TapewireFind a company

person · Reporting owner

Burton Karen L

Disclosed activity across 2 companies

Tapewire entity
40498
SEC CIK
0001697095

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STERIS plcSTE · Entity 3228Sr. Vice Pres., CFOOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STERIS plc

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect12,956 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Tax withholding · Disposed 228 · Balance 12,956

F1: 228 shares were withheld from the 783 restricted shares that vested on October 1, 2026. These 228 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 783 ordinary shares were awarded to Ms. Burton on October 1, 2025. These vested shares were valued at the NYSE closing market price on October 1, 2026.

F2: As of October 2, 2026, 8,499 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,775 on June 2, 2027; 651 on June 3, 2027; 306 on June 4, 2027; 783 on October 1, 2027; 1,775 on June 2, 2028; 651 on June 5, 2028; 783 on October 1, 2028 and 1,775 on June 4, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: 228 shares were withheld from the 783 restricted shares that vested on October 1, 2026. These 228 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 783 ordinary shares were awarded to Ms. Burton on October 1, 2025. These vested shares were valued at the NYSE closing market price on October 1, 2026.

F2: As of October 2, 2026, 8,499 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,775 on June 2, 2027; 651 on June 3, 2027; 306 on June 4, 2027; 783 on October 1, 2027; 1,775 on June 2, 2028; 651 on June 5, 2028; 783 on October 1, 2028 and 1,775 on June 4, 2029.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STERIS plc

Report date March 28, 2019 · Filed March 28, 2019

Section 16 reporting ended · disclosed 2019-03-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, 10 pence par valueSEC Table I · non-derivativeDirect0 Reported balance After 2019-03-28 transaction · row 1
1 source row

Row 1 · 2019-03-28 · Disposition to issuer · Disposed 8,404 · Balance 0

F1: 7,016 of these ordinary shares are restricted and vest as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022.

F2: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.09 · Expires 2021-05-31Direct0 Reported balance After 2019-03-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-03-28 · Disposition to issuer · Disposed 3,800 · Balance 0

F3: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,800 ordinary shares of STERIS for $36.09 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.94 · Expires 2022-05-30Direct0 Reported balance After 2019-03-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-28 · Disposition to issuer · Disposed 3,700 · Balance 0

F4: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,700 ordinary shares of STERIS for $29.94 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.34 · Expires 2023-05-31Direct0 Reported balance After 2019-03-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-03-28 · Disposition to issuer · Disposed 4,040 · Balance 0

F5: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,040 ordinary shares of STERIS for $45.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.52 · Expires 2024-05-30Direct0 Reported balance After 2019-03-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-28 · Disposition to issuer · Disposed 3,400 · Balance 0

F6: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,400 ordinary shares of STERIS for $53.52 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.15 · Expires 2025-05-28Direct0 Reported balance After 2019-03-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-03-28 · Disposition to issuer · Disposed 2,852 · Balance 0

F7: This option becomes exercisable as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was assumed by STERIS under the Scheme and converted to an option to purchase 2,852 ordinary shares of STERIS for $66.15 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.72 · Expires 2026-06-01Direct0 Reported balance After 2019-03-28 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-03-28 · Disposition to issuer · Disposed 2,600 · Balance 0

F8: This option becomes exercisable as follows: 650 on June 1, 2017, 650 on June 1, 2018, 650 on June 3, 2019 and 650 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 2,600 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.07 · Expires 2027-05-30Direct0 Reported balance After 2019-03-28 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-03-28 · Disposition to issuer · Disposed 4,000 · Balance 0

F9: This option becomes exercisable as follows: 1,000 on May 30, 2018; 1,000 on May 30, 2019; 1,000 on June 1, 2020 and 1,000 on June 1, 2021. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,000 ordinary shares of STERIS for $77.07 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $114.22 · Expires 2028-05-31Direct0 Reported balance After 2019-03-28 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-03-28 · Disposition to issuer · Disposed 7,900 · Balance 0

F10: This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,900 ordinary shares of STERIS for $114.22 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Filing footnotes · ownership attribution and instrument terms

F1: 7,016 of these ordinary shares are restricted and vest as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022.

