28 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 240 | $1,450.02 | $348,004.80 |
DisclosureSEC source: 0000950170-23-064411 · ownership.xml · nonDerivative · entry 4 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,717 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,450.00 to $1,450.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:28 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 280 | $1,452.77 | $406,775.60 |
DisclosureSEC source: 0000950170-23-064411 · ownership.xml · nonDerivative · entry 3 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,957 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,452.50 to $1,452.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:28 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 60 | $1,455.73 | $87,343.80 |
DisclosureSEC source: 0000950170-23-064411 · ownership.xml · nonDerivative · entry 2 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,237 Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:28 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 800 | $1,461.58 | $1,169,264.00 |
DisclosureSEC source: 0000950170-23-064411 · ownership.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,297 Read SEC document |
| October 17, 2023 Filed Oct 19, 2023 20:29 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | PurchaseCommon Stock | 855 | $53.00 | $45,315.00 |
DisclosureSEC source: 0001136893-23-000139 · wk-form4_1697747364.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,598 F1 · shares: Reporting person elected to purchase FIS stock in lieu of the quarterly cash retainer paid to members of the Board of Directors. This purchase was transacted under a 10b5-1 plan. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 16:06 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | SaleClass A Common | 1,500 | $1,500.28 | $2,250,413.70 |
DisclosureSEC source: 0001209191-23-044916 · doc4.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director · Special Advisor to Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,500.2757 to $1,500.2761, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Report. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:39 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | PurchaseCommon Stock | 760 | $58.82 | $44,703.20 |
DisclosureSEC source: 0001136893-23-000121 · wk-form4_1689799151.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,743 F1 · kind: Reporting person elected to purchase FIS stock in lieu of the quarterly cash retainer paid to members of the Board of Directors. This purchase was transacted under a 10b5-1 plan. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 18:43 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037784 · doc4.xml · nonDerivative · entry 4 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: No plan indicated Ownership: Indirect · Family GST Exempt Trust Disclosed balance after: 10,294 F2 · balance_after: In connection with the termination of the reporting person's March 2021 GRAT #1 (the "GRAT," of which she serves as a trustee) on June 14, 2023, 1,050 shares of Class A Common Stock were distributed to the reporting person and are now reported in this Form 4 as directly owned, and on June 15, 2023, the remaining 188 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 18:43 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037784 · doc4.xml · nonDerivative · entry 2 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: No plan indicated Ownership: Indirect · March 2021 GRAT #1 Disclosed balance after: 0 F2 · balance_after: In connection with the termination of the reporting person's March 2021 GRAT #1 (the "GRAT," of which she serves as a trustee) on June 14, 2023, 1,050 shares of Class A Common Stock were distributed to the reporting person and are now reported in this Form 4 as directly owned, and on June 15, 2023, the remaining 188 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:59 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 3,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-23-000111 · wk-form4_1685134776.xml · derivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,854 Underlying: Common Stock · 3,854 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.expiration_date: The restricted stock units vest and distribute in full on May 24, 2024. Read SEC document |
| April 17, 2023 Filed Apr 18, 2023 20:19 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | PurchaseCommon Stock | 783 | $57.24 | $44,818.92 |
DisclosureSEC source: 0001136893-23-000063 · wf-form4_168184916607619.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,983 F1 · kind: Reporting person elected to purchase FIS stock in lieu of the quarterly cash retainer paid to members of the Board of Directors. This purchase was transacted under a 10b5-1 plan. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:21 UTC | Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 | GrantCommon Stock | 11,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003909 · doc4.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,200 F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:22 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | Tax withholdingClass A Common | 1,080 | $723.74 | $781,639.20 |
DisclosureSEC source: 0001209191-23-015322 · doc4.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,658 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:48 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | PurchaseCommon Stock | 1,600 | $67.09 | $107,340.80 |
DisclosureSEC source: 0001136893-23-000016 · wf-form4_167667044006546.xml · nonDerivative · entry 2 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 F1 · shares: Purchased as part of concurrent and coordinated open market stock purchases made by members of the FIS Board of Directors. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:48 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | PurchaseCommon Stock | 600 | $67.08 | $40,248.00 |
DisclosureSEC source: 0001136893-23-000016 · wf-form4_167667044006546.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 F1 · shares: Purchased as part of concurrent and coordinated open market stock purchases made by members of the FIS Board of Directors. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 21:26 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | Tax withholdingClass A Common | 1,481 | $758.36 | $1,123,131.16 |
