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Rizik Matthew

Disclosed activity across 1 company

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40529
SEC CIK
0001817213

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rocket Companies, Inc.RKT · Entity 3094DirectorSeptember 07, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rocket Companies, Inc.

Report date September 07, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect2,424,541 Last balance in matching sequence After 2026-09-07 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-07 · Exercise / conversion · Acquired 14,796 · Balance 2,439,337

F1: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F2: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Row 2 · 2026-09-07 · Other · Disposed 14,796 · Balance 2,424,541

F2: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Cash-Settled Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect105,695 Reported balance After 2026-09-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-07 · Exercise / conversion · Disposed 14,796 · Balance 105,695

F1: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Class A common stockSEC Table I · non-derivativeIndirectBy grantor retained annuity trust (GRAT)675,000 Reported balance Holding disclosure · report date 2026-09-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 675,000

F3: Includes 675,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Class A common stockSEC Table I · non-derivativeIndirectBy grantor retained annuity trust (GRAT) no. 21,125,000 Reported balance Holding disclosure · report date 2026-09-07 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,125,000

F4: Includes 1,125,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Class L-2 common stockSEC Table I · non-derivativeDirect986,005 Reported balance Holding disclosure · report date 2026-09-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 986,005

Class L-2 common stockSEC Table I · non-derivativeIndirectBy grantor retained annuity trust (GRAT)825,000 Reported balance Holding disclosure · report date 2026-09-07 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 825,000

Class L-2 common stockSEC Table I · non-derivativeIndirectBy grantor retained annuity trust (GRAT) no. 21,375,000 Reported balance Holding disclosure · report date 2026-09-07 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,375,000

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F2: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

F3: Includes 675,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

F4: Includes 1,125,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2026 Filed Sep 9, 2026 23:12 UTC Rocket Companies, Inc. RKT · Entity 3094 Exercise / conversionCash-Settled Restricted Stock Units · Derivative 14,796 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000098 · wk-form4_1788995521.xml · derivative · entry 8

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,695

Underlying: Class A common stock · 14,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.exercise_date: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.expiration_date: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC Rocket Companies, Inc. RKT · Entity 3094 OtherClass A common stock 14,796 $14.06 $208,031.76
Disclosure

SEC source: 0001805284-26-000098 · wk-form4_1788995521.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,424,541

F2 · balance_after: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Read SEC document
September 07, 2026 Filed Sep 9, 2026 23:12 UTC Rocket Companies, Inc. RKT · Entity 3094 Exercise / conversionClass A common stock 14,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001805284-26-000098 · wk-form4_1788995521.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,439,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F2 · balance_after: Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Read SEC document
June 07, 2026 Filed Jun 8, 2026 20:06 UTC Rocket Companies, Inc. RKT · Entity 3094 Exercise / conversionCash-Settled Restricted Stock Units · Derivative 12,261 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000066 · wk-form4_1780949157.xml · derivative · entry 9

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,491

Underlying: Class A common stock · 12,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.exercise_date: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.expiration_date: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
June 07, 2026 Filed Jun 8, 2026 20:06 UTC Rocket Companies, Inc. RKT · Entity 3094 OtherClass A common stock 12,261 $12.65 $155,101.65
Disclosure

SEC source: 0001805284-26-000066 · wk-form4_1780949157.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,536

F1 · kind: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
June 07, 2026 Filed Jun 8, 2026 20:06 UTC Rocket Companies, Inc. RKT · Entity 3094 Exercise / conversionClass A common stock 12,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001805284-26-000066 · wk-form4_1780949157.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 23:18 UTC Rocket Companies, Inc. RKT · Entity 3094 Exercise / conversionCash-Settled Restricted Stock Units · Derivative 14,796 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000034 · wk-form4_1773184694.xml · derivative · entry 12

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,752

Underlying: Class A common stock · 14,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.exercise_date: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.expiration_date: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 23:18 UTC Rocket Companies, Inc. RKT · Entity 3094 OtherClass A common stock 14,796 $14.95 $221,200.20
Disclosure