F2: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F3: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,800 ordinary shares of STERIS for $36.09 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F4: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,700 ordinary shares of STERIS for $29.94 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F5: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,040 ordinary shares of STERIS for $45.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F6: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,400 ordinary shares of STERIS for $53.52 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F7: This option becomes exercisable as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was assumed by STERIS under the Scheme and converted to an option to purchase 2,852 ordinary shares of STERIS for $66.15 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F8: This option becomes exercisable as follows: 650 on June 1, 2017, 650 on June 1, 2018, 650 on June 3, 2019 and 650 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 2,600 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F9: This option becomes exercisable as follows: 1,000 on May 30, 2018; 1,000 on May 30, 2019; 1,000 on June 1, 2020 and 1,000 on June 1, 2021. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,000 ordinary shares of STERIS for $77.07 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F10: This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,900 ordinary shares of STERIS for $114.22 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2020 Filed Nov 9, 2020 21:32 UTC STERIS plc STE · Entity 3228 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,852 $0.00 Strike: $66.15 $0.00
Disclosure

SEC source: 0001209191-20-057455 · doc4.xml · derivative · entry 4

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,852 shares

Expires 2025-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase 2,852 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,852 Old STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 1,750 $179.48 $314,090.00
Disclosure

SEC source: 0001209191-20-057455 · doc4.xml · nonDerivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,144

F2 · price: Price reflects a weighted average sale price for multiple transactions ranging from $179.40 to $179.70 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: 6,144 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on June 1, 2021; 1,332 on May 31, 2022; 396 on June 1, 2022; 765 on May 31, 2022; 255 on May 31, 2023; 198 on June 1, 2023 and 198 on June 3, 2024.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 2,852 $179.38 $511,591.76
Disclosure

SEC source: 0001209191-20-057455 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,894

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $179.05 to $179.78 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 2,852 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057455 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:28 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 4,780 $0.00 Strike: $182.22 $0.00
Disclosure

SEC source: 0001209191-20-034018 · doc4.xml · derivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

Underlying: Ordinary Shares · 4,780 shares

Expires 2030-06-01

F4 · derivative.exercise_date: This option becomes exercisable as follows: 1,195 on June 1, 2021; 1,195 on June 1, 2022; 1,195 on June 1, 2023 and 1,195 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:28 UTC STERIS plc STE · Entity 3228 Disposition to issuerOrdinary Shares 392 $165.65 $64,934.80
Disclosure

SEC source: 0001209191-20-034018 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78

F2 · shares: 392 shares were withheld from the 1,220 restricted shares that vested on June 1, 2020. These 392 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 1,220 ordinary shares were awarded to Ms. Burton on June 1, 2016. These vested shares were valued at the NYSE closing market price on June 1, 2020.

F3 · balance_after: 6,144 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on June 1, 2021; 1,332 on May 31, 2022; 396 on June 1, 2022; 765 on May 31, 2022; 255 on May 31, 2023; 198 on June 1, 2023 and 198 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:28 UTC STERIS plc STE · Entity 3228 GrantOrdinary Shares 792 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034018 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,286

F1 · shares: All 792 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 396 on June 1, 2022; 198 on June 1, 2023 and 198 on June 3, 2024.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC STERIS plc STE · Entity 3228 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,400 $0.00 Strike: $53.52 $0.00
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · derivative · entry 5

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,400 shares

Expires 2024-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase 3,400 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,400 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC STERIS plc STE · Entity 3228 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,040 $0.00 Strike: $45.34 $0.00
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · derivative · entry 4

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,040 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 4,040 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 4,040 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 7,440 $160.00 $1,190,400.00
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · nonDerivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

F2 · shares: This exercise of stock options and sale of a total of 7,440 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on January 20, 2020.