DisclosureSEC source: 0001209191-23-000210 · doc4.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,738 Read SEC document |
| November 01, 2022 Filed Dec 20, 2022 18:51 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062127 · doc4.xml · nonDerivative · entry 9 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · Family GST Exempt Trust Disclosed balance after: 10,106 F2 · balance_after: In connection with the termination of the reporting person's September 2020 GRAT #2 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 600 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 2,543 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Read SEC document |
| November 01, 2022 Filed Dec 20, 2022 18:51 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062127 · doc4.xml · nonDerivative · entry 8 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · Family GST Exempt Trust Disclosed balance after: 7,563 F1 · balance_after: In connection with the termination of the reporting person's July 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 180 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 604 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Read SEC document |
| October 31, 2022 Filed Dec 20, 2022 18:51 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062127 · doc4.xml · nonDerivative · entry 5 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · September 2020 GRAT #2 Disclosed balance after: 0 F2 · balance_after: In connection with the termination of the reporting person's September 2020 GRAT #2 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 600 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 2,543 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Read SEC document |
| October 31, 2022 Filed Dec 20, 2022 18:51 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062127 · doc4.xml · nonDerivative · entry 3 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · July 2020 GRAT #1 Disclosed balance after: 0 F1 · balance_after: In connection with the termination of the reporting person's July 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on October 31, 2022, 180 shares of Class A Common Stock were distributed to the reporting person and will now be reported in this Form 4 as directly owned, and on November 1, 2022, the remaining 604 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 20:13 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GiftCommon Stock | 38,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000159 · wf-form4_166180400615974.xml · nonDerivative · entry 2 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT 2022 Disclosed balance after: 38,891 Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 20:13 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GiftCommon Stock | 38,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000159 · wf-form4_166180400615974.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Establishment of Grantor Retained Annuity Trust (GRAT) for estate planning purposes. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:17 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | OtherCommon Stock | 18,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000151 · wf-form4_166033544586484.xml · nonDerivative · entry 2 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,891 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:17 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | OtherCommon Stock | 18,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000151 · wf-form4_166033544586484.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2020 GRAT Disclosed balance after: 0 F1 · shares: Final distribution of shares from GRAT account for estate planning purposes. Read SEC document |
| August 08, 2022 Filed Sep 1, 2022 18:54 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048224 · doc4.xml · nonDerivative · entry 8 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · Family GST Exempt Trust Disclosed balance after: 6,959 F3 · balance_after: In connection with the termination of the reporting person's June 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on August 8, 2022, 630 shares of Class A Common Stock were distributed to the reporting person and continue to be reported in this Form 4 as directly owned, and the remaining 1,295 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Read SEC document |
| August 08, 2022 Filed Sep 1, 2022 18:54 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048224 · doc4.xml · nonDerivative · entry 3 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · June 2020 GRAT #1 Disclosed balance after: 0 F3 · balance_after: In connection with the termination of the reporting person's June 2020 GRAT #1 (the "GRAT," of which she serves as a trustee) on August 8, 2022, 630 shares of Class A Common Stock were distributed to the reporting person and continue to be reported in this Form 4 as directly owned, and the remaining 1,295 shares held by the GRAT were transferred to the Family GST Exempt Trust as the remainder beneficiary and continue to be reported in this Form 4 as indirectly owned. Read SEC document |
| May 25, 2022 Filed May 26, 2022 20:24 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 2,139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000121 · wf-form4_165359664657010.xml · derivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,139 Underlying: Common Stock · 2,139 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: These restricted stock units vest in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. F2 · derivative.expiration_date: These restricted stock units vest in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 20, 2022 Filed May 23, 2022 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 593 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000103 · wf-form4_165333718834730.xml · derivative · entry 5 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F3 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. F3 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. Read SEC document |