SEC source: 0001805284-26-000034 · wk-form4_1773184694.xml · nonDerivative · entry 4

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,536

F1 · kind: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 23:18 UTC Rocket Companies, Inc. RKT · Entity 3094 Exercise / conversionClass A common stock 14,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001805284-26-000034 · wk-form4_1773184694.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
January 12, 2026 Filed Jan 13, 2026 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $22.99 $57,485.75
Disclosure

SEC source: 0001805284-26-000008 · wk-form4_1768338217.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,038,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.76 to $23.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $22.78 $56,943.75
Disclosure

SEC source: 0001805284-26-000008 · wk-form4_1768338217.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,041,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.355 to 23.285 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 21:26 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $21.29 $53,213.25
Disclosure

SEC source: 0001805284-26-000006 · wk-form4_1767993983.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,043,536

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $21.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:26 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $21.26 $53,161.25
Disclosure

SEC source: 0001805284-26-000006 · wk-form4_1767993983.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,046,036

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.95 to $21.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2026 Filed Jan 7, 2026 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $20.98 $52,437.75
Disclosure

SEC source: 0001805284-26-000004 · wk-form4_1767819797.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,048,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.535 to $21.195 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $21.04 $52,610.00
Disclosure

SEC source: 0001805284-26-000004 · wk-form4_1767819797.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,051,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $21.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.70 $49,244.75
Disclosure

SEC source: 0001805284-26-000002 · wk-form4_1767647002.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,053,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.44 to $19.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.45 $48,631.25
Disclosure

SEC source: 0001805284-26-000002 · wk-form4_1767647002.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,056,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.215 to $20.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 30, 2025 Filed Dec 31, 2025 21:09 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.88 $49,701.25
Disclosure

SEC source: 0001805284-25-000174 · wk-form4_1767215389.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,058,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.165 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 29, 2025 Filed Dec 31, 2025 21:09 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.25 $48,117.25
Disclosure

SEC source: 0001805284-25-000174 · wk-form4_1767215389.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,061,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.12 to $19.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 26, 2025 Filed Dec 29, 2025 21:06 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.38 $48,451.75
Disclosure

SEC source: 0001805284-25-000172 · wk-form4_1767042357.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,063,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $19.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 21:06 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.44 $48,591.00
Disclosure

SEC source: 0001805284-25-000172 · wk-form4_1767042357.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,066,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.04 to $19.575 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 21:06 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $18.92 $47,307.50
Disclosure

SEC source: 0001805284-25-000172 · wk-form4_1767042357.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,068,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.78 to $19.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 22, 2025 Filed Dec 23, 2025 21:06 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $18.99 $47,477.50
Disclosure

SEC source: 0001805284-25-000170 · wk-form4_1766524010.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,071,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.875 to $19.385 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 21:06 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.21 $48,014.50
Disclosure

SEC source: 0001805284-25-000170 · wk-form4_1766524010.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,073,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.95 to $19.375 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:13 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $18.83 $47,076.25
Disclosure

SEC source: 0001805284-25-000166 · wk-form4_1766178792.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,076,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.645 to $19.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 21:13 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $18.22 $45,537.50
Disclosure

SEC source: 0001805284-25-000166 · wk-form4_1766178792.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,078,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.13 to $18.435 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $18.08 $45,197.75
Disclosure

SEC source: 0001805284-25-000164 · wk-form4_1766005408.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,081,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.91 to $18.22 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $17.97 $44,936.25
Disclosure

SEC source: 0001805284-25-000164 · wk-form4_1766005408.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,083,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.845 to $18.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 12, 2025 Filed Dec 12, 2025 21:59 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $18.99 $47,483.50
Disclosure

SEC source: 0001805284-25-000162 · wk-form4_1765576768.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,086,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.90 to $19.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 21:59 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.47 $48,670.50
Disclosure

SEC source: 0001805284-25-000162 · wk-form4_1765576768.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,088,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.31 to $19.945 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:59 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.17 $47,916.00
Disclosure