F1 · balance_after: 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 3,400 $53.52 $181,968.00
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:28 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 4,040 $45.34 $183,173.60
Disclosure

SEC source: 0001209191-20-009196 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:28 UTC STERIS plc STE · Entity 3228 Tax withholdingOrdinary Shares 314 $140.62 $44,154.68
Disclosure

SEC source: 0001209191-19-051697 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

F1 · balance_after: 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC STERIS plc STE · Entity 3228 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $29.94 $0.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · derivative · entry 6

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,700 shares

Expires 2022-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC STERIS plc STE · Entity 3228 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,800 $0.00 Strike: $36.09 $0.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · derivative · entry 5

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,800 shares

Expires 2021-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 3,700 $135.00 $499,500.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · nonDerivative · entry 4

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

F3 · shares: This Exercise and sale of a total of 3,700 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

F5 · balance_after: 7,272 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 3,700 $29.94 $110,778.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · nonDerivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This Exercise and sale of a total of 3,700 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

F4 · shares: This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 3,800 $135.00 $513,000.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

F1 · shares: This Exercise and sale of a total of 3,800 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 3,800 $36.09 $137,142.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Exercise and sale of a total of 3,800 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

F2 · shares: This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 20:34 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 1,387 $133.89 $185,705.43
Disclosure

SEC source: 0001209191-19-033932 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

F2 · shares: This sale of a total of 1,387 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

F3 · balance_after: 7,272 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:34 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 5,880 Not disclosed Strike: $147.05 Not disclosed
Disclosure

SEC source: 0001209191-19-033932 · doc4.xml · derivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,880

Underlying: Ordinary Shares · 5,880 shares

Expires 2029-05-31

F4 · price: This option becomes exercisable as follows: 1,470 on June 1, 2020; 1,470 on June 1, 2021; 1,470 on May 31, 2022 and 1,470 on May 31, 2023.

F4 · derivative.exercise_date: This option becomes exercisable as follows: 1,470 on June 1, 2020; 1,470 on June 1, 2021; 1,470 on May 31, 2022 and 1,470 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:34 UTC STERIS plc STE · Entity 3228 GrantOrdinary Shares 1,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033932 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,195

F1 · shares: All 1,020 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
May 28, 2019 Filed May 30, 2019 20:28 UTC STERIS plc STE · Entity 3228 Tax withholdingOrdinary Shares 229 $133.92 $30,667.68
Disclosure

SEC source: 0001209191-19-033435 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,175

F1 · shares: 229 shares were withheld from the 764 restricted shares that vested on May 28, 2019. These 229 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 764 ordinary shares were awarded to Ms. Burton on May 28, 2015. These vested shares were valued at the NYSE closing market price on May 28, 2019.

F2 · balance_after: 6,252 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 7,900 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 9

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Ordinary Shares · 7,900 shares

Expires 2028-05-31

F10 · price: This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 7.900 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F10 · derivative.exercise_date: This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 7.900 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 4,000 Not disclosed Strike: $77.07 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 8

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2027-05-30

F9 · price: This option becomes exercisable as follows: 1,000 on May 30, 2018; 1,000 on May 30, 2019; 1,000 on June 1, 2020 and 1,000 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 4,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F9 · derivative.exercise_date: This option becomes exercisable as follows: 1,000 on May 30, 2018; 1,000 on May 30, 2019; 1,000 on June 1, 2020 and 1,000 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 4,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 2,600 Not disclosed Strike: $69.72 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 7

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Ordinary Shares · 2,600 shares

Expires 2026-06-01

F8 · price: This option becomes exercisable as follows: 650 on June 1, 2017; 650 on June 1, 2018; 650 on June 3, 2019 and 650 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 2,600 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F8 · derivative.exercise_date: This option becomes exercisable as follows: 650 on June 1, 2017; 650 on June 1, 2018; 650 on June 3, 2019 and 650 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 2,600 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 2,852 Not disclosed Strike: $66.15 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 6

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,852

Underlying: Ordinary Shares · 2,852 shares

Expires 2025-05-28

F7 · price: This option becomes exercisable as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 2,852 STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F7 · derivative.exercise_date: This option becomes exercisable as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 2,852 STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 3,400 Not disclosed Strike: $53.52 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 5

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Ordinary Shares · 3,400 shares

Expires 2024-05-30

F6 · price: This option to purchase 3,400 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,400 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F6 · derivative.exercise_date: This option to purchase 3,400 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,400 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 4,040 Not disclosed Strike: $45.34 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 4

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040

Underlying: Ordinary Shares · 4,040 shares

Expires 2023-05-31

F5 · price: This option to purchase 4,040 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,040 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F5 · derivative.exercise_date: This option to purchase 4,040 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 4,040 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 3,700 Not disclosed Strike: $29.94 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Ordinary Shares · 3,700 shares

Expires 2022-05-30

F4 · price: This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F4 · derivative.exercise_date: This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 3,800 Not disclosed Strike: $36.09 Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · derivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Ordinary Shares · 3,800 shares

Expires 2021-05-31

F3 · price: This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F3 · derivative.exercise_date: This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:57 UTC STERIS plc STE · Entity 3228 GrantOrdinary Shares 8,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021597 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404

F1 · shares: 7,016 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022.