| May 20, 2022 Filed May 23, 2022 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000103 · wf-form4_165333718834730.xml · nonDerivative · entry 2 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 1,457 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000103 · wf-form4_165333718834730.xml · derivative · entry 4 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: These restricted stock units vest in full on May 19, 2022. F2 · derivative.expiration_date: These restricted stock units vest in full on May 19, 2022. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 1,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000103 · wf-form4_165333718834730.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2022 Filed May 23, 2022 19:55 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 5,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031298 · doc4.xml · nonDerivative · entry 8 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · Family GST Exempt Trust Disclosed balance after: 5,664 Read SEC document |
| May 12, 2022 Filed May 23, 2022 19:55 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GiftClass A Common | 5,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031298 · doc4.xml · nonDerivative · entry 3 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · March 2020 GRAT #1 Disclosed balance after: 0 Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 21:28 UTC | Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 | GrantCommon Stock | 7,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004723 · doc4.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,147 F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:49 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | Tax withholdingClass A Common | 1,678 | $756.55 | $1,269,490.90 |
DisclosureSEC source: 0001209191-22-015224 · doc4.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,755 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 14:43 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GrantSeries C Preferred Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001385 · doc4.xml · nonDerivative · entry 7 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F7 · price: Received in connection with the Merger in exchange for 30,000 shares of CIT Series B Preferred Stock. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 14:43 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GrantClass A Common | 3,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001385 · doc4.xml · nonDerivative · entry 6 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · March 2021 GRAT #1 Disclosed balance after: 3,038 F6 · price: Received in connection with the Merger in exchange for 49,000 shares of CIT common stock. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 14:43 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GrantClass A Common | 3,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001385 · doc4.xml · nonDerivative · entry 5 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · September 2020 GRAT #2 Disclosed balance after: 3,143 F5 · price: Received in connection with the Merger in exchange for 50,700 shares of CIT common stock. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 14:43 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GrantClass A Common | 7,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001385 · doc4.xml · nonDerivative · entry 4 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · March 2020 GRAT #1 Disclosed balance after: 7,564 F4 · price: Received in connection with the Merger in exchange for 122,000 shares of CIT common stock. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 14:43 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GrantClass A Common | 1,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001385 · doc4.xml · nonDerivative · entry 3 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · June 2020 GRAT #1 Disclosed balance after: 1,925 F3 · price: Received in connection with the Merger in exchange for 31,050 shares of CIT common stock. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 14:43 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GrantClass A Common | 784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001385 · doc4.xml · nonDerivative · entry 2 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Indirect · July 2020 GRAT #1 Disclosed balance after: 784 F2 · price: Received in connection with the Merger in exchange for 12,655 shares of CIT common stock. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 14:43 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GrantClass A Common | 22,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001385 · doc4.xml · nonDerivative · entry 1 Alemany Ellen R · CIK 0001537972 · Director · Vice Chairwoman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,433 F1 · price: Received in connection with the merger of CIT Group Inc. ("CIT") into the Issuer, effective January 3, 2022 (the "Merger"), based on the Merger exchange ratio, in exchange for (i) 37,965.7200 shares of CIT common stock which were converted into shares of the Issuer's Class A common stock, and (ii) outstanding Restricted Stock Units ("RSUs") previously representing the right to receive, upon vesting, an aggregate of 323,826.6080 shares of CIT common stock which were converted into RSUs representing the right to receive an adjusted number of shares of the Issuer's Class A common stock and having vesting terms consistent with the terms of the RSUs for which they were exchanged. On the effective date of the Merger, the closing price of CIT common stock was $53.50, and the closing price of the Issuer's Class A common stock was $859.76. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:45 UTC | CIT GROUP INC CIT · Entity 131580 | Disposition to issuerSeries B Preferred | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-000970 · form4.xml · nonDerivative · entry 10 Alemany Ellen R · CIK 0001537972 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · kind: For Ms. Alemany, pursuant to the Merger Agreement, each issued and outstanding share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of CIT ("CIT Series B Preferred Stock") was converted into a newly created series of preferred stock of BancShares ("BancShares Series C Preferred Stock"). F6 · price: For Ms. Alemany, pursuant to the Merger Agreement, each issued and outstanding share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of CIT ("CIT Series B Preferred Stock") was converted into a newly created series of preferred stock of BancShares ("BancShares Series C Preferred Stock"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.