SEC source: 0001805284-25-000162 · wk-form4_1765576768.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,091,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.955 to $19.515 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 09, 2025 Filed Dec 9, 2025 21:42 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $18.81 $47,016.25
Disclosure

SEC source: 0001805284-25-000160 · wk-form4_1765316526.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,093,536

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.625 to $18.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 08, 2025 Filed Dec 9, 2025 21:42 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $18.78 $46,949.50
Disclosure

SEC source: 0001805284-25-000160 · wk-form4_1765316526.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,096,036

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.68 to $19.3 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2025 Filed Dec 9, 2025 21:42 UTC Rocket Companies, Inc. RKT · Entity 3094 GrantCash-Settled Restricted Stock Units · Derivative 73,568 $0.00 $0.00
Disclosure

SEC source: 0001805284-25-000160 · wk-form4_1765316526.xml · derivative · entry 8

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,548

Underlying: Class A common stock · 73,568 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

F5 · derivative.exercise_date: Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

F5 · derivative.expiration_date: Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

Read SEC document
December 07, 2025 Filed Dec 9, 2025 21:42 UTC Rocket Companies, Inc. RKT · Entity 3094 GrantClass A common stock 110,352 $0.00 $0.00
Disclosure

SEC source: 0001805284-25-000160 · wk-form4_1765316526.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,098,536

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:22 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.34 $48,344.00
Disclosure

SEC source: 0001805284-25-000158 · wk-form4_1765228975.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 988,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to $19.525 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:22 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.86 $49,644.25
Disclosure

SEC source: 0001805284-25-000158 · wk-form4_1765228975.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 990,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.46 to $20.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 03, 2025 Filed Dec 4, 2025 21:08 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.98 $49,947.50
Disclosure

SEC source: 0001805284-25-000157 · wk-form4_1764882486.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 993,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.825 to $20.105 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 21:08 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $20.21 $50,536.00
Disclosure

SEC source: 0001805284-25-000157 · wk-form4_1764882486.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 995,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.065 to $20.575 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:09 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.81 $49,534.50
Disclosure

SEC source: 0001805284-25-000155 · wk-form4_1764709772.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 998,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $20.015 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:09 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.89 $49,721.75
Disclosure

SEC source: 0001805284-25-000155 · wk-form4_1764709772.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $19.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 26, 2025 Filed Nov 28, 2025 20:10 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.85 $49,618.50
Disclosure

SEC source: 0001805284-25-000153 · wk-form4_1764360651.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,003,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.415 to $20.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 25, 2025 Filed Nov 28, 2025 20:10 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $19.29 $48,225.00
Disclosure

SEC source: 0001805284-25-000153 · wk-form4_1764360651.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,005,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.27 to $19.605 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 21:05 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $17.77 $44,435.50
Disclosure

SEC source: 0001805284-25-000148 · wk-form4_1764104751.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,008,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.915 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 21:05 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $17.03 $42,585.50
Disclosure

SEC source: 0001805284-25-000148 · wk-form4_1764104751.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,010,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.675 to $17.405 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $16.91 $42,285.00
Disclosure

SEC source: 0001805284-25-000146 · wk-form4_1763758997.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,013,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.42 to $17.665 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 21:03 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $17.04 $42,594.00
Disclosure

SEC source: 0001805284-25-000146 · wk-form4_1763758997.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,015,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:15 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $16.78 $41,961.50
Disclosure

SEC source: 0001805284-25-000144 · wk-form4_1763586949.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,018,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.39 to $17.045 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 17, 2025 Filed Nov 19, 2025 21:15 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $16.70 $41,757.50
Disclosure

SEC source: 0001805284-25-000144 · wk-form4_1763586949.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,020,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.27 to $17.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 14, 2025 Filed Nov 17, 2025 21:30 UTC Rocket Companies, Inc. RKT · Entity 3094 SaleClass A common stock 2,500 $17.17 $42,933.25
Disclosure

SEC source: 0001805284-25-000142 · wk-form4_1763415045.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,023,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.98 to $17.295 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.