F2 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F1 · balance_after: 7,016 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:40 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 7,900 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021555 · doc4.xml · derivative · entry 9

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,900 shares

Expires 2028-05-31

F10 · price: This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,900 ordinary shares of STERIS for $114.22 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F10 · derivative.exercise_date: This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,900 ordinary shares of STERIS for $114.22 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:40 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 4,000 Not disclosed Strike: $77.07 Not disclosed
Disclosure

SEC source: 0001209191-19-021555 · doc4.xml · derivative · entry 8

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,000 shares

Expires 2027-05-30

F9 · price: This option becomes exercisable as follows: 1,000 on May 30, 2018; 1,000 on May 30, 2019; 1,000 on June 1, 2020 and 1,000 on June 1, 2021. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,000 ordinary shares of STERIS for $77.07 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F9 · derivative.exercise_date: This option becomes exercisable as follows: 1,000 on May 30, 2018; 1,000 on May 30, 2019; 1,000 on June 1, 2020 and 1,000 on June 1, 2021. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,000 ordinary shares of STERIS for $77.07 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:40 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 2,600 Not disclosed Strike: $69.72 Not disclosed
Disclosure

SEC source: 0001209191-19-021555 · doc4.xml · derivative · entry 7

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,600 shares

Expires 2026-06-01

F8 · price: This option becomes exercisable as follows: 650 on June 1, 2017, 650 on June 1, 2018, 650 on June 3, 2019 and 650 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 2,600 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F8 · derivative.exercise_date: This option becomes exercisable as follows: 650 on June 1, 2017, 650 on June 1, 2018, 650 on June 3, 2019 and 650 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 2,600 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:40 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 2,852 Not disclosed Strike: $66.15 Not disclosed
Disclosure

SEC source: 0001209191-19-021555 · doc4.xml · derivative · entry 6

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,852 shares

Expires 2025-05-28

F7 · price: This option becomes exercisable as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was assumed by STERIS under the Scheme and converted to an option to purchase 2,852 ordinary shares of STERIS for $66.15 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F7 · derivative.exercise_date: This option becomes exercisable as follows: 713 on May 28, 2016, 713 on May 30, 2017, 713 on May 29, 2018 and 713 on May 28, 2019. This option was assumed by STERIS under the Scheme and converted to an option to purchase 2,852 ordinary shares of STERIS for $66.15 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:40 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 3,400 Not disclosed Strike: $53.52 Not disclosed
Disclosure

SEC source: 0001209191-19-021555 · doc4.xml · derivative · entry 5

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,400 shares

Expires 2024-05-30

F6 · price: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,400 ordinary shares of STERIS for $53.52 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F6 · derivative.exercise_date: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,400 ordinary shares of STERIS for $53.52 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:40 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 4,040 Not disclosed Strike: $45.34 Not disclosed
Disclosure

SEC source: 0001209191-19-021555 · doc4.xml · derivative · entry 4

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,040 shares

Expires 2023-05-31

F5 · price: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,040 ordinary shares of STERIS for $45.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F5 · derivative.exercise_date: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,040 ordinary shares of STERIS for $45.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:40 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 3,700 Not disclosed Strike: $29.94 Not disclosed
Disclosure

SEC source: 0001209191-19-021555 · doc4.xml · derivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,700 shares

Expires 2022-05-30

F4 · price: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,700 ordinary shares of STERIS for $29.94 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F4 · derivative.exercise_date: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,700 ordinary shares of STERIS for $29.94 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:40 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 3,800 Not disclosed Strike: $36.09 Not disclosed
Disclosure

SEC source: 0001209191-19-021555 · doc4.xml · derivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,800 shares

Expires 2021-05-31

F3 · price: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,800 ordinary shares of STERIS for $36.09 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F3 · derivative.exercise_date: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,800 ordinary shares of STERIS for $36.09 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:40 UTC STERIS plc STE · Entity 158792 Disposition to issuerOrdinary Shares, 10 pence par value 8,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021555 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: 7,016 of these ordinary shares are restricted and vest as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022.

