Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocket Companies, Inc.RKT · Entity 3094 | Director | September 07, 2026 | September 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocket Companies, Inc.
Report date September 07, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 2,424,541 |
Last balance in matching sequence
After 2026-09-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-07 · Exercise / conversion · Acquired 14,796 · Balance 2,439,337 F1: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years. F2: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. Row 2 · 2026-09-07 · Other · Disposed 14,796 · Balance 2,424,541 F2: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. |
| Cash-Settled Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 105,695 |
Reported balance
After 2026-09-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-07 · Exercise / conversion · Disposed 14,796 · Balance 105,695 F1: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years. |
| Class A common stockSEC Table I · non-derivative | IndirectBy grantor retained annuity trust (GRAT) | 675,000 |
Reported balance
Holding disclosure · report date 2026-09-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 675,000 F3: Includes 675,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. |
| Class A common stockSEC Table I · non-derivative | IndirectBy grantor retained annuity trust (GRAT) no. 2 | 1,125,000 |
Reported balance
Holding disclosure · report date 2026-09-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,125,000 F4: Includes 1,125,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. |
| Class L-2 common stockSEC Table I · non-derivative | Direct | 986,005 |
Reported balance
Holding disclosure · report date 2026-09-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 986,005 |
| Class L-2 common stockSEC Table I · non-derivative | IndirectBy grantor retained annuity trust (GRAT) | 825,000 |
Reported balance
Holding disclosure · report date 2026-09-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 825,000 |
| Class L-2 common stockSEC Table I · non-derivative | IndirectBy grantor retained annuity trust (GRAT) no. 2 | 1,375,000 |
Reported balance
Holding disclosure · report date 2026-09-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,375,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.
F2: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
F3: Includes 675,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
F4: Includes 1,125,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 05, 2022 Filed Jul 6, 2022 20:56 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,700 | $7.86 | $21,222.00 |
DisclosureSEC source: 0001805284-22-000123 · wf-form4_165714098563000.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,602 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.56 to $8.11 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:47 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,800 | $7.62 | $21,336.00 |
DisclosureSEC source: 0001805284-22-000118 · wf-form4_165670845597150.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,902 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.52 to $7.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:47 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,900 | $7.35 | $21,315.00 |
DisclosureSEC source: 0001805284-22-000118 · wf-form4_165670845597150.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,102 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.17 to $7.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 29, 2022 Filed Jun 29, 2022 20:55 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,900 | $7.22 | $20,938.00 |
DisclosureSEC source: 0001805284-22-000115 · wf-form4_165653613453524.xml · nonDerivative · entry 3 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,202 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.11 to $7.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 20:55 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,800 | $7.60 | $21,280.00 |
DisclosureSEC source: 0001805284-22-000115 · wf-form4_165653613453524.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,302 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.39 to $7.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 20:55 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,800 | $7.73 | $21,644.00 |
DisclosureSEC source: 0001805284-22-000115 · wf-form4_165653613453524.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,502 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.68 to $7.84 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2022 Filed Jun 24, 2022 20:30 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,800 | $7.70 | $21,560.00 |
DisclosureSEC source: 0001805284-22-000108 · wf-form4_165610259993012.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,702 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.60 to $7.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 20:30 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 3,000 | $7.16 | $21,480.00 |
DisclosureSEC source: 0001805284-22-000108 · wf-form4_165610259993012.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,902 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.01 to $7.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2022 Filed Jun 22, 2022 20:43 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 3,100 | $6.97 | $21,607.00 |
DisclosureSEC source: 0001805284-22-000103 · wf-form4_165593057802917.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,902 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.87 to $7.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 20:43 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 3,200 | $6.73 | $21,536.00 |
DisclosureSEC source: 0001805284-22-000103 · wf-form4_165593057802917.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,802 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.50 to $6.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 20:38 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 3,400 | $6.46 | $21,964.00 |
DisclosureSEC source: 0001805284-22-000096 · wf-form4_165549830071125.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,602 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.31 to $6.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:38 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 3,300 | $6.54 | $21,582.00 |
DisclosureSEC source: 0001805284-22-000096 · wf-form4_165549830071125.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,202 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.44 to $6.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2022 Filed Jun 15, 2022 21:21 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 3,100 | $6.98 | $21,638.00 |
DisclosureSEC source: 0001805284-22-000087 · wf-form4_165532804158709.xml · nonDerivative · entry 3 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,902 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.72 to $7.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 21:21 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 3,100 | $7.00 | $21,700.00 |
DisclosureSEC source: 0001805284-22-000087 · wf-form4_165532804158709.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,802 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.93 to $7.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 21:21 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,900 | $7.35 | $21,315.00 |
DisclosureSEC source: 0001805284-22-000087 · wf-form4_165532804158709.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,702 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.17 to $7.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 20:39 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,700 | $8.02 | $21,654.00 |
DisclosureSEC source: 0001805284-22-000083 · wf-form4_165489353081132.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,802 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.94 to $8.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:39 UTC | Rocket Companies, Inc. RKT · Entity 3094 | PurchaseClass A common stock | 2,500 | $8.51 | $21,275.00 |
DisclosureSEC source: 0001805284-22-000083 · wf-form4_165489353081132.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,102 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.40 to $8.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 22:02 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 162,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-22-000022 · wf-form4_164686335213958.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,602 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 7, 2023, March 7, 2024 and March 7, 2025, subject to the reporting person's continued service on the applicable vesting date. Read SEC document |
| August 05, 2020 Filed Aug 8, 2020 00:07 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantEmployee Stock Options (right to buy) · Derivative | 30,801 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0000950142-20-001947 · es2001024_4-rizik.xml · derivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,801 Underlying: Class A common stock · 30,801 shares Expires 2030-08-05 F2 · derivative.exercise_date: Represents employee stock options (right to buy) granted under the Plan in a transaction exempt under Rule 16b-3. Each employee stock option represents the right to buy one share of Class A common stock of the Issuer for each vested employee stock option. The employee stock options vest as to 33.33% on August 5, 2021 and monthly thereafter over the next 24 months, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| August 05, 2020 Filed Aug 8, 2020 00:07 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-20-001947 · es2001024_4-rizik.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of August 5, 2021, August 5, 2022 and August 5, 2023, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.