F2 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 16:30 UTC STERIS plc STE · Entity 158792 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,300 $0.00 Strike: $31.87 $0.00
Disclosure

SEC source: 0001209191-18-046805 · doc4.xml · derivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,300 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on May 20, 2010 and is fully vested.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 16:30 UTC STERIS plc STE · Entity 158792 SaleOrdinary Shares, 10 pence par value 1,300 $114.39 $148,707.00
Disclosure

SEC source: 0001209191-18-046805 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404

F2 · shares: Of the total shares sold, all 1,300 shares were sold pursuant to the above-referenced 10b5-1 plan sale.

F3 · balance_after: 7,016 of these shares are restricted and vest as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 16:30 UTC STERIS plc STE · Entity 158792 Exercise / conversionOrdinary Shares, 10 pence par value 1,300 $31.87 $41,431.00
Disclosure

SEC source: 0001209191-18-046805 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This exercise of 1,300 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on December 5, 2016.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 16:41 UTC STERIS plc STE · Entity 158792 GrantEmployee Stock Option (right to buy) · Derivative 7,900 $0.00 Strike: $114.22 $0.00
Disclosure

SEC source: 0001209191-18-035142 · doc4.xml · derivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Ordinary Shares · 7,900 shares

Expires 2028-05-31

F3 · derivative.exercise_date: This option becomes exercisable as follows: 1,975 on May 31, 2019; 1,975 on June 1, 2020; 1,975 on June 1, 2021 and 1,975 on May 31, 2022.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 16:41 UTC STERIS plc STE · Entity 158792 GrantOrdinary Shares, 10 pence par value 1,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035142 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404

F1 · shares: All 1,332 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 1,332 on May 31, 2022.

F2 · balance_after: 7,016 of these shares are restricted and vest as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; and 1,332 on May 31, 2022.

Read SEC document
May 30, 2018 Filed May 31, 2018 17:09 UTC STERIS plc STE · Entity 158792 Tax withholdingOrdinary Shares, 10 pence par value 291 $104.57 $30,429.87
Disclosure

SEC source: 0001209191-18-034406 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,072

F1 · shares: 291 shares were withheld from the 972 restricted shares that vested on May 30, 2018. These 291 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 972 shares were awarded to Ms. Burton on May 30, 2014 as part of an award of 972 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2018.

F2 · balance_after: 5,684 of these shares are restricted and vest as follows: 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020 and 3,000 on June 1, 2021.

Read SEC document
May 11, 2018 Filed May 14, 2018 16:45 UTC STERIS plc STE · Entity 158792 SaleOrdinary Shares, 10 pence par value 323 $102.99 $33,265.77
Disclosure

SEC source: 0001209191-18-029873 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F2 · price: Shares liquidated at the price of $102.99 per share on May 11, 2018.

Read SEC document
May 11, 2018 Filed May 14, 2018 16:45 UTC STERIS plc STE · Entity 158792 SaleOrdinary Shares, 10 pence par value 881 $102.65 $90,434.65
Disclosure

SEC source: 0001209191-18-029873 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,363

F1 · balance_after: 6,656 of these shares are restricted and vest as follows: 972 on May 30, 2018; 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020 and 3,000 on June 1, 2021.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:42 UTC STERIS plc STE · Entity 158792 Tax withholdingOrdinary Shares, 10 pence par value 293 $91.02 $26,668.86
Disclosure

SEC source: 0001209191-18-023702 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,244

F1 · shares: 293 shares were withheld from the 1,000 restricted shares that vested on April 2, 2018. These 293 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 1,000 ordinary shares were awarded to Ms. Burton on March 31, 2014. These vested shares were valued at the NYSE closing market price on April 2, 2018.

F2 · balance_after: 6,656 of these shares are restricted and vest as follows: 972 on May 30, 2018; 764 on May 28, 2019; 700 on October 1, 2019; 1,220 on June 1, 2020 and 3,000 on June 1